Regulation & Governance最新文献

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Due Diligence Regulation and Sustainability Governance in Value Chains: Lessons From the South African Wine Sector 价值链中的尽职调查监管和可持续治理:来自南非葡萄酒行业的经验教训
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-09 DOI: 10.1111/rego.70038
Matthew Alford, Reena das Nair, Margareet Visser, Stefano Ponte, Shingie Chisoro
{"title":"Due Diligence Regulation and Sustainability Governance in Value Chains: Lessons From the South African Wine Sector","authors":"Matthew Alford, Reena das Nair, Margareet Visser, Stefano Ponte, Shingie Chisoro","doi":"10.1111/rego.70038","DOIUrl":"https://doi.org/10.1111/rego.70038","url":null,"abstract":"A recent raft of due diligence regulation (DDR) addressing social and environmental conditions in global value chains (GVCs) has spread across the UK and Europe. An emerging literature on DDR highlights the politics of its formation. Yet, we know little about how existing sustainability governance along GVCs interacts with DDR or the wider structural context in which DDR is implemented. Empirically, we examine European DDR relevant to the South African wine sector before analyzing the sustainability requirements set by the state monopoly wine buyer in Sweden to assess the likely future impacts of DDR. We ask: <i>How do existing sustainability governance initiatives shape the intended effects of due diligence in the South African wine value chain?</i> We find that DDR tackles the symptoms as opposed to the root cause of predatory purchasing practices as a key impediment to improving sustainability outcomes. Finally, we suggest how to address these shortcomings.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"17 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144260679","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Cultural Capture Among Regulators: A Systematic Review 监管机构的文化俘获:系统回顾
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-09 DOI: 10.1111/rego.70040
Alexandra M. Chesterfield, Tom W. Reader, Alex Gillespie
{"title":"Cultural Capture Among Regulators: A Systematic Review","authors":"Alexandra M. Chesterfield, Tom W. Reader, Alex Gillespie","doi":"10.1111/rego.70040","DOIUrl":"https://doi.org/10.1111/rego.70040","url":null,"abstract":"In established democracies, the threat of regulatory capture—often implicated in major crises—is usually less about financial mechanisms like bribery and more about the subtle social processes of cultural capture. But how exactly is cultural capture defined, theorized, and assessed, and what are its underlying mechanisms, manifestations, and impact? This article presents a systematic review (<jats:italic>n</jats:italic> = 39) of cultural capture, identifying 7 descriptions and 10 mechanisms. We consolidate these into five underlying concepts (CHAIN): Closeness; Homogeneity; Avoidance; Identities; and Networks. We introduce a parsimonious definition of cultural capture: social and psychological processes that bias regulators' beliefs and behaviors, aligning them with those of the regulatees and marginalizing alternative viewpoints. A key contribution of this article is developing a set of 33 novel behavioral indicators to examine these five concepts empirically and clarify their relationship to regulatory capture. Finally, the review highlights theoretical and methodological issues to address for the field to advance.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"40 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144238099","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Beyond Deterrence: Experimental Study of Factors Influencing Perceived Legitimacy and Compliance With Mandatory Vaccination 超越威慑:影响感知合法性和强制性疫苗接种依从性因素的实验研究
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-05 DOI: 10.1111/rego.70039
David Lacko, Filip Horák, Jakub Dienstbier
{"title":"Beyond Deterrence: Experimental Study of Factors Influencing Perceived Legitimacy and Compliance With Mandatory Vaccination","authors":"David Lacko, Filip Horák, Jakub Dienstbier","doi":"10.1111/rego.70039","DOIUrl":"https://doi.org/10.1111/rego.70039","url":null,"abstract":"For the law to function effectively in society, it must not only be enforced but also promote compliance, particularly in emotionally charged, polarized, or uncertain situations. This study explores the impact of legal sanction stringency and perceived sanction risk on the perceived legitimacy of and willingness to comply with mandatory vaccination laws in Czechia post-COVID-19. Using a 4 × 2 experimental design, we examined the effects of four sanction stringency levels and two levels of perceived sanction risk, alongside variables like trust in institutions, fear of disease, vaccination attitudes, and conspiracy beliefs, on a representative general sample. The findings provided no support for deterrence; neither sanction stringency nor perceived risk affected perceived legitimacy or compliance willingness, except for a small negative effect of the most stringent sanction. Perceived legitimacy, however, had a strong link to compliance willingness, and vaccine attitudes influenced both. Trust in institutions, fear of disease, and conspiracy beliefs were associated with perceived legitimacy but not compliance. These results challenge traditional views on legal creation and enforcement.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"402 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144228745","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Navigating the EU Corporate Sustainability Due Diligence Directive: How Multinational Enterprises Approach Regulatory Familiarization in the Chocolate Sector 导航欧盟企业可持续发展尽职调查指令:跨国企业如何在巧克力行业接近监管熟悉
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-03 DOI: 10.1111/rego.70042
Manuel Kiewisch
