{"title":"Informal governance and transnational access in world politics","authors":"Theresa Squatrito, Thomas Sommerer","doi":"10.1111/rego.12636","DOIUrl":"https://doi.org/10.1111/rego.12636","url":null,"abstract":"The governance turn in political research has led to increased attention to informal institutions. For scholars of international relations this has contributed to recent scholarship that reveals a notable growth in the number of informal intergovernmental organizations (IIGOs). Many aspects of IIGOs remain unknown, including whether they involve transnational actors (TNAs). Yet, whether IIGOs are open to TNAs or not may affect their performance and legitimacy. Given the importance of TNA access to IIGOs, this article explores IIGOs openness to TNAs. We illustrate that IIGOs vary whether they are open or not and that arrangements for TNA access differ. Theoretically, we build on existing literature to posit that the political costs of involvement, TNA resources, and the institutional environment affect whether IIGO are open or closed to TNAs. Empirically, we present new data on TNA access to 94 IIGOs and examine the variation in IIGO openness to explore the validity of our theoretical expectations. We find that no single account can be offered to understand access across IIGOs, and our explanatory factors show variegated effects across different subgroups of the sample. Our findings have implications for debates on the rise of informal global governance and the openness of global governance.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"191 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142330095","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Decarbonization under geoeconomic distress? Energy shocks, carbon lock-ins, and Germany's pathway toward net zero","authors":"Milan Babić, Daniel Mertens","doi":"10.1111/rego.12634","DOIUrl":"https://doi.org/10.1111/rego.12634","url":null,"abstract":"How can decarbonization governance endure under increasing geoeconomic distress? Global tensions threaten to divert financial and political resources from the green transition toward national security issues. However, we lack the analytical tools to assess decarbonization governance in this age of global rivalries. To address this gap, we develop an analytical framework to study the effects of geoeconomic shocks through investment, operational, and political channels. Using macro- and company-level data and document analysis, we empirically test our framework using Germany's decarbonization governance following the cutoff of its Russian gas supply in 2022 as a case study. We find that this shock had negative short-term effects on decarbonization via the operational channel, mixed effects via the political channel, and positive long-term effects via the investment channel. Our framework and findings contribute to establishing climate change and energy politics as core issues for future political economy research.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"1 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142247172","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Norms, institutions, and digital veils of uncertainty—Do network protocols need trust anyway?","authors":"Eric Alston","doi":"10.1111/rego.12628","DOIUrl":"https://doi.org/10.1111/rego.12628","url":null,"abstract":"In large and complex human groups, social rules reduce individuals' uncertainty about their own choice set, including through these rules' simultaneous influence on the choice set of other individuals. But uncertainty varies as to the extent to which it is knowable and quantifiable <i>ex ante</i>. Therefore, different classes of social rules deal with the future uncertainty of individuals' conduct in structurally distinct ways, with institutions and norms being the hallmark example of this distinction. Institutions, through their costly definition and enforcement by a known organization, require specific delineation of behavior and penalties <i>ex ante</i>, meaning they of necessity confront “known unknowns” (risk), or the conduct of members of an organization that can be predicted <i>ex ante</i>. Norms, in contrast, are only effective in shaping behavior if sufficiently shared within a community, which means their application is automatic in expectation to an individual ordering their conduct considering potential norms. This makes norms apply to <i>ex ante</i> known and unknown situations alike, relative to the precision that the articulation of institutions requires with respect to human behavior. Although digital governance carries the benefits (and costs) of considerable institutional “completeness,” governance by protocol is nonetheless incomplete in the face of the complex set of exogenous shocks and human actions that a given digital networked organization will experience. This means digital institutions need to mimic the adaptability of institutions more generally, through the institutional mechanisms of flexibility detailed in this analysis. More generally, though, the fact that norms can serve as a complementary gap-filler in contexts where institutions do not reach suggest that digital organization designers cannot avoid simultaneous consideration of the human community of network users that will define the norms that become crucial in periods of true uncertainty for any organization.