Underground Space最新文献

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Rapid acquisition and surface defects recognition based on panoramic image of small-section hydraulic tunnel 基于小断面水工隧道全景图像的快速采集与表面缺陷识别
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-11-20 DOI: 10.1016/j.undsp.2024.08.007
Haoyu Wang , Jichen Xie , Jinyang Fu , Cong Zhang , Dingping Chen , Zhiheng Zhu , Xuesen Zhang
{"title":"Rapid acquisition and surface defects recognition based on panoramic image of small-section hydraulic tunnel","authors":"Haoyu Wang ,&nbsp;Jichen Xie ,&nbsp;Jinyang Fu ,&nbsp;Cong Zhang ,&nbsp;Dingping Chen ,&nbsp;Zhiheng Zhu ,&nbsp;Xuesen Zhang","doi":"10.1016/j.undsp.2024.08.007","DOIUrl":"10.1016/j.undsp.2024.08.007","url":null,"abstract":"<div><div>Small-section hydraulic tunnels are characterized by small spaces and various section forms, under complex environments, which makes it difficult to carry out an inspection by the mobile acquisition equipment. To resolve these problems, an arbitrarily adjustable camera module deployment method and the corresponding automatic image acquisition equipment with multi-area array cameras are proposed and developed. Such method enables the acquisition of full-length surface images of the hydraulic tunnels with different cross-section forms and diameters by a one-way travel, and the overlap rate and accuracy of the acquired image sets meet the requirements of three-dimensional reconstruction and panoramic image generation. In addition, to improve the speed and accuracy of traditional algorithms for tunnel surface defects detection, this paper proposes an improved YOLOv5s-DECA model. The algorithm introduces DenseNet to optimize the backbone feature extraction network and incorporates an efficient channel attention ECA module to make a better extraction of features of defects. The experimental results show that mAP, and F1-score of YOLOv5-DECA are 73.4% and 74.6%, respectively, which are better than the common model in terms of accuracy and robustness. The proposed YOLOv5-DECA has great detection performance for targets with variable shapes and can solve the problem of classification imbalance in surface defects. Then, by combining YOLOv5-DECA with the direction search algorithm, a “point-ring-section” method is established to allow rapid identification of common surface defects by detecting them layer by layer with the bottom image of the stitched panorama as the seed. The presented method in this paper effectively solves the problem that a single image fails to show the overall distribution of the defects and their accurate positioning in a whole large tunnel section and the effective features of defects in an excessively large panoramic image size are difficult to be captured by the neural network. Field applications demonstrated that the presented method is adequate for high-precision and intelligent surface defect detection and positioning for different small-section hydraulic tunnels such as circular, arch-wall, and box-shaped hydraulic tunnels.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 270-290"},"PeriodicalIF":8.2,"publicationDate":"2024-11-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143147147","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Development of an innovative THM fully coupled three-dimensional finite element program and its applications 创新THM全耦合三维有限元程序的开发及其应用
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-11-15 DOI: 10.1016/j.undsp.2024.08.006
Ziqi Liu , Xiaohui Cheng , Jie Xiao
{"title":"Development of an innovative THM fully coupled three-dimensional finite element program and its applications","authors":"Ziqi Liu ,&nbsp;Xiaohui Cheng ,&nbsp;Jie Xiao","doi":"10.1016/j.undsp.2024.08.006","DOIUrl":"10.1016/j.undsp.2024.08.006","url":null,"abstract":"<div><div>A thermal–hydraulic-mechanical (THM) field coupling three-dimensional (3D) finite element (FE) program is developed for complex THM coupled problems in engineering practice. This 3D program incorporates a thermo-mechanical coupled constitutive model known as Tsinghua-Thermo-Soil. The program solves the hydraulic and mechanical fields together and the thermal field separately (i.e., the T-HM scheme). Validation is done against the analytical solutions of one-dimensional (1D) steady-state forced convection-conduction and 1D thermo-elastic consolidation processes. Additionally, effects of the dynamic viscosity coefficient and thermal expansion coefficient of water are analyzed for 1D thermo-elastic consolidation coupled problem. It is revealed that for soils in long-term consolidation and under high loading levels, convective effect is significant and the temperature distribution differs from that obtained by considering only heat conduction. A coupled THM problem of foundations involving an actual engineering energy raft is analyzed. The response of a linear elastic foundation under the combined effect of assumed long-term cyclic thermal loading and mechanical loading process is studied. The results demonstrate that heating leads to the locally accumulation of excess pore pressure and reduces settlement and differential settlement, while cooling has the opposite effects. Due to the heat injected into the foundation exceeding the heat extracted, the ground temperature within several meters of burial depth gradually increases over time, meanwhile the average differential settlement decreases.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 352-369"},"PeriodicalIF":8.2,"publicationDate":"2024-11-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143146710","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Electrochemical deposition method to repair leakage cracks in underground structures: Principle, laboratory experiment and field implementation 电化学沉积法修复地下结构渗漏裂缝:原理、实验室试验与现场实施
