{"title":"Anderson localization for CMV matrices with Verblunsky coefficients defined by the hyperbolic toral automorphism","authors":"Yanxue Lin , Shuzheng Guo , Daxiong Piao","doi":"10.1016/j.jfa.2025.111103","DOIUrl":"10.1016/j.jfa.2025.111103","url":null,"abstract":"<div><div>In this paper, we prove the large deviation estimates and Anderson localization for CMV matrices on <span><math><msup><mrow><mi>ℓ</mi></mrow><mrow><mn>2</mn></mrow></msup><mo>(</mo><msub><mrow><mi>Z</mi></mrow><mrow><mo>+</mo></mrow></msub><mo>)</mo></math></span> with Verblunsky coefficients defined dynamically by the hyperbolic toral automorphism. Part of positivity results on the Lyapunov exponents of Chulaevsky-Spencer <span><span>[9]</span></span> and Anderson localization results of Bourgain-Schlag <span><span>[6]</span></span> on Schrödinger operators with strongly mixing potentials are extended to CMV matrices.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 9","pages":"Article 111103"},"PeriodicalIF":1.7,"publicationDate":"2025-06-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144489470","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Global well-posedness of the nonlinear Hartree equation for infinitely many particles with singular interaction","authors":"Sonae Hadama , Younghun Hong","doi":"10.1016/j.jfa.2025.111102","DOIUrl":"10.1016/j.jfa.2025.111102","url":null,"abstract":"<div><div>The nonlinear Hartree equation (NLH) in the Heisenberg picture admits steady states of the form <span><math><msub><mrow><mi>γ</mi></mrow><mrow><mi>f</mi></mrow></msub><mo>=</mo><mi>f</mi><mo>(</mo><mo>−</mo><mi>Δ</mi><mo>)</mo></math></span> representing quantum states of infinitely many particles. In this article, we consider the time evolution of perturbations from a large class of such steady states via the three-dimensional NLH. We prove that if the interaction potential <em>w</em> has finite measure and initial states have finite relative entropy, then solutions preserve the relative free energy, and they exist globally in time. This result extends the important work of Lewin and Sabin <span><span>[31]</span></span> to singular interactions.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 9","pages":"Article 111102"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144489467","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Gamma-liminf estimate for a class of non-local approximations of Sobolev and BV norms","authors":"Massimo Gobbino, Nicola Picenni","doi":"10.1016/j.jfa.2025.111106","DOIUrl":"10.1016/j.jfa.2025.111106","url":null,"abstract":"<div><div>We consider a family of non-local and non-convex functionals, and we prove that their Gamma-liminf is bounded from below by a positive multiple of the Sobolev norm or the total variation. As a by-product, we answer some open questions concerning the limiting behavior of these functionals.</div><div>The proof relies on the analysis of a discretized version of these functionals.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 9","pages":"Article 111106"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144489469","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Calculus for parametric boundary problems with global projection conditions","authors":"Jörg Seiler","doi":"10.1016/j.jfa.2025.111099","DOIUrl":"10.1016/j.jfa.2025.111099","url":null,"abstract":"<div><div>A pseudodifferential calculus for parameter-dependent operators on smooth manifolds with boundary in the spirit of Boutet de Monvel's algebra is constructed. The calculus contains, in particular, the resolvents of realizations of differential operators subject to global projection boundary conditions (spectral boundary conditions are a particular example); resolvent trace asymptotics are easily derived. The calculus is related to but different from the calculi developed by Grubb and Grubb-Seeley. We use ideas from the theory of pseudodifferential operators on manifolds with edges due to Schulze, in particular the concept of operator-valued symbols twisted by a group-action. Parameter-ellipticity in the calculus is characterized by the invertibility of three principal symbols: the homogeneous principal symbol, the principal boundary symbol, and the so-called principal limit symbol. The principal boundary symbol has, in general, a singularity in the co-variable/parameter space, the principal limit symbol is a new ingredient of the calculus.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 10","pages":"Article 111099"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144514338","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Roberta Bianchini , Diego Córdoba , Luis Martínez-Zoroa
