{"title":"Finite-time adaptive control based on output feedback and auxiliary variables for time-varying parameters and disturbances","authors":"Chidentree Treesatayapun","doi":"10.1016/j.jfranklin.2024.107273","DOIUrl":"10.1016/j.jfranklin.2024.107273","url":null,"abstract":"<div><div>This paper presents a finite-time adaptive control scheme tailored for a diverse range of unknown discrete-time systems, with a specific emphasis on BLDC motor position control. The approach leverages an auxiliary variable within an output feedback framework, adeptly circumventing the causality problem without necessitating the use of state or disturbance observers. Through the application of finite-time convergence techniques, the control law demonstrates robust performance even in the presence of time-varying parameters and compact disturbances. Additionally, the proposed time-varying estimator, based on multi-input fuzzy emulated network (MiFREN), offers a practical solution for handling unknown dynamics and disturbances, making it well-suited for real-world applications where accurate mathematical models may be unavailable. Extensive experimental validation is conducted to evaluate the efficacy of the proposed scheme, including comparisons with existing controllers. The results highlight the superiority of the approach, particularly in terms of tracking accuracy and robustness against disturbances.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107273"},"PeriodicalIF":3.7,"publicationDate":"2024-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142316209","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Xiao-Peng Li , Zhang-Lei Shi , Chi-Sing Leung , Hing Cheung So
{"title":"Projected gradient descent method for cardinality-constrained portfolio optimization","authors":"Xiao-Peng Li , Zhang-Lei Shi , Chi-Sing Leung , Hing Cheung So","doi":"10.1016/j.jfranklin.2024.107267","DOIUrl":"10.1016/j.jfranklin.2024.107267","url":null,"abstract":"<div><div>Cardinality-constrained portfolio optimization aims at determining the investment weights on given assets using the historical data. This problem typically requires three constraints, namely, capital budget, long–only, and sparsity. The sparsity restraint allows investment managers to select a small number of stocks from the given assets. Most existing approaches exploit the penalty technique to handle the sparsity constraint. Therefore, they require tweaking the associated regularization parameter to obtain the desired cardinality level, which is time-consuming. This paper formulates the sparse portfolio design as a cardinality-constrained nonconvex optimization problem, where the sparsity constraint is modeled as a bounded <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-norm. The projected gradient descent (PGD) method is then utilized to deal with the resultant problem. Different from existing algorithms, the suggested approach, called <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PGD, can explicitly control the cardinality level. In addition, its convergence is established. Specifically, the <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PGD guarantees that the objective function value converges, and the variable sequences converges to a local minimum. To remedy the weaknesses of gradient descent, the momentum technique is exploited to enhance the performance of the <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PGD, yielding <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PMGD. Numerical results on four real-world datasets, viz. NASDAQ 100, S&P 500, Russell 1000, and Russell 2000 exhibit the superiority of the <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PGD and <span><math><msub><mrow><mi>ℓ</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span>-PMGD over existing algorithms in terms of mean return and Sharpe ratio.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107267"},"PeriodicalIF":3.7,"publicationDate":"2024-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142328211","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"H∞ security control for 2-D switched time delay systems under arbitrary delay time-variation rate and stochastic cyber attacks","authors":"Hongsheng Hu , Yunhe Meng , Shipei Huang","doi":"10.1016/j.jfranklin.2024.107290","DOIUrl":"10.1016/j.jfranklin.2024.107290","url":null,"abstract":"<div><p>This study focuses on <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> security control for 2-D switched time delay systems subject to stochastic cyber attacks by the Roesser model, where the delay time-variation rate can be arbitrary. First, the time-delay system is modeled as the feedback interconnection of the delay-less system. To guarantee the security of the system under stochastic cyber attacks, a state-dependent switching signal and an anti-deception attack controller are constructed. Stability conditions of 2-D delay-less feedback interconnection systems are given for the first time. Then, for the considered system, some criteria based on bilinear matrix inequalities (BMIs) are established via the Lyapunov function technology such that the mean-square asymptotic stability with <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> performance is guaranteed under arbitrary delay time-variation rate. Moreover, a cone-complement linearization (CCL) method is proposed to compute the optimized controller gains for BMIs. The effectiveness of the proposed method is validated via two numerical simulations.</p></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107290"},"PeriodicalIF":3.7,"publicationDate":"2024-09-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142271611","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Bumpless transfer control for switched time-delay systems with application to aero-engine control","authors":"Jing Xie , Peipei Jiang , Yuanri Zhang , Dong Yang","doi":"10.1016/j.jfranklin.2024.107289","DOIUrl":"10.1016/j.jfranklin.2024.107289","url":null,"abstract":"<div><div>For switched time-delay systems, the bumpless transfer control issue is investigated by utilizing the multiple piecewise Lyapunov–Krasovskii function approach. First, a time-delay-dependent bumpless transfer concept is put forward to depict the transient performance of switched time-delay systems, which restricts the bumps in the amplitude of the present state and the time-delay state, simultaneously. Second, a state-dependent switching signal with a prescribed time is designed to avoid switching frequently. A time-varying switching controller is developed to decrease control bumps. Third, under the premise of achieving asymptotic stability, a solvability condition ensuring a satisfactory bumpless transfer performance is derived through relaxing the traditional bumpless transfer condition. Finally, an instance of the aero-engine control system is used for exhibiting the validity of the presented method.