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-11-14 DOI: 10.1016/j.undsp.2024.04.010
Yuxing Sun , Qing Chen , Tiemei Zhu , Anlan Huang , Linjun Xie
{"title":"Electrochemical deposition method to repair leakage cracks in underground structures: Principle, laboratory experiment and field implementation","authors":"Yuxing Sun ,&nbsp;Qing Chen ,&nbsp;Tiemei Zhu ,&nbsp;Anlan Huang ,&nbsp;Linjun Xie","doi":"10.1016/j.undsp.2024.04.010","DOIUrl":"10.1016/j.undsp.2024.04.010","url":null,"abstract":"<div><div>Based on the service environment of underground structures, we proposed an electrochemical deposition method for repairing leakage cracks in underground structures and explained its basic principles. Experiments were conducted in the laboratory using electrochemical deposition methods to repair cracked concrete in asymmetric structures in groundwater environments. The macroscopic repair results confirmed that the electrochemical deposition method based on aluminum sulfate calcium acetate electrolyte solution can achieve a crack surface closure rate of 100% and a permeability decrease of 3–4 orders of magnitude after 7 d of repair in groundwater environment, achieving the effect of crack closure. The crack closure rate of the groundwater surface increased with groundwater concentration. Based on the microstructure analysis of X-ray diffraction, thermogravimetry and scanning electron microscope, the mechanism of electrochemical deposition method for repairing underground leakage cracks was revealed. It was confirmed that the main components of deposition products on the crack surface were compounds containing aluminum and calcium such as ettringite and gypsum while the main components on the groundwater side were magnesium calcium compounds such as magnesium hydroxide and calcium carbonate. And as the ion concentration in the groundwater increased, the amount of deposition products on the groundwater side has increased, which is consistent with the macroscopic results. The mercury intrusion porosimetry results showed that the electrochemical deposition method can increase the proportion of small pores in the matrix and optimize the pore size distribution of the matrix. Finally, on-site experiments were conducted on the electrochemical deposition method to repair leakage cracks on Nantong Metro Line 2, China. After repairing the cracks for 3 d, the leakage rate decreased from 6.06 to 1.95 mL/min, and the water seepage path changed, confirming that this method can be applied to the field work.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"22 ","pages":"Pages 303-319"},"PeriodicalIF":8.2,"publicationDate":"2024-11-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143776548","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Diffusion law and diffusion model for backfill grouting in loess shield tunnel at different soil moisture 不同土壤含水量下黄土盾构隧道充填注浆扩散规律及扩散模型
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-11-07 DOI: 10.1016/j.undsp.2024.08.005
Sihan Li , Fei Ye , Caifei Zhang , Yong Yang , Tianhan Xia , Yin Jiang , Xingbo Han
{"title":"Diffusion law and diffusion model for backfill grouting in loess shield tunnel at different soil moisture","authors":"Sihan Li ,&nbsp;Fei Ye ,&nbsp;Caifei Zhang ,&nbsp;Yong Yang ,&nbsp;Tianhan Xia ,&nbsp;Yin Jiang ,&nbsp;Xingbo Han","doi":"10.1016/j.undsp.2024.08.005","DOIUrl":"10.1016/j.undsp.2024.08.005","url":null,"abstract":"<div><div>Loess is a special type of soil whose properties are significantly affected by water. However, the grout diffusion law for backfill grouting in loess shield tunnels remains unknown. Based on a visual model experimental device, three experiments were conducted with 10%, 20%, and 30% loess moisture. A finite discrete element method was used to verify the grout diffusion mode, and parameters such as the tunnel buried depth, grout viscosity, and elastic modulus were considered to analyse the grout diffusion law. Experiments and numerical simulations show that the screening diffusion of grout occurs at low loess moisture, whereas splitting diffusion occurs at high loess moisture. The farthest splitting diffusion distance decreases as the tunnel buried depth, grout viscosity, and elastic modulus increase. In addition, based on capillary theory and geotechnical strength criteria, screening diffusion and splitting diffusion models were established. This study investigated the grout diffusion law and grout diffusion model, providing a reference for the design and construction of loess shield tunnels.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 313-330"},"PeriodicalIF":8.2,"publicationDate":"2024-11-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143147792","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Experimental study on effect of pavement background on obstacle visibility in LED lighting environment of road tunnel 道路隧道LED照明环境下路面背景对障碍物可见度影响的实验研究