{"title":"Non existence and strong ill-posedness in H2 for the stable IPM equation","authors":"Roberta Bianchini , Diego Córdoba , Luis Martínez-Zoroa","doi":"10.1016/j.jfa.2025.111097","DOIUrl":"10.1016/j.jfa.2025.111097","url":null,"abstract":"<div><div>We prove the non-existence and strong ill-posedness of the Incompressible Porous Media (IPM) equation for initial data that are small <span><math><msup><mrow><mi>H</mi></mrow><mrow><mn>2</mn></mrow></msup><mo>(</mo><msup><mrow><mi>R</mi></mrow><mrow><mn>2</mn></mrow></msup><mo>)</mo></math></span> perturbations of the linearly stable profile <span><math><mo>−</mo><msub><mrow><mi>x</mi></mrow><mrow><mn>2</mn></mrow></msub></math></span>. A remarkable novelty of the proof is the construction of an <span><math><msup><mrow><mi>H</mi></mrow><mrow><mn>2</mn></mrow></msup></math></span> perturbation, which solves the IPM equation and neutralizes the stabilizing effect of the background profile near the origin, where a strong deformation leading to non-existence in <span><math><msup><mrow><mi>H</mi></mrow><mrow><mn>2</mn></mrow></msup></math></span> is created. This strong deformation is achieved through an iterative procedure inspired by the work of Córdoba and Martínez-Zoroa (2022) <span><span>[7]</span></span>. However, several differences - beyond purely technical aspects - arise due to the anisotropic and, more importantly, to the partially dissipative nature of the equation, adding further challenges to the analysis.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 9","pages":"Article 111097"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144489468","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"On the mean-field and semiclassical limit from quantum N-body dynamics","authors":"Xuwen Chen , Shunlin Shen , Zhifei Zhang","doi":"10.1016/j.jfa.2025.111100","DOIUrl":"10.1016/j.jfa.2025.111100","url":null,"abstract":"<div><div>We study the mean-field and semiclassical limit of the quantum many-body bosonic dynamics with a repulsive <em>δ</em>-type potential <span><math><msup><mrow><mi>N</mi></mrow><mrow><mn>3</mn><mi>β</mi></mrow></msup><mi>V</mi><mo>(</mo><msup><mrow><mi>N</mi></mrow><mrow><mi>β</mi></mrow></msup><mi>x</mi><mo>)</mo></math></span> and a repulsive Coulomb potential on <span><math><msup><mrow><mi>R</mi></mrow><mrow><mn>3</mn></mrow></msup></math></span>, which leads to a macroscopic fluid equation, the Euler-Poisson equation with pressure. We prove quantitative strong convergence of the quantum mass and momentum densities up to the first blow up time of the limiting equation. The proof is based on a modulated energy method, for which a functional inequality is the key ingredient. Different from Golse-Paul <span><span>[38]</span></span> in which the sole Coulomb potential case was considered and one could use Serfaty's inequality <span><span>[64]</span></span>, the <em>δ</em>-type potential's sharp singularity and general profile hinder the application of such inequalities. In this paper, we develop a completely new method, in which Erdős-Schlein-Yau <span><span>[31]</span></span>, <span><span>[33]</span></span>, <span><span>[34]</span></span> <span><math><msup><mrow><mi>H</mi></mrow><mrow><mn>1</mn></mrow></msup></math></span>-type energy estimate plays an unexpected role, to establish the functional inequality on the <em>δ</em>-type potential for the optimal case <span><math><mi>β</mi><mo>∈</mo><mo>(</mo><mn>0</mn><mo>,</mo><mn>1</mn><mo>)</mo></math></span>.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 10","pages":"Article 111100"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144514337","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Asymptotic behaviour of semigroup traces and Schatten classes of resolvents","authors":"Bruno Iochum , Valentin A. Zagrebnov","doi":"10.1016/j.jfa.2025.111101","DOIUrl":"10.1016/j.jfa.2025.111101","url":null,"abstract":"<div><div>Motivated by examples from mathematical physics and noncommutative geometry, given a generator <em>A</em> of a Gibbs semigroup <span><math><msub><mrow><mo>{</mo><msub><mrow><mi>U</mi></mrow><mrow><mi>A</mi></mrow></msub><mo>(</mo><mi>t</mi><mo>)</mo><mo>:</mo><mo>=</mo><msup><mrow><mi>e</mi></mrow><mrow><mo>−</mo><mi>t</mi><mi>A</mi></mrow></msup><mo>}</mo></mrow><mrow><mi>t</mi><mo>≥</mo><mn>0</mn></mrow></msub></math></span>, we re-examine the relationship between the Schatten class of its resolvents and the behaviour of the norm-trace <span><math><msub><mrow><mo>‖</mo><msup><mrow><mi>e</mi></mrow><mrow><mo>−</mo><mi>t</mi><mi>A</mi></mrow></msup><mo>‖</mo></mrow><mrow><mn>1</mn></mrow></msub></math></span> when <em>t</em> approaches zero. Besides the applications of the Tauberian results, we specifically investigate the compatibility of asymptotic behaviours with the semigroup derivations and perturbations. Along the course of our study, we present a novel characterisation of Gibbs semigroups.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 10","pages":"Article 111101"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144491151","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Derivation of renormalized Hartree-Fock-Bogoliubov and quantum Boltzmann equations in an interacting Bose gas","authors":"Thomas Chen , Michael Hott","doi":"10.1016/j.jfa.2025.111096","DOIUrl":"10.1016/j.jfa.2025.111096","url":null,"abstract":"<div><div>Our previous work <span><span>[37]</span></span> presented a rigorous derivation of quantum Boltzmann equations near a Bose-Einstein condensate (BEC). Here, we extend it with a complete characterization of the leading order fluctuation dynamics. For this purpose, we correct the latter via an appropriate Bogoliubov rotation, in partial analogy to the approach by