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107289"},"PeriodicalIF":3.7,"publicationDate":"2024-09-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142328213","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Juan N. Mendoza-Chavarría , Inés A. Cruz-Guerrero , Omar Gutierrez-Navarro , Raquel Leon , Samuel Ortega , Himar Fabelo , Gustavo M. Callico , Daniel Ulises Campos-Delgado
{"title":"Blind non-linear spectral unmixing with spatial coherence for hyper and multispectral images","authors":"Juan N. Mendoza-Chavarría , Inés A. Cruz-Guerrero , Omar Gutierrez-Navarro , Raquel Leon , Samuel Ortega , Himar Fabelo , Gustavo M. Callico , Daniel Ulises Campos-Delgado","doi":"10.1016/j.jfranklin.2024.107282","DOIUrl":"10.1016/j.jfranklin.2024.107282","url":null,"abstract":"<div><p>Multi and hyperspectral images have become invaluable sources of information, revolutionizing various fields such as remote sensing, environmental monitoring, agriculture and medicine. In this expansive domain, the multi-linear mixing model (MMM) is a versatile tool to analyze spatial and spectral domains by effectively bridging the gap between linear and non-linear interactions of light and matter. This paper introduces an upgraded methodology that integrates the versatility of MMM in non-linear spectral unmixing, while leveraging spatial coherence (SC) enhancement through total variation theory to mitigate noise effects in the abundance maps. Referred to as non-linear extended blind end-member and abundance extraction with SC (NEBEAE-SC), the proposed methodology relies on constrained quadratic optimization, cyclic coordinate descent algorithm, and the split Bregman formulation. The validation of NEBEAE-SC involved rigorous testing on various hyperspectral datasets, including a synthetic image, remote sensing scenarios, and two biomedical applications. Specifically, our biomedical applications are focused on classification tasks, the first addressing hyperspectral images of in-vivo brain tissue, and the second involving multispectral images of ex-vivo human placenta. Our results demonstrate an improvement in the abundance estimation by NEBEAE-SC compared to similar algorithms in the state-of-the-art by offering a robust tool for non-linear spectral unmixing in diverse application domains.</p></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107282"},"PeriodicalIF":3.7,"publicationDate":"2024-09-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142271614","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"TVIE-based fault-tolerant model predictive control for trajectory tracking of mobile robot","authors":"Jun-Wei Zhu , Liang-Huan Ying , Xin Wang","doi":"10.1016/j.jfranklin.2024.107277","DOIUrl":"10.1016/j.jfranklin.2024.107277","url":null,"abstract":"<div><p>This paper investigates the trajectory tracking control issue for a linear parameter-varying (LPV) system of a wheeled mobile robot (WMR) with actuator fault and constraints, where a time-varying intermediate estimator (TVIE)-based fault-tolerant model predictive control (MPC) method is proposed. To obtain the real system with actuator fault, based on the existing traditional IE, an optimized objective function is designed to update its observer gain online, which results in a TVIE. A new estimation-based predictive model in MPC is designed by introducing the estimations of error state and fault from the TVIE. Moreover, compared with the existing IE or extended state observer (ESO), the estimation performance of TVIE is better. Then the MPC optimization strategy is used to design fault-tolerant controllers. To guarantee stability and recursive feasibility, the bimodal MPC strategy is used, where a terminal penalty and a terminal constraint are included. Finally, the effectiveness and superiority of the proposed approach is illustrated in experiment.</p></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107277"},"PeriodicalIF":3.7,"publicationDate":"2024-09-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142239882","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"H∞ load frequency control of multi-area power systems with multi-time-varying delays against deception attacks via a sliding mode control strategy","authors":"Yang Ran , Jianwei Xia , Jing Wang , Hao Shen","doi":"10.1016/j.jfranklin.2024.107280","DOIUrl":"10.1016/j.jfranklin.2024.107280","url":null,"abstract":"<div><p>This article mainly addresses the <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> load frequency control issue for multi-area power systems with multi-time-varying delays, where a sliding mode control scheme is developed to make the objective system more robust. Considering that the data transmission from the sensor to the controller in the channel may be vulnerable to malicious attacks, the deception attacks are taken into account in the controller design to ensure data authenticity while maintaining the system performance. By constructing a system model regarding multi-time-varying delays in multi-area power systems, this article aims to design a reliable sliding mode controller that guarantees the objective system asymptotic stability with an expected <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> performance. Then, through the linear matrix inequality technology, sufficient conditions with less conservativeness maintaining the system asymptotic stability with a set of proper controller gains are established.Finally, a two-area interconnected power system is used to validate the presented method.