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-29 DOI: 10.1016/j.undsp.2024.05.005
Shouzhong Feng , Deyuan Kan , Long Zhou , Xianling Liu , Cunyu Du , Weixing Mao
{"title":"Experimental study on effect of pavement background on obstacle visibility in LED lighting environment of road tunnel","authors":"Shouzhong Feng ,&nbsp;Deyuan Kan ,&nbsp;Long Zhou ,&nbsp;Xianling Liu ,&nbsp;Cunyu Du ,&nbsp;Weixing Mao","doi":"10.1016/j.undsp.2024.05.005","DOIUrl":"10.1016/j.undsp.2024.05.005","url":null,"abstract":"<div><div>The tunnel pavement is generally made of asphalt or concrete. Due to the relatively fixed material of pavement, the effect of tunnel pavement setting on the lighting environment and visual performance of drivers has not received sufficient attention, especially the impact on the visual performance of drivers during driving has not been revealed. Therefore, experimental research on the visual recognition performance of an obstacle on asphalt and concrete pavements inside tunnels during dynamic driving was conducted in this study. The results indicate that under the same pavement illumination, the luminance on concrete pavement is higher than that on asphalt pavement due to the higher reflectance of concrete. The visible distance of the human eyes for a gray obstacle with a reflectance of 0.2 on the concrete pavement is greater than that on the asphalt pavement, and the visible distance of the obstacle on the concrete pavement increases by more than 28%. When the color of the obstacle and the pavement are close, it can be challenging for observers to recognize the obstacle, and the pavement and obstacle need to have a higher level of luminance for the recognition. During dynamic driving, the visible distance at a speed of 60 km/h is 1.2 to 1.4 times that at a speed of 80 km/h, which means the influence of vehicle speed on the human eye’s recognition of obstacles on asphalt and concrete pavements should be taken into consideration in the design of road tunnel lighting. The correlated color temperature and S/P value of LED light have little impact on the visible distance of human eyes to the obstacle on the asphalt and concrete pavements, but it does create different visual perceptions. As the correlated color temperature and S/P value increase, the lighting environment of the tunnel gradually gives a brighter feeling to drivers.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"22 ","pages":"Pages 124-136"},"PeriodicalIF":8.2,"publicationDate":"2024-10-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143579938","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Selecting the severest seismic design ground motions for cut-and-cover underground structures 选择割盖式地下结构的最强烈地震设计地震动
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-29 DOI: 10.1016/j.undsp.2024.05.004
Wei Yu , Zhi-Yi Chen , Zhi-Qian Liu
{"title":"Selecting the severest seismic design ground motions for cut-and-cover underground structures","authors":"Wei Yu ,&nbsp;Zhi-Yi Chen ,&nbsp;Zhi-Qian Liu","doi":"10.1016/j.undsp.2024.05.004","DOIUrl":"10.1016/j.undsp.2024.05.004","url":null,"abstract":"<div><div>This paper proposes an innovative method for selecting the severest design ground motions based on overall damage characterization of underground structures. The selection procedure is elaborated using 4749 ground motions, exemplifying various forms of underground structures in class III sites. Initially, an overall damage index, predicated on dual-parameters of deformation and hysteretic energy dissipation, is proposed as an engineering demand parameter to quantitatively depict the failure state of underground structures. Subsequently, given the inadequacy of a single intensity measure in evaluating the damage of underground structures, composite intensity measures with higher correlation to the index are constructed using partial least squares regression method. The composite intensity measures served as the damage potential characterization parameter for ground motions concerning underground structures. Consequently, alternative databases of severest design ground motions are derived through these composite intensity measures. The ground motions in this alternative database are employed as inputs for nonlinear dynamic analysis of underground structures. The severest design ground motions are identified by ranking the overall damage index to underground structures. Finally, a comparison with traditional selecting method demonstrates that the proposed method yields more accurate results.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"22 ","pages":"Pages 208-224"},"PeriodicalIF":8.2,"publicationDate":"2024-10-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143628816","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Series of centrifuge shaking table tests study on seismic response of subway station structures in soft soil sites 软土场地地铁站结构地震响应的离心振动台系列试验研究
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-28 DOI: 10.1016/j.undsp.2024.08.004