{"title":"Navigating the EU Corporate Sustainability Due Diligence Directive: How Multinational Enterprises Approach Regulatory Familiarization in the Chocolate Sector","authors":"Manuel Kiewisch","doi":"10.1111/rego.70042","DOIUrl":"https://doi.org/10.1111/rego.70042","url":null,"abstract":"Adopted in 2024, the EU Corporate Sustainability Due Diligence Directive (EUCS3D, alternatively EUCSDDD) instructs member states to regulate human rights and environmental due diligence across business operations and their global value chains. Businesses started to familiarize themselves with the new directive to develop future compliance strategies. Despite its importance, the familiarization process has received little attention in research. Through interviews with employees and legal intermediaries, this paper investigates how multinational enterprises in the chocolate sector experienced this process. Drawing from socio‐legal theory, the findings show that business behavior adapts to shifts in regulatory governance that underpin key concepts of the EUCS3D, such as <jats:italic>due diligence</jats:italic>. Although the impact of those changes on the rights situation across global value chains remains uncertain, this paper contributes valuable insights for governance and compliance research. For practitioners, it underlines the importance of reliable transposition of rules for business, of multi‐partite negotiation in compliance‐relevant processes, and that appropriate regulatory governance may ease resistance to new regulation in interplay with business and global value chain context.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"7 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144202185","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The New Knowledge: Information, Data and the Remaking of Global PowerBy BlayneHaggart and NatashaTusikov, Lanham: Rowman & Littlefield, 2023. 337 pp. $120.00 (hardback). ISBN: 978‐1‐5381‐6087‐9 《新知识:信息、数据和全球力量的重塑》,作者:BlayneHaggart和natasha atusikov, Lanham: Rowman & Littlefield, 2023。337页,120.00美元(精装本)。ISBN: 978量量5381还是6087 9
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-03 DOI: 10.1111/rego.70043
Roxana Vatanparast
{"title":"The New Knowledge: Information, Data and the Remaking of Global PowerBy BlayneHaggart and NatashaTusikov, Lanham: Rowman & Littlefield, 2023. 337 pp. $120.00 (hardback). ISBN: 978‐1‐5381‐6087‐9","authors":"Roxana Vatanparast","doi":"10.1111/rego.70043","DOIUrl":"https://doi.org/10.1111/rego.70043","url":null,"abstract":"","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"6 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144202179","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Responding to Regulatory Feedback: Financial Capacity, Revenue Expectations, and Firms' Responses to the Authority's Recommendations 对监管反馈的回应:财务能力、收入预期和企业对管理局建议的回应
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-06-01 DOI: 10.1111/rego.70034
Sanne R. van Duin, Henri C. Dekker, Juan P. Mendoza, Jacco L. Wielhouwer
{"title":"Responding to Regulatory Feedback: Financial Capacity, Revenue Expectations, and Firms' Responses to the Authority's Recommendations","authors":"Sanne R. van Duin, Henri C. Dekker, Juan P. Mendoza, Jacco L. Wielhouwer","doi":"10.1111/rego.70034","DOIUrl":"https://doi.org/10.1111/rego.70034","url":null,"abstract":"In various regulatory settings, firms receive feedback (i.e., firm-specific private advice) from authorities on how to improve compliance. Although the literature sheds light on the authorities' decision of when to provide feedback, less is known about firms' decisions on how to respond. Building on research on compliance and regulation, we expect a higher level of responsiveness to feedback when the financial capacity to cover short-term costs is higher (as this allows firms to allocate resources for compliance in the current period) and when firms expect higher revenues for the upcoming period (as current non-compliance represents the risk of a larger future loss). We also expect a conditional association: having a limited financial capacity may truncate the effect of positive expectations (inability to respond), and negative expectations may truncate the effect of having a sufficient financial capacity (lack of incentive to respond). To test these hypotheses, we examine anonymized financial and regulation-related data of over 5500 financial intermediaries operating in the Netherlands during 2009 and 2010. The results of a series of tests indicate that the effects of financial capacity and revenue expectations are indeed distinct yet independent. Interestingly, responding to feedback depends on positive expectations, even when firms have a limited current financial capacity to respond.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"6 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-06-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144193232","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Understanding Literal Compliance in the European Union's Multilevel Fiscal Governance 解读欧盟多层次财政治理中的字面合规
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-05-29 DOI: 10.1111/rego.70025
Tiziano Zgaga, Eva Thomann