</p></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107280"},"PeriodicalIF":3.7,"publicationDate":"2024-09-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142240637","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Adaptive fuzzy performance control based on a triggering mechanism with decreasing function and internal dynamic variable","authors":"Renhua Huang, Jiuxiang Dong","doi":"10.1016/j.jfranklin.2024.107272","DOIUrl":"10.1016/j.jfranklin.2024.107272","url":null,"abstract":"<div><div>The problem of fuzzy adaptive prescribed performance control with dynamic event-triggered input for a class of uncertain nonlinear systems is investigated in this article. A dynamic event-triggered scheme is proposed that integrates an internal dynamic variable and an exponentially decreasing function, effectively reducing unnecessary trigger events and minimizing the system of communication resources. Subsequently, a fuzzy estimator is designed to estimate the unmeasurable states of the system, while fuzzy logic systems are employed to approximate the uncertain nonlinear terms. The proposed scheme ensures semi-globally uniformly ultimately bounded (SGUUB) of the closed-loop system and converges the tracking error to a prescribed performance range based on a barrier Lyapunov function. Finally, a simulation example is given to justify the rationality of the proposed strategy.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107272"},"PeriodicalIF":3.7,"publicationDate":"2024-09-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142316210","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Shengli Du, Jin Han, Hao-Yuan Sun, Hong-Gui Han, Junfei Qiao
{"title":"Fully distributed practical fixed-time fault-tolerant consensus of nonlinear multiagent systems","authors":"Shengli Du, Jin Han, Hao-Yuan Sun, Hong-Gui Han, Junfei Qiao","doi":"10.1016/j.jfranklin.2024.107275","DOIUrl":"10.1016/j.jfranklin.2024.107275","url":null,"abstract":"<div><p>In this article, the practical fixed-time fault-tolerant consensus problem of a class of first-order nonlinear multiagent systems with actuator faults is investigated. Owing to the existence of uncertain actuator failures (multiplicative faults and additive faults) and non-linearities, it is challenging to study the fixed-time consensus problem of such multiagent systems in a fully distributed approach. To get over this challenge, a fully distributed adaptive protocol that utilizes adaptive techniques is proposed. Under this control protocol, multiagent systems can achieve consensus, and by adjusting controller parameters, the consensus error can converge to the acceptable bounded region in a fixed time. In addition, due to the introduction of adaptive parameters, the design of the control protocol is not dependent on any global network topology information, which means the control protocol is fully distributed. Therefore, the proposed scheme has better scalability and wider applicability. Finally, the simulation results are proposed to validate the fault-tolerant ability and fully distributed characteristics of the presented scheme.</p></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 18","pages":"Article 107275"},"PeriodicalIF":3.7,"publicationDate":"2024-09-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142271612","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"On applying deflation and flexible preconditioning to the adaptive Simpler GMRES method for Sylvester tensor equations","authors":"Azita Tajaddini , Farid Saberi-Movahed , Xian-Ming Gu , Mohammed Heyouni","doi":"10.1016/j.jfranklin.2024.107268","DOIUrl":"10.1016/j.jfranklin.2024.107268","url":null,"abstract":"<div><div>Due to their multidimensional structure, the use of tensors when solving linear matrix equations has been one of the most explored topics over the last decade. In particular, the development of Krylov subspace methods for tensor equations is currently attracting a great deal of interest. In this work, we develop the adaptive simpler GMRES method based on tensor format (Ad-SGMRES<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF) for solving Sylvester tensor equations, in order to address the numerical instability of the simpler version of GMRES based on tensor format (SGMRES<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF). In addition, an efficient Krylov subspace method, formed by the integration of adaptive deflation and preconditioning and called FAd-SGMRES-D<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>,</mo><mi>k</mi><mo>)</mo></mrow></math></span> -in which <span><math><mi>m</mi></math></span> is the restart parameter and <span><math><mi>k</mi></math></span> is the number of harmonic Ritz pairs-, is proposed. Note that the idea behind the FAd-SGMRES-D<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>,</mo><mi>k</mi><mo>)</mo></mrow></math></span> method is to reuse certain key information, which can be obtained from the current tensor Krylov subspace in the next cycle of the FAd-SGMRES-D<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>)</mo></mrow></math></span> method. It is also important to note that FAd-SGMRES-D<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>,</mo><mi>k</mi><mo>)</mo></mrow></math></span> represents the first attempt to synchronously combine flexible preconditioning and deflation techniques, with the aim of improving the convergence rate and reducing the computational cost of Ad-SGMRES<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>)</mo></mrow></math></span>. Finally, the computational cost of each cycle of the proposed methods when applied to a three-dimensional Sylvester tensor equation is estimated. Moreover, numerical experiments on synthetic and real-world applications demonstrate the potential of Ad-SGMRES<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF and FAd-SGMRES-D<span><math><msub><mrow></mrow><mrow><mo>−</mo></mrow></msub></math></span>BTF<span><math><mrow><mo>(</mo><mi>m</mi><mo>)</mo></mrow></math></span> to solve Sylvester tensor equations.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"361 17","pages":"Article 107268"},"PeriodicalIF":3.7,"publicationDate":"2024-09-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142534127","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}