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Mapping the relationship between regulation and innovation from an interdisciplinary perspective: A critical systematic review of the literature 从跨学科角度探讨监管与创新之间的关系：对文献的批判性系统回顾
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-16 DOI: 10.1111/rego.12613
Bruno Queiroz Cunha, Flavia Donadelli
{"title":"Mapping the relationship between regulation and innovation from an interdisciplinary perspective: A critical systematic review of the literature","authors":"Bruno Queiroz Cunha, Flavia Donadelli","doi":"10.1111/rego.12613","DOIUrl":"https://doi.org/10.1111/rego.12613","url":null,"abstract":"A considerable amount of work has focused on “regulatory innovation” in the social sciences. This scholarship has conceptually defined certain types of regulatory changes as innovations and explored how regulation, as a policy instrument, alters the pace of technological innovation. More recently, a renewed interest for policy mixes and more dynamism in industrial innovation policies around the world has increased the demand for advanced knowledge in this area. In this article, we systematically review the literature on the innovation-regulation interplay, documenting its evolution, the prevailing thematic areas, and overlooked topics. While the orthodox regulatory stance, modeled on economic efficiency principles, is by far the main thrust, heterodox accounts, premised on systemic and evolutionary thinking, appear as important variations. The latter have recently burgeoned with new theoretical developments promoting the idea of regulation that not only allows for, but intentionally directs innovation.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-07-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141625153","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Problem exposure and problem solving: The impact of regulatory regimes on citizens' trust in regulated sectors 问题暴露与问题解决：监管制度对公民信任受监管部门的影响
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-06 DOI: 10.1111/rego.12610
Yue Guo, Tianhao Zhai, Hao Huang, Luozhong Wang
{"title":"Problem exposure and problem solving: The impact of regulatory regimes on citizens' trust in regulated sectors","authors":"Yue Guo, Tianhao Zhai, Hao Huang, Luozhong Wang","doi":"10.1111/rego.12610","DOIUrl":"https://doi.org/10.1111/rego.12610","url":null,"abstract":"A wealth of studies has discussed the impact of different regulatory regimes on firms, but have ignored the differences in citizens' attitudes toward firms in different regulatory regimes. Exploring these attitudes is crucial to understanding the micro‐effects of regulatory regimes and market developments. This study aims to investigates the impact of regulatory regimes on citizens' trust in regulated sectors and uncovers the underlying impact mechanisms. Using a survey experiment within the context of algorithm regulation (<jats:italic>N</jats:italic> = 1224), we reveal that the coerciveness of regulatory regimes positively influences citizens' trust in regulated firms. Furthermore, we identify problem‐solving and problem exposure perceptions as key mediators in this relationship. The findings contribute to the ongoing debate between regulation and trust, shedding light on their interplay in contemporary society and providing practical implications for policymakers and businesses navigating complex regulatory landscapes.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-07-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141553393","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Policy growth and maintenance in comparative perspective 从比较角度看政策的增长和维持
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-05 DOI: 10.1111/rego.12611
Christoph Knill, Christina Steinbacher, Yves Steinebach, Philipp Trein
{"title":"Policy growth and maintenance in comparative perspective","authors":"Christoph Knill, Christina Steinbacher, Yves Steinebach, Philipp Trein","doi":"10.1111/rego.12611","DOIUrl":"https://doi.org/10.1111/rego.12611","url":null,"abstract":"Policy growth comes with multiple challenges for policy implementation. Congested policy portfolios increase the likelihood of interactions and contradictions between different policy objectives and instruments. Moreover, policy growth can lead to difficulties during implementation when many public and private organizations must cooperate and manage increasing complexity and overlapping responsibilities. Consequently, policy growth should ideally be accompanied by maintenance activities, namely institutional reforms aimed at (1) preventing policy contradictions, or (2) improving administrative coordination. We test this relationship through a comparative analysis that examines the level of policy growth and maintenance activities in 13 OECD countries in environmental and unemployment policy over 35 years. We find that policy growth and maintenance activities are not systematically linked but occur independently, even when controlling for the influence of moderating factors such as government effectiveness or the presence of veto players. Consequently, modern governments seem to struggle with managing the downsides of policy growth.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-07-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141545888","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The governing instruments for resilience in the neo‐Weberian state: The challenge of integrating Ukrainian war refugees 新韦伯国家复原力的管理手段：乌克兰战争难民融入社会的挑战
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-21 DOI: 10.1111/rego.12608
Andrej Christian Lindholst, Kurt Klaudi Klausen, Morten Balle Hansen, Peter Sørensen
