{"title":"通过聚类和基于核的Lipschitz回归学习经济模型预测控制","authors":"Weiliang Xiong , Defeng He , Haiping Du","doi":"10.1016/j.jfranklin.2025.107787","DOIUrl":null,"url":null,"abstract":"<div><div>This paper presents a novel learning economic model predictive control scheme for uncertain nonlinear systems subject to input and state constraints and unknown dynamics. We design a fast and accurate Lipschitz regression method using input and output data that combines clustering and kernel regression to learn the unknown dynamics. In each cluster, the parallel convex optimization problems are solved to estimate the kernel weights and reduce the Lipschitz constant of the predictor, hence limiting the error propagation in the prediction horizon. We derive two different bounds of learning errors in deterministic and probabilistic forms and customize a new robust constraint-tightening strategy for the discontinuous predictor. Then, the learning economic model predictive control algorithm is formulated by introducing a stabilized optimization problem to construct a Lyapunov function. Sufficient conditions are derived to ensure the recursive feasibility and input-to-state stability of the closed-loop system. The effectiveness of the proposed algorithm is verified by simulations of a numerical example and a continuously stirred tank reactor.</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"362 12","pages":"Article 107787"},"PeriodicalIF":4.2000,"publicationDate":"2025-06-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Learning economic model predictive control via clustering and kernel-based Lipschitz regression\",\"authors\":\"Weiliang Xiong , Defeng He , Haiping Du\",\"doi\":\"10.1016/j.jfranklin.2025.107787\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>This paper presents a novel learning economic model predictive control scheme for uncertain nonlinear systems subject to input and state constraints and unknown dynamics. We design a fast and accurate Lipschitz regression method using input and output data that combines clustering and kernel regression to learn the unknown dynamics. In each cluster, the parallel convex optimization problems are solved to estimate the kernel weights and reduce the Lipschitz constant of the predictor, hence limiting the error propagation in the prediction horizon. We derive two different bounds of learning errors in deterministic and probabilistic forms and customize a new robust constraint-tightening strategy for the discontinuous predictor. Then, the learning economic model predictive control algorithm is formulated by introducing a stabilized optimization problem to construct a Lyapunov function. Sufficient conditions are derived to ensure the recursive feasibility and input-to-state stability of the closed-loop system. The effectiveness of the proposed algorithm is verified by simulations of a numerical example and a continuously stirred tank reactor.</div></div>\",\"PeriodicalId\":17283,\"journal\":{\"name\":\"Journal of The Franklin Institute-engineering and Applied Mathematics\",\"volume\":\"362 12\",\"pages\":\"Article 107787\"},\"PeriodicalIF\":4.2000,\"publicationDate\":\"2025-06-21\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of The Franklin Institute-engineering and Applied Mathematics\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0016003225002807\",\"RegionNum\":3,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of The Franklin Institute-engineering and Applied Mathematics","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0016003225002807","RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Learning economic model predictive control via clustering and kernel-based Lipschitz regression
This paper presents a novel learning economic model predictive control scheme for uncertain nonlinear systems subject to input and state constraints and unknown dynamics. We design a fast and accurate Lipschitz regression method using input and output data that combines clustering and kernel regression to learn the unknown dynamics. In each cluster, the parallel convex optimization problems are solved to estimate the kernel weights and reduce the Lipschitz constant of the predictor, hence limiting the error propagation in the prediction horizon. We derive two different bounds of learning errors in deterministic and probabilistic forms and customize a new robust constraint-tightening strategy for the discontinuous predictor. Then, the learning economic model predictive control algorithm is formulated by introducing a stabilized optimization problem to construct a Lyapunov function. Sufficient conditions are derived to ensure the recursive feasibility and input-to-state stability of the closed-loop system. The effectiveness of the proposed algorithm is verified by simulations of a numerical example and a continuously stirred tank reactor.
期刊介绍:
The Journal of The Franklin Institute has an established reputation for publishing high-quality papers in the field of engineering and applied mathematics. Its current focus is on control systems, complex networks and dynamic systems, signal processing and communications and their applications. All submitted papers are peer-reviewed. The Journal will publish original research papers and research review papers of substance. Papers and special focus issues are judged upon possible lasting value, which has been and continues to be the strength of the Journal of The Franklin Institute.