Guanyu Yan , Chengshun Xu , Zihong Zhang , Xuelai Wang , Xiuli Du
{"title":"Series of centrifuge shaking table tests study on seismic response of subway station structures in soft soil sites","authors":"Guanyu Yan ,&nbsp;Chengshun Xu ,&nbsp;Zihong Zhang ,&nbsp;Xuelai Wang ,&nbsp;Xiuli Du","doi":"10.1016/j.undsp.2024.08.004","DOIUrl":"10.1016/j.undsp.2024.08.004","url":null,"abstract":"<div><div>Due to the planning of the subway route, it is difficult to avoid crossing soft soil site conditions at subway stations. The seismic response of subway station structures is closely related to the surrounding soil site. In this paper, centrifuge shaking table tests were designed and carried out for subway station structures at three typical soft soil sites (all-clay site, liquefiable interlayer site, and fully liquefiable site). The test results are as follows. The structure is most severely damaged in all-clay site, while the damage is low in liquefiable interlayer site and fully liquefiable site. For liquefiable sites, site liquefaction results in a lower soil-structure stiffness ratio. Thus liquefiable interlayer site and fully liquefiable site provide a natural seismic isolation system for structures compared to all-clay site. The limits of the inter-story drift ratio of the structure were used to evaluate the post-earthquake performance stages of the model structure in the three sites. In all-clay site, the structure is in the “immediately operational” stage after the loading condition of 0.1<em>g</em> and 0.32<em>g</em>, and in the “reparable operational” stage after the loading condition of 0.52<em>g</em> and 0.72<em>g</em>. In the liquefiable interlayer site and full liquefiable site, the underground structure is in the “normal operational” stage after the loading condition of 0.1<em>g</em> and in the “immediately operational” stage after the loading condition of 0.32<em>g</em>–0.72<em>g</em>.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 232-251"},"PeriodicalIF":8.2,"publicationDate":"2024-10-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142705116","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Analysis of hydraulic breakdown and seepage of tail sealing system in shield tunnel machines 盾构隧道机尾部密封系统的液压破坏和渗流分析
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-24 DOI: 10.1016/j.undsp.2024.08.003
Dalong Jin , Zhuoyu Li , Dajun Yuan , Yangyang Gan , Jian Chen , Haipeng Guo
{"title":"Analysis of hydraulic breakdown and seepage of tail sealing system in shield tunnel machines","authors":"Dalong Jin ,&nbsp;Zhuoyu Li ,&nbsp;Dajun Yuan ,&nbsp;Yangyang Gan ,&nbsp;Jian Chen ,&nbsp;Haipeng Guo","doi":"10.1016/j.undsp.2024.08.003","DOIUrl":"10.1016/j.undsp.2024.08.003","url":null,"abstract":"<div><div>The use of shield method in tunnel construction is limited by the engineering conditions of highwater pressure. This is mainly due to the uncertainty of the pressure-bearing capacity of the sealing chambers of the shield tail under different grades and conditions when subjected to different external water pressures. Therefore, it is crucial to determine the pressure-bearing capacity of the sealing chambers. However, there is a lack of studies on the calculating method of the pressure-bearing capacity, which requires more theoretical investigation. To explore the common patterns of multi-grade sealing-related parameters and quantify the pressure-bearing capacity of the sealing chambers, a breakdown and leakage model of the shield tail is proposed, targeting the basic sealing unit of the system. Based on non-Newtonian fluid dynamics and fractal theory of porous media, the model is used to calculate the breakdown pressure and grease seepage rate corresponding to tunneling and shutdown states. In addition, a hydraulic breakdown device of the sealing unit of the static shield tail is built to investigate the relationship between the shield tail clearance and the shield tail brush porous media area, which helps to verify the theoretical model. Finally, the analysis of sealing chamber geometry parameters, grease rheological parameters, and an environmental parameter using the proposed theoretical model shows that the pressure-bearing capacity of the shield tail can be improved by increasing the shield tail clearance and grease yield stress. It also shows that the length of the sealing chamber and the plastic viscosity of the grease do not have a significant effect on the breakdown pressure of the shield tail. The model proposed in this paper will provide ideas for the calculation of the pressure-bearing capacity of multi-grade sealing chambers in the future.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 117-130"},"PeriodicalIF":8.2,"publicationDate":"2024-10-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142656033","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Back analysis of geomechanical parameters based on a data augmentation algorithm and machine learning technique 基于数据增强算法和机器学习技术的地质力学参数回溯分析
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-22 DOI: 10.1016/j.undsp.2024.08.002
Hui Li, Weizhong Chen, Xianjun Tan