{"title":"The governing instruments for resilience in the neo‐Weberian state: The challenge of integrating Ukrainian war refugees","authors":"Andrej Christian Lindholst, Kurt Klaudi Klausen, Morten Balle Hansen, Peter Sørensen","doi":"10.1111/rego.12608","DOIUrl":"https://doi.org/10.1111/rego.12608","url":null,"abstract":"The unsettling conditions of contemporary society, marked by recurrent transboundary crises and turbulence, stimulate discussions about the resilience of different governing models. Public bureaucracy and its governing instruments are confronted with the virtues and vices of models dominated by markets and networks. We present a case study demonstrating how the governing instruments within a system resembling a neo‐Weberian state model with a reformed and modernized bureaucracy effectively facilitated the seamless integration of Ukrainian war refugees arriving unexpectedly in 2022. The findings show that the model's short‐term resilience is rooted in a combined and adaptive utilization of legal and financial provisions, expertise embedded within existing bureaucratic structures, ad hoc coordinative organizational structures, and active collaboration with and support from civil society. These findings support arguments on the relative virtues and the resilience of the neo‐Weberian state model. Normative caveats, however, indicate several long‐term challenges.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141448146","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Patterns of company misconduct, recidivism, and complaint resolution delays: A temporal analysis of UK pharmaceutical industry self-regulation within the European context 公司不当行为、累犯和投诉解决延迟的模式：欧洲范围内英国制药业自我监管的时间分析
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-20 DOI: 10.1111/rego.12609
Shai Mulinari, Dylan Pashley, Piotr Ozieranski
{"title":"Patterns of company misconduct, recidivism, and complaint resolution delays: A temporal analysis of UK pharmaceutical industry self-regulation within the European context","authors":"Shai Mulinari, Dylan Pashley, Piotr Ozieranski","doi":"10.1111/rego.12609","DOIUrl":"https://doi.org/10.1111/rego.12609","url":null,"abstract":"Interfirm self-regulation through trade associations is common but its effectiveness is debated and likely varies by time, country, and industry. This study examines self-regulation of pharmaceutical marketing, characterized by delegation of major regulatory responsibilities to trade associations' self-regulatory bodies. In addressing critical research gaps, this study first analyzes 1,776 complaints against pharmaceutical companies in the UK over 18 years (2004–2021). Findings regarding severe, repeat, and complex offending, and delays in complaint resolution raise significant concerns about the adequacy of UK's self-regulation in deterring wrongdoing. Second, the study conducts international comparisons using recent complaints data from 30 European pharmaceutical industry self-regulatory bodies. Despite shortcomings of UK's self-regulation, it appears more adept at identifying potential breaches compared to most other countries, suggesting significant underdetection or underreporting of drug company misconduct in Europe. On balance, our findings are concerning given the negative effects of poorly regulated pharmaceutical marketing on medical practice and health.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141435867","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Using the institutional grammar to understand collective resource management in a heterogenous cooperative facing external shocks 用制度语法理解面临外部冲击的异质合作社的集体资源管理
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-17 DOI: 10.1111/rego.12607
Damion Jonathan Bunders, Tine De Moor
{"title":"Using the institutional grammar to understand collective resource management in a heterogenous cooperative facing external shocks","authors":"Damion Jonathan Bunders, Tine De Moor","doi":"10.1111/rego.12607","DOIUrl":"https://doi.org/10.1111/rego.12607","url":null,"abstract":"Worker cooperatives in the gig economy can involve large and heterogeneous memberships, which makes them vulnerable to member opportunism depleting collective resources. External shocks may present another challenge for collective resource management. This raises the question of how heterogeneous cooperatives design rules to mitigate opportunistic behavior and whether these rules evolve in the face of external shocks. We study the case of Smart Belgium between 2017 and 2022, thereby covering the COVID-19 pandemic and new cooperative legislation as external shocks. Building on the institutional grammar methodology, we analyze 412 rules of Smart. The findings indicate that external shocks with sudden resource scarcity do not necessarily motivate rule changes (COVID-19) while external shocks without an effect on collective resources can motivate rule changes (national policy change). The study also shows what kind of rules heterogeneous cooperatives may design to mitigate opportunism.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141333920","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Mapping bureaucratic overload: Dynamics and drivers in media coverage across three European countries 绘制官僚超负荷图：三个欧洲国家媒体报道的动态和驱动因素
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-09 DOI: 10.1111/rego.12606
Alexa Lenz, Yves Steinebach, Mattia Casula
{"title":"Mapping bureaucratic overload: Dynamics and drivers in media coverage across three European countries","authors":"Alexa Lenz, Yves Steinebach, Mattia Casula","doi":"10.1111/rego.12606","DOIUrl":"https://doi.org/10.1111/rego.12606","url":null,"abstract":"Bureaucratic overburdening has emerged as an important theme in public policy and administration research. The concept signifies a state where public administrators are overwhelmed with more tasks and responsibilities than they can effectively handle. Researchers attribute this phenomenon to several key factors, such as an increasing assault on the public sector, a growing volume of policies to enforce, and “external” shocks. These studies converge on the perception that the public sector's capacity to effectively implement policies and to address societal problems is progressively diminishing. However, there is a clear knowledge gap regarding the breadth, dynamics, and pervasiveness of this issue, as existing research often narrows its focus on the implementation of specific policies or policy sectors. This paper addresses this research gap by mapping the frequency of bureaucratic overload reports in newspaper articles from Italy, Ireland, and Germany, spanning two decades from 2003 to 2022. In the second step, we describe the drivers of overload that we coded in a random sample of articles. Our research reveals that the overburdening of public administration is indeed an escalating problem resulting from an “explosive” cocktail of external and internal challenges that simultaneously affect public authorities.