{"title":"Trademark Functions and Trademark Rights","authors":"M. Peguera","doi":"10.2139/ssrn.3693270","DOIUrl":"https://doi.org/10.2139/ssrn.3693270","url":null,"abstract":"Over the last years, the Court of Justice of the European Union (CJEU) has remarkably expanded the potential scope of trademark rights. Under the EU Trademark Directive, a trademark owner may only prevent third-party uses of the mark if such uses are made (i) in the course of trade, (ii) in relation to goods or services, and (iii) for the purpose of distinguishing the goods or services, that is, as a trade mark. The latter requirement had been traditionally understood by the CJEU as referring to the function to guarantee to consumers the identity of the origin of the goods or services (function of origin). Nonetheless, the CJEU case law has evolved to accept a very broad view of the use as a mark requirement so as to include referential, comparative and decorative uses when such uses may somehow affect the origin function. In yet a further step, the CJEU has come to understand that a use as a mark exists not only where the mark is used in connection to the function of origin, but also when it is used in relation to any other trademark function. Thus, in some cases, a trademark owner is entitled to prevent a third-party use even where such use is not capable of affecting the origin function, if it is liable to affect others functions of the mark, such as those of quality, communication, investment or advertising. This working paper provides an analysis of this evolution in the CJEU case law. In a further, more elaborated, version of the paper I intend enrich the analysis by comparing that European trend with US case law examples of broadening the scope of trademark rights.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"38 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2014-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"130927546","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Standard Setting, Intellectual Property Rights, and the Role of Antitrust in Regulating Incomplete Contracts","authors":"J. Tsai, Joshua D. Wright","doi":"10.2139/ssrn.2467939","DOIUrl":"https://doi.org/10.2139/ssrn.2467939","url":null,"abstract":"A large and growing number of regulators and academics, while recognizing the benefits of standardization, view skeptically the role standard setting organizations (SSOs) play in facilitating standardization and commercialization of intellectual property rights (IPRs). Competition agencies and commentators suggest specific changes to current SSO IPR policies to reduce incompleteness and favor an expanded role for antitrust law in deterring patent holdup. These criticisms and policy proposals are based upon the premise that the incompleteness of SSO contracts is inefficient and the result of market failure rather than an efficient outcome reflecting the costs and benefits of adding greater specificity to SSO contracts and emerging from a competitive contracting environment. We explore conceptually and empirically that presumption. We also document and analyze changes to eleven SSO IPR policies over time. We find that SSOs and their IPR policies appear to be responsive to changes in perceived patent holdup risks and other factors. We find the SSOs’ responses to these changes are varied across SSOs, and that contractual incompleteness and ambiguity for certain terms persist both across SSOs and over time, despite many revisions and improvements to IPR policies. We interpret this evidence as consistent with a competitive contracting process. We conclude by exploring the implications of these findings for identifying the appropriate role of antitrust law in governing ex post opportunism in the SSO setting.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"10 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2014-07-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128464963","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
M. Torres-Barreto, Rebeca Méndez-Durón, Felipe Hernández Perlines
{"title":"Technological Impact of R&D Grants on Utility Models","authors":"M. Torres-Barreto, Rebeca Méndez-Durón, Felipe Hernández Perlines","doi":"10.1111/radm.12198","DOIUrl":"https://doi.org/10.1111/radm.12198","url":null,"abstract":"We evaluate the impact of public grants on the technological output of Spanish manufacturing companies using the utility models as a measure and compare them with patents. We postulate that capabilities of the firm play a decisive moderating role in the relationship between grants and utility models. Results suggest that a firm's capability to constantly maintain an updated knowledge base has a positive influence on the abovementioned relationship. Also, firm's capabilities of planning innovation, and cooperating with partners, and its absorptive capacity are crucial in the creation of both utility models and patents.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"6 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2014-05-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"121394059","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Alan C. Marco, Amanda F. Myers, Stuart J. H. Graham, K. Apple
{"title":"The USPTO Trademark Assignment Dataset: Descriptions and Insights","authors":"Alan C. Marco, Amanda F. Myers, Stuart J. H. Graham, K. Apple","doi":"10.2139/SSRN.2848558","DOIUrl":"https://doi.org/10.2139/SSRN.2848558","url":null,"abstract":"Attention to the asset value of intellectual property (IP) has traditionally concentrated on high-value patent sales and licenses. This narrow focus neglects non-patent assets held by a broader set of economic agents, such as trademarks, and overlooks the evolving ways owners are employing and monetizing their IP assets. To help remedy this deficiency, the Office of Chief Economist of the United States Patent and Trademark Office (USPTO) is releasing a series of datasets in formats convenient for researchers. This paper describes the USPTO Trademark Assignment Dataset, a database of 786,931 assignments and other transactions recorded during the 1952-2013 period and affecting 4,197,645 trademark registrations or applications. Since these data have not been commonly used, we provide a comprehensive description, present key trends, and examine the rate of transaction for issued registrations. Trend analysis suggests intensifying trademark collateralization as the number of trademarks recorded as collateral to secure debt has increased in absolute terms and relative to the stock of live registrations. The number of trademarks for which an assignment was recorded has also grown, though this trend appears to be reversing in the last decade. Among the 3.4 million registrations issued during the 1978-2013 period, 31 percent were affected by some transaction over their life; 21 percent changed ownership; and 12 percent were affected by a security interest agreement. While further empirical work is needed, transaction rates by registration cohort suggest that registered trademarks may be more likely to be traded than patents. Further, we do not find a positive relationship between the incidence of trade and maintenance, suggesting that trademark assignment and maintenance outcomes may not follow the pattern observed for patents. Despite some limitations, these data open new avenues for research, particularly with respect to trademark collateralization and the market for brands.