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"30 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142171144","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Governing the European Union's recovery and resilience facility: National ownership and performance-based financing in theory and practice","authors":"Jonathan Zeitlin, David Bokhorst, Edgars Eihmanis","doi":"10.1111/rego.12619","DOIUrl":"https://doi.org/10.1111/rego.12619","url":null,"abstract":"The Recovery and Resilience Facility (RRF) adopted in response to the COVID-19 pandemic marks an important departure in European Union (EU) governance, as it introduces an innovative “demand-driven, performance-based” model aimed at overcoming the limitations of past policies seeking to promote national reforms. In this study, we set out the theoretical assumptions underlying the RRF governance model, and assess its practical effectiveness and legitimacy by analyzing the drafting, implementation, and monitoring of National Recovery and Resilience Plans in eight member states. The study concludes by assessing the strengths and weaknesses of the RRF's governance model, relating them to theoretical expectations derived from previous international experience with similar approaches elsewhere, and considers the implications for future EU policy. Our core argument is that while the RRF's governance design has reinforced national ownership and commitment to reform and investment objectives, its performance-based financing system leads to a mechanical focus on formal verification of predetermined milestones and targets, with negative consequences for both effectiveness and legitimacy. Addressing these problems would require a redesign of the RRF's complete contracting approach, giving member states greater flexibility on the means for achieving agreed commitments, as well as for revising them, not only in response to unanticipated changes in objective circumstances, but also to lessons learned during the implementation process.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"54 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142171323","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Tackling toxins: Case studies of industrial pollutants and implications for climate policy","authors":"Tim Bartley, Malcolm Fairbrother","doi":"10.1111/rego.12626","DOIUrl":"https://doi.org/10.1111/rego.12626","url":null,"abstract":"As scholars race to address the climate crisis, they have often treated the problem as <i>sui generis</i> and have only rarely sought to learn from prior efforts to make industrial operations greener. In this paper, we consider what can be learned from other shifts away from polluting substances. Drawing on literatures on corporate regulatory strategies and evolving regulatory interactions, we argue for a focus on configurations of regulatory scrutiny and industrial reform, which we then consider through case studies of several major industrial pollutants. We consider the phaseout of ozone-depleting substances, which has often been cited as a model for mitigating climate change, plus three other cases: per- and polyfluorinated alkyl substances (PFAS), leaded fuel, and mercury. We highlight four configurations of regulatory scrutiny and industrial reform: (1) <i>progressive substitution</i> (of ozone-depleting substances); (2) <i>regrettable substitution</i> (in the first waves of PFAS regulation); (3) <i>knock-on substitution</i> (in the phaseout of leaded fuel); and (4) <i>narrow substitution</i> (in the case of mercury). These configurations, and the processes that generated them, provide novel lenses for understanding climate mitigation and confronting obstructionism. They point to the diversity of positions that corporate actors may take in the face of potential or actual public regulation, and the possibility of notable divides across and within given industries, which can facilitate meaningful reforms.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"9 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142160933","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Procedural constraints and regulatory ossification in the US states","authors":"Jason Webb Yackee, Susan Webb Yackee","doi":"10.1111/rego.12627","DOIUrl":"https://doi.org/10.1111/rego.12627","url":null,"abstract":"Scholars of the US regulatory process routinely assert that rulemaking is “ossified”—that it has become so encumbered with procedural constraints that it is difficult for agencies to issue socially desirable regulations. Yet, this claim has rarely been subject to empirical testing, and this is particularly true at the sub‐federal (i.e., US state) level. But the same factors that allegedly cause ossification in federal agencies also exist in the states. Using original survey data from 1460 agency leaders from across all 50 states, we present evidence suggesting that state agencies issue numerous rules and appear to do so quickly. We then focus on the procedural constraints that supposedly drive ossification and present some of the first evidence questioning the argument at the state level. We conclude that fears about the supposed tendency of procedural oversight mechanisms on the ability to regulate may be exaggerated.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"1 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142152380","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Marius R. Busemeyer, Sophia Stutzmann, Tobias Tober