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141299164","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Regulatory agency reputation acquisition: A Q Methodology analysis of the views of agency employees 监管机构声誉的获得：对机构员工观点的 Q 方法分析
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-09 DOI: 10.1111/rego.12603
Lauren A. Fahy, Erik-Hans Klijn, Judith van Erp
{"title":"Regulatory agency reputation acquisition: A Q Methodology analysis of the views of agency employees","authors":"Lauren A. Fahy, Erik-Hans Klijn, Judith van Erp","doi":"10.1111/rego.12603","DOIUrl":"https://doi.org/10.1111/rego.12603","url":null,"abstract":"This article reports findings of a Q Methodology study in which we explored the opinions of employees from eight Dutch regulatory agencies on how agencies gain their reputation. This is the largest study to date examining employee's views on the relative importance of different factors in reputation acquisition by public organizations, and the first analyzing employees in regulatory agencies. Results reveal five distinct “profiles” of opinion among employees about the factors most important in reputation acquisition. Regression analysis, further, supports that different regulatory agencies are dominated by employees with different opinions on how reputation is formed. These findings contribute to the growing empirical literature on how regulatory agencies, and their various employees, understand and approach reputation management.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141299270","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
How trust matters for the performance and legitimacy of regulatory regimes: The differential impact of watchful trust and good-faith trust 信任如何影响监管制度的绩效与合法性：警惕信任和善意信任的不同影响
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-06-05 DOI: 10.1111/rego.12596
Koen Verhoest, Martino Maggetti, Edoardo Guaschino, Jan Wynen
{"title":"How trust matters for the performance and legitimacy of regulatory regimes: The differential impact of watchful trust and good-faith trust","authors":"Koen Verhoest, Martino Maggetti, Edoardo Guaschino, Jan Wynen","doi":"10.1111/rego.12596","DOIUrl":"https://doi.org/10.1111/rego.12596","url":null,"abstract":"Trust is expected to play a vital role in regulatory regimes. However, how trust affects the performance and legitimacy of these regimes is poorly understood. Our study examines how the interplay of trust and distrust relationships among and toward political, administrative, and regulatory actors shapes perceptions of performance and legitimacy. Drawing on cross-country survey data measuring trust and distrust among various actors within regulatory regimes, our analysis reveals that relationships of watchful trust in terms of a “trust but verify” attitude among actors are conducive to higher regulatory performance. Conversely, the combination of high trust with low distrust fosters regime legitimacy, while high levels of watchfulness even have a detrimental impact on legitimacy. Our research underscores that actors within regulatory regimes adopt a logic of consequentiality when evaluating and contributing to regime performance. In contrast, for fostering regime legitimacy, a logic of appropriateness appears to be more relevant.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-06-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141251999","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Come together: Does network management make a difference for collaborative implementation performance in the context of sudden policy growth? 一起来：在政策突然增长的背景下，网络管理是否会对合作执行绩效产生影响？
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-05-31 DOI: 10.1111/rego.12595
Susanne Hadorn, Fritz Sager
{"title":"Come together: Does network management make a difference for collaborative implementation performance in the context of sudden policy growth?","authors":"Susanne Hadorn, Fritz Sager","doi":"10.1111/rego.12595","DOIUrl":"https://doi.org/10.1111/rego.12595","url":null,"abstract":"Cooperative forms of policy implementation bear the promise of being an answer to the policy delivery challenge resulting from policy growth, with the quality of network management often rated as a key success factor. The positive relationship between network management and performance in networks, however, is primarily supported by theoretical reasoning rather than empirical evidence. The present study empirically investigates this relationship in the context of rapid policy growth resulting from a change in the governance structure in the field of smoking prevention in Switzerland. The results of the analyzed 13 Swiss smoking prevention networks and the 187 associated projects show that network management improves the performance of new policy projects by facilitating access to implementing partners and target groups, but has no impact on output delivery in existing interventions. The study shows that networks, if actively managed, can be a means to ensure adequate enforcement in the context of increasing numbers of new policies.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.0,"publicationDate":"2024-05-31","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141185261","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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