{"title":"Back analysis of geomechanical parameters based on a data augmentation algorithm and machine learning technique","authors":"Hui Li,&nbsp;Weizhong Chen,&nbsp;Xianjun Tan","doi":"10.1016/j.undsp.2024.08.002","DOIUrl":"10.1016/j.undsp.2024.08.002","url":null,"abstract":"<div><div>Accurate geomechanical parameters are key factors for stability evaluation, disaster forecasting, structural design, and supporting optimization. The intelligent back analysis method based on the monitored information is widely recognized as the most efficient and cost-effective technique for inverting parameters. To address the low accuracy of measured data, and the scarcity of comprehensive datasets, this study proposes an innovative back analysis framework tailored for small sample sizes. We introduce a multi-faceted back analysis approach that combines data augmentation with advanced optimization and machine learning techniques. The auxiliary classifier generative adversarial network (ACGAN)-based data augmentation algorithm is first employed to generate synthetic yet realistic samples that adhere to the underlying probability distribution of the original data, thereby expanding the dataset and mitigating the impact of small sample sizes. Subsequently, we harness the power of optimized particle swarm optimization (OPSO) integrated with support vector machine (SVM) to mine the intricate nonlinear relationships between input and output variables. Then, relying on a case study, the validity of the augmented data and the performance of the developed OPSO-SVM algorithms based on two different sample sizes are studied. Results show that the new datasets generated by ACGAN almost coincide with the actual monitored convergences, exhibiting a correlation coefficient exceeding 0.86. Furthermore, the superiority of the OPSO-SVM algorithm is also demonstrated by comparing the displacement prediction capability of various algorithms through four indices. It is also indicated that the relative error of the predicted displacement values reduces from almost 20% to 5% for the OPSO-SVM model trained with 25 samples and that trained with 625 samples. Finally, the inversed parameters and corresponding convergences predicted by the two OPSO-SVM models trained with different samples are discussed, indicating the feasibility of the combination application of ACGAN and OPSO-SVM in back analysis of geomechanical parameters. This endeavor not only facilitates the progression of underground engineering analysis in scenarios with limited data, but also serves as a pivotal reference for both researchers and practitioners alike.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 215-231"},"PeriodicalIF":8.2,"publicationDate":"2024-10-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142705117","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Interpretable model for rockburst intensity prediction based on Shapley values-based Optuna-random forest 基于 Shapley 值的 Optuna 随机森林的岩爆强度预测可解释模型
IF 8.2 1区 工程技术
Underground Space Pub Date : 2024-10-16 DOI: 10.1016/j.undsp.2024.09.002
Yaxi Shen , Shunchuan Wu , Yongbing Wang , Jiaxin Wang , Zhiquan Yang
{"title":"Interpretable model for rockburst intensity prediction based on Shapley values-based Optuna-random forest","authors":"Yaxi Shen ,&nbsp;Shunchuan Wu ,&nbsp;Yongbing Wang ,&nbsp;Jiaxin Wang ,&nbsp;Zhiquan Yang","doi":"10.1016/j.undsp.2024.09.002","DOIUrl":"10.1016/j.undsp.2024.09.002","url":null,"abstract":"<div><div>To address the limitation of traditional machine learning models in explaining the rockburst intensity prediction process, this study proposes an interpretable rockburst intensity prediction model. The model was developed using 350 sets of actual rockburst sample data to explore the impact of input metrics on the final rockburst intensity level. The collected data underwent pre-processing using the isolation forest algorithm and synthetic minority oversampling technique. The random forest model was optimized through 5-fold cross-validation and the Optuna framework, resulting in the establishment of an Optuna-random forest (Op-RF) model that generates decision rules through its internal decision tree, utilizing the properties of the random forest model. The model was further interpreted using the Shapley additive explanations algorithm, both locally and globally. The results demonstrate that the proposed model achieved an area under curve score of 0.984. In comparison to eight other machine learning models, the proposed Op-RF model demonstrated superior accuracy, precision, recall, and <em>F</em><sub>1</sub> score. The model provides a transparent explanation of the prediction process, linking impact characteristics to the final output. Additionally, a cloud deployment method for the rockburst intensity prediction model is provided and its effectiveness is demonstrated through engineering verification. The proposed model offers a new approach to the application of machine learning in rockburst intensity prediction.</div></div>","PeriodicalId":48505,"journal":{"name":"Underground Space","volume":"21 ","pages":"Pages 198-214"},"PeriodicalIF":8.2,"publicationDate":"2024-10-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142705115","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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