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"97 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2014-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128000067","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"China Utility Model Patent: Trash or Treasure – A Data-Based Analysis","authors":"Binqiang Liu","doi":"10.2139/ssrn.2418540","DOIUrl":"https://doi.org/10.2139/ssrn.2418540","url":null,"abstract":"The Chinese Utility Model Patent (CUMP) has existed since the implementation of China’s Patent Law in 1985. Previous studies on the CUMP focus on the patentability standards (subject matter, novelty, and non-obviousness), and the nature of the system itself. Data-based empirical studies are not often seen. This paper fills this gap by analyzing the CUMP from the data perspectives of citation, litigation, and finance. Derived conclusions show the growing importance of the CUMP, and its high value, as a treasure to CUMP holders, contrary to the traditional misconception that the CUMP is trash.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"40 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2014-03-31","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124173815","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Who Owns the Project Name?","authors":"Pamela S. Chestek","doi":"10.5033/IFOSSLR.V5I2.87","DOIUrl":"https://doi.org/10.5033/IFOSSLR.V5I2.87","url":null,"abstract":"In the United States, ownership of trade marks can be bedevilling. A trade mark registration is not a grant of rights, only recognition of already-existing rights. Instead, a trade mark is owned by the first to use it and may only be registered by the owner. But, there is no consistent rule or standard that courts apply when deciding disputes over ownership. Moreover, U.S. trade mark law eschews the concept of joint ownership, considering it inconsistent with a trade mark's role as a sole source identifier or assurer of quality. Thus, courts are in the position of having to identify a single owner of a trade mark using poorly defined law. This article will review the various ways that courts have decided who owns a trade mark when there are two claimants. It will also provide guidance to free and open source software projects about how to best manage their project names so that the project has a clear claim of ownership and its project name is fully enforceable as a trade mark.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"8 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-11-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"132433661","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"On the Obituary of Scientific Knowledge Monopoly","authors":"S. Asongu","doi":"10.2139/ssrn.2493380","DOIUrl":"https://doi.org/10.2139/ssrn.2493380","url":null,"abstract":"The August 15th 2013 Shanghai Academic Rankings of World Universities (ARWU) should leave policy makers wondering about whether the impressive growth experienced by ‘latecomers in the industry' has moved hand-in-hand with contribution to knowledge by means of scientific publications. Against this background, we model the obituary of scientific knowledge monopoly in 99 countries using 21 catch-up panels from 6 regions (South Asia, Europe & Central Asia, East Asia & the Pacific, Middle East & North Africa, Latin America & the Caribbean and, Sub-Saharan Africa). The findings broadly show that the obituary of scientific knowledge monopoly by developed countries is not in the near-horizon. Advanced nations that have mastered the dynamics of knowledge monopoly will continue to lead the course of knowledge economy. Justifications for the patterns and policy implications are discussed.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"35 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-09-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"117269470","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"An International Law Response to Economic Cyber Espionage","authors":"Christina Parajon Skinner","doi":"10.2139/SSRN.2305326","DOIUrl":"https://doi.org/10.2139/SSRN.2305326","url":null,"abstract":"In this Article, I consider the problem of economic cyber espionage that targets the intellectual property of global corporations. The core claim of the article is that the TRIPS agreement, which is the World Trade Organization agreement dealing with intellectual property, should be interpreted to contain norms against economic cyber espionage. Doing so would permit Member States recourse to the WTO’s Dispute Settlement Body to assert claims of economic cyber espionage. I therefore argue that the WTO is the most effective institution to ensure compliance with norms against economic cyber espionage.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"26 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-08-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"121302134","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Working Note Draft: Undetected, Unsuspected, and Unknown: Why the Patent Law Doctrine of Inherent Anticipation Needs to be Re-Examined in Light of an Ever-Expanding Base of Scientific Knowledge","authors":"Jeffrey K. Coleman","doi":"10.2139/ssrn.2303730","DOIUrl":"https://doi.org/10.2139/ssrn.2303730","url":null,"abstract":"Part I of this Note begins by providing the reader with a brief introduction to U.S. patent law. Specifically, it focuses on the statutory provisions regarding novelty and anticipation. It also outlines the evolution of the inherent anticipation doctrine from early Supreme Court jurisprudence. Part II examines the “intra-circuit” split that developed within the Federal Circuit as the court struggled to determine whether PHOSITA recognition of the inherent feature was necessary for a finding of inherent anticipation. The Federal Circuit’s seminal decision in Schering is described, along with predictions for the future of metabolite research in the wake of the controversial rule that PHOSITA recognition is dispensable in an inherent anticipation analysis. Finally, Part III examines proposals for changes to the inherent anticipation doctrine. This Note then argues for a new “capability” standard that would focus on what a PHOSITA was capable of discovering at the time the prior art was published. As science uncovers more about the world in which we live, the only fact that we know with certainty is that we don’t know much. This Note will conclude by arguing that much of the confusion in the inherent anticipation doctrine may be avoided by simply focusing on what an inventor was capable of identifying at the time of the prior art.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"104 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-07-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"132536300","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Intellectual Property Law - Marching into a New Millennium - Trends and Developments in Israeli Law","authors":"Ofer Tur-Sinai","doi":"10.2139/SSRN.2287430","DOIUrl":"https://doi.org/10.2139/SSRN.2287430","url":null,"abstract":"This article was published in an Israeli law review. It summarizes and evaluates recent developments in Israeli intellectual property law.","PeriodicalId":125544,"journal":{"name":"ERN: Intellectual Property (Topic)","volume":"110 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2013-06-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124111118","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}