{"title":"Understanding Literal Compliance in the European Union's Multilevel Fiscal Governance","authors":"Tiziano Zgaga, Eva Thomann","doi":"10.1111/rego.70025","DOIUrl":"https://doi.org/10.1111/rego.70025","url":null,"abstract":"Even if member states formally comply with EU law, the ‘ideal type’ of literal compliance, where EU rules are compliantly transposed without customizing their density or restrictiveness, is both rare and improbable. Why do EU member states engage in literal compliance in the ‘least likely’ case of the EU's Fiscal Compact, where customized transposition is crucial for member states to ‘regain control’ over a core state power? Why do external pressures for uniformity trump or reinforce internal pressures for diversity, or vice versa? We analyze the transposition of six fiscal treaty rules in France, Germany, and Italy (<jats:italic>N</jats:italic> = 18) using fuzzy‐set Qualitative Comparative Analysis. Literal compliance results from high policy fit and the need to signal responsiveness to external pressures from the EU and financial markets. Even though it may appear unlikely, literal compliance with EU fiscal policy does occur when uniformity is both easier and more important than diversity for member states.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"13 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-05-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144165403","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Is That a Threat? How Types of Stakeholder and Reputational Threat Matter for Gaining Influence in Regulatory Rulemaking 这是威胁吗?利益相关者类型和声誉威胁如何影响监管规则制定
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-05-28 DOI: 10.1111/rego.70027
Rik Joosen
{"title":"Is That a Threat? How Types of Stakeholder and Reputational Threat Matter for Gaining Influence in Regulatory Rulemaking","authors":"Rik Joosen","doi":"10.1111/rego.70027","DOIUrl":"https://doi.org/10.1111/rego.70027","url":null,"abstract":"This paper assesses what type of comments are most useful to what type of stakeholder in gaining influence during public consultations. Theoretically, the paper approaches stakeholders' consultation comments as reputational threats from key audiences that the agency needs to respond to. Different types of threats are expected to carry different weights depending on the type of stakeholders. The analysis is based on a dataset of 73,283 consultation comments left by stakeholders in EASA rulemaking consultations. The findings indicate that it matters what interests pose what kind of threat in regulatory rulemaking. Certain group types become more influential while others lose out when making specific kinds of threats. This extends our understanding of how stakeholders gain influence and what reputational threats are seen as credible by regulatory agencies.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"59 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-05-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144153460","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Beyond Compliance: The Role of Corporate Governance in Shaping Whistleblower Protection Policies 超越合规:公司治理在制定举报人保护政策中的作用
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-05-27 DOI: 10.1111/rego.70035
Nandana Wasantha Pathiranage, K. N. Thilini Dayarathna, Christine Jubb, Wahed Waheduzzaman
{"title":"Beyond Compliance: The Role of Corporate Governance in Shaping Whistleblower Protection Policies","authors":"Nandana Wasantha Pathiranage, K. N. Thilini Dayarathna, Christine Jubb, Wahed Waheduzzaman","doi":"10.1111/rego.70035","DOIUrl":"https://doi.org/10.1111/rego.70035","url":null,"abstract":"This study investigates the impact of selective good corporate governance practices on the development of mandatory whistleblower protection policies in corporations. Using a coding instrument aligned with legislative requirements, we analyzed 66 whistleblower policies to assess their comprehensiveness and alignment with best practices. The findings reveal that, except for executive gender diversity, most good governance practices do not significantly contribute to the development of comprehensive whistleblower policies. The results suggest that many corporations adopt a minimum compliance approach, treating mandatory whistleblower policies as a legal requirement rather than a genuine commitment to fostering whistleblower protection. Drawing on Compliance Theory, this study highlights the need for a deeper understanding of how corporate governance practices impact the integrity and organizational commitment to whistleblower protection.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"4 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-05-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144145534","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
The Governance of the European Digital Identity Framework Through the Lens of Institutional Mimesis 从制度模仿的角度看欧洲数字身份框架的治理
IF 3 2区 社会学
Regulation & Governance Pub Date : 2025-05-23 DOI: 10.1111/rego.70032
Linda Weigl, Marta Reysner
{"title":"The Governance of the European Digital Identity Framework Through the Lens of Institutional Mimesis","authors":"Linda Weigl, Marta Reysner","doi":"10.1111/rego.70032","DOIUrl":"https://doi.org/10.1111/rego.70032","url":null,"abstract":"The European Commission's decision to expand its 2014 Regulation on electronic identification and trust services toward wallet‐based digital identities marked a significant shift in the governance of users' digital identities. The intersection between private digital services, public prerogatives, and individual self‐determination raises questions of data governance, notably power conflicts over control and usage. This study investigates the governance of the European Digital Identity Framework using institutional isomorphism to understand how EU policy‐making evolves and gains legitimacy by mimicking successful regulatory models like the GDPR. Our analysis shows that the narrowly defined scope of power for supervisory bodies allows greater discretion for Member States, which could make the system vulnerable to abuse. Additionally, the lack of organizational independence among these bodies further complicates governance arrangements.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"39 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2025-05-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144133766","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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