{"title":"Digitalization and the green transition: Different challenges, same policy responses?","authors":"Marius R. Busemeyer, Sophia Stutzmann, Tobias Tober","doi":"10.1111/rego.12624","DOIUrl":"https://doi.org/10.1111/rego.12624","url":null,"abstract":"How do citizens perceive labor market risks related to digitalization and the green transition, and how do these risk perceptions translate into preferences for social policies? We address these questions in this paper by studying the policy preferences of individual workers on how governments should deal with the two labor market challenges of digitalization and the green transition. Employing novel cross‐country comparative survey data including a vignette experiment for six advanced postindustrial economies, we probe to what extent the different labor market challenges are associated with differences in preferences, distinguishing between support for social investment policies on the one hand and compensatory policies on the other. A first finding is that even though individuals perceive different levels of labor market risk due to the green transition and digitalization, their preferences for social policy responses do not differ systematically across the two risks. Instead, we find that social policy preferences are affected by individual‐level and, to some extent, country‐level contextual factors. Confirming previous work, higher perceived labor market risk is associated with more support for compensatory policies but less support for social investment.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"8 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142142613","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Ringa Raudla, Egert Juuse, Vytautas Kuokštis, Aleksandrs Cepilovs, Vytenis Cipinys, Matti Ylönen
{"title":"To sandbox or not to sandbox? Diverging strategies of regulatory responses to FinTech","authors":"Ringa Raudla, Egert Juuse, Vytautas Kuokštis, Aleksandrs Cepilovs, Vytenis Cipinys, Matti Ylönen","doi":"10.1111/rego.12630","DOIUrl":"https://doi.org/10.1111/rego.12630","url":null,"abstract":"A regulatory sandbox is an emerging tool for addressing the challenges posed by the FinTech industry, but countries have embraced it to varying degrees. There is a need to systematically examine the question: Which factors explain the diverging trajectories in countries' decision to use (or not use) this instrument? This paper examines the adoption of regulatory sandboxes for FinTech in the Baltic states, where we can observe markedly divergent trajectories. Estonia has not exploited the possibilities of this instrument, while Lithuania and Latvia adopted a regulatory sandbox in 2018 and 2021, respectively. We analyze the political, legal, administrative, and economic factors affecting the adoption (or non-adoption) of regulatory sandboxes for FinTech. We find that the decision to adopt a regulatory sandbox for FinTech is primarily influenced by the efforts of policy entrepreneurs, mechanisms of policy diffusion, and the policy actors' perceptions of legal constraints and available regulatory capacities.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"16 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-09-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142124084","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Simon Fink, Eva Ruffing, Luisa Maschlanka, Hermann Lüken genannt Klaßen
{"title":"Self‐enforcing path dependent trajectories? A comparison of the implementation of the EU energy packages in Germany and the Netherlands","authors":"Simon Fink, Eva Ruffing, Luisa Maschlanka, Hermann Lüken genannt Klaßen","doi":"10.1111/rego.12617","DOIUrl":"https://doi.org/10.1111/rego.12617","url":null,"abstract":"Since the 1990s, the EU has attempted to create a common electricity market. However, EU legislators are unsatisfied by the results. We argue that differentiated implementation of directives over time creates path dependencies that entrench national differences. The actor constellation of parties and incumbent operators at the beginning of the liberalization path determines how well countries implement liberalizing directives. The implementation, in turn, changes the actor constellation for the next directive, increasing or decreasing the institutional power of incumbents. We illustrate our argument analyzing the implementation of the first three energy market packages in Germany and the Netherlands. Both countries had similar electricity markets at the beginning of market liberalization, but their actor constellation was slightly different. German implementation gradually strengthened vertically integrated utilities, while Dutch implementation dismantled these utilities through unbundling. These paths became self‐reinforcing, counteracting European harmonization efforts.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"19 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142042476","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"From a cultural to a distributive issue: Public climate action as a new field for comparative political economy","authors":"Hanna Schwander, Jonas Fischer","doi":"10.1111/rego.12620","DOIUrl":"https://doi.org/10.1111/rego.12620","url":null,"abstract":"This article reviews recent insights from the blooming Comparative Political Economy (CPE) literature on climate change with the aim to demonstrate the importance of integrating climate change into the field of CPE and to highlight the contributions of CPE to our understanding of the social and political obstacles to effective climate policies. In addition, we advance two key points to bring the CPE literature forward. To tighten the dialogue between the “electoral politics” and “interest group politics” approaches, we propose understanding climate politics as a triadic conflict between losers of climate change, losers of public climate action (PCA), and winners of PCA. Second, we argue that the scope of CPE studies needs expansion. While existing CPE literature predominantly focuses on climate change mitigation, it is essential to consider climate change adaptation due to its significant distributive implications at the macro- and micro-levels of societies.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"1 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142023090","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}