Grillakis-Machedon et al. <span><span>[60]</span></span>, in addition to the Weyl transformation applied in <span><span>[37]</span></span>. Based on the analysis of the third order expansion of the BEC wave function, and the second order expansions of the pair-correlations, we show that through a renormalization strategy, various contributions to the effective Hamiltonian can be iteratively eliminated by an appropriate choice of the Weyl and Bogoliubov transformations. This leads to a separation of renormalized Hartree-Fock-Bogoliubov (HFB) equations and quantum Boltzmann equations. A multitude of terms that were included in the error term in <span><span>[37]</span></span> is now identified as contributions to the HFB renormalization terms. Thereby, the error bound in the work at hand is improved significantly. To the given order, it is now sharp, and matches the order or magnitude expected from scaling considerations. Consequently, we extend the time of validity to <span><math><mi>t</mi><mo>∼</mo><msup><mrow><mo>(</mo><mi>log</mi><mo></mo><mi>N</mi><mo>)</mo></mrow><mrow><mn>2</mn></mrow></msup></math></span> compared to <span><math><mi>t</mi><mo>∼</mo><msup><mrow><mo>(</mo><mi>log</mi><mo></mo><mi>N</mi><mo>/</mo><mi>log</mi><mo></mo><mi>log</mi><mo></mo><mi>N</mi><mo>)</mo></mrow><mrow><mn>2</mn></mrow></msup></math></span> before. We expect our approach to be extensible to smaller orders in <span><math><mfrac><mrow><mn>1</mn></mrow><mrow><mi>N</mi></mrow></mfrac></math></span>.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 10","pages":"Article 111096"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144338324","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Solvability for the Ginzburg-Landau equation linearized at the degree-one vortex","authors":"Manuel del Pino, Rowan Juneman, Monica Musso","doi":"10.1016/j.jfa.2025.111105","DOIUrl":"10.1016/j.jfa.2025.111105","url":null,"abstract":"<div><div>We consider the Ginzburg-Landau equation in the plane linearized around the standard degree-one vortex solution <span><math><mi>W</mi><mo>(</mo><mi>x</mi><mo>)</mo><mo>=</mo><mi>w</mi><mo>(</mo><mi>r</mi><mo>)</mo><msup><mrow><mi>e</mi></mrow><mrow><mi>i</mi><mi>θ</mi></mrow></msup></math></span>. Using explicit representation formulae for the Fourier modes in <em>θ</em>, we obtain sharp estimates for the inverse of the linearized operator which hold for a large class of right-hand sides. This theory can be applied, for example, to estimate the inverse after dropping the usual orthogonality conditions.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 9","pages":"Article 111105"},"PeriodicalIF":1.7,"publicationDate":"2025-06-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144321915","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Restrictions of pure states to subspaces of C⁎-algebras","authors":"Raphaël Clouâtre","doi":"10.1016/j.jfa.2025.111104","DOIUrl":"10.1016/j.jfa.2025.111104","url":null,"abstract":"<div><div>Given a unital subspace <em>M</em> of a <span><math><msup><mrow><mi>C</mi></mrow><mrow><mo>⁎</mo></mrow></msup></math></span>-algebra <em>B</em>, the fundamental problem that we consider is to describe those pure states <em>ω</em> on <em>B</em> for which <span><math><msub><mrow><mi>E</mi></mrow><mrow><mi>ω</mi></mrow></msub><mo>=</mo><mo>{</mo><mi>ω</mi><mo>}</mo></math></span>, where <span><math><msub><mrow><mi>E</mi></mrow><mrow><mi>ω</mi></mrow></msub></math></span> is the set of states on <em>B</em> extending <span><math><mi>ω</mi><msub><mrow><mo>|</mo></mrow><mrow><mi>M</mi></mrow></msub></math></span>. In other words, we aim to understand when <span><math><mi>ω</mi><msub><mrow><mo>|</mo></mrow><mrow><mi>M</mi></mrow></msub></math></span> admits a unique extension to a state on <em>B</em>. We find that the obvious necessary condition that <span><math><mi>ω</mi><msub><mrow><mo>|</mo></mrow><mrow><mi>M</mi></mrow></msub></math></span> also be pure is sufficient in some naturally occurring examples, but not in general. Guided by classical results for spaces of continuous functions, we then turn to noncommutative peaking phenomena, and to several variations on noncommutative peak points that have previously appeared in the literature. We illustrate that all of them are in fact distinct, address their existence and, in some cases, their relative abundance. To solve our main problem, we introduce a new type of peaking behaviour for <em>ω</em>, namely that the set <span><math><msub><mrow><mi>E</mi></mrow><mrow><mi>ω</mi></mrow></msub></math></span> be what we call an <em>M</em>-<em>pinnacle set</em>. Roughly speaking, our main result is that <span><math><mi>ω</mi><msub><mrow><mo>|</mo></mrow><mrow><mi>M</mi></mrow></msub></math></span> admits a unique extension to <em>B</em> if and only if <span><math><msub><mrow><mi>E</mi></mrow><mrow><mi>ω</mi></mrow></msub></math></span> is an <em>M</em>-pinnacle set.</div></div>","PeriodicalId":15750,"journal":{"name":"Journal of Functional Analysis","volume":"289 10","pages":"Article 111104"},"PeriodicalIF":1.7,"publicationDate":"2025-06-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144491152","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}