{"title":"AI-supported decision-making under the general data protection regulation","authors":"M. Brkan","doi":"10.1145/3086512.3086513","DOIUrl":"https://doi.org/10.1145/3086512.3086513","url":null,"abstract":"The purpose of this paper is to analyse the rules of the General Data Protection Regulation on automated decision making in the age of Big Data and to explore how to ensure transparency of such decisions, in particular those taken with the help of algorithms. The GDPR, in its Article 22, prohibits automated individual decision-making, including profiling. On the first impression, it seems that this provision strongly protects individuals and potentially even hampers the future development of AI in decision making. However, it can be argued that this prohibition, containing numerous limitations and exceptions, looks like a Swiss cheese with giant holes in it. Moreover, in case of automated decisions involving personal data of the data subject, the GDPR obliges the controller to provide the data subject with 'meaningful information about the logic involved' (Articles 13 and 14). If we link this information to the rights of data subject, we can see that the information about the logic involved needs to enable him/her to express his/her point of view and to contest the automated decision. While this requirement fits well within the broader framework of GDPR's quest for a high level of transparency, it also raises several queries particularly in cases where the decision is taken with the help of algorithms: What exactly needs to be revealed to the data subject? How can an algorithm-based decision be explained? Apart from technical obstacles, we are facing also intellectual property and state secrecy obstacles to this 'algorithmic transparency'.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"130182320","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Vern R. Walker, Ji Hae Han, Xiang Ni, Kaneyasu Yoseda
{"title":"Semantic types for computational legal reasoning: propositional connectives and sentence roles in the veterans' claims dataset","authors":"Vern R. Walker, Ji Hae Han, Xiang Ni, Kaneyasu Yoseda","doi":"10.1145/3086512.3086535","DOIUrl":"https://doi.org/10.1145/3086512.3086535","url":null,"abstract":"This paper announces the creation and public availability of a dataset of annotated decisions adjudicating claims by military veterans for disability compensation in the United States. This is intended to initiate a collaborative, transparent approach to semantic analysis for argument mining from legal documents. The dataset is being used in the LUIMA argument-mining project. We address two major sub-tasks for making legal reasoning computable. First, we report the semantic types of propositional connective we use to extract information about legal rules from sentences in statutes, regulations, and appellate court decisions, and to represent those rules as integrated systems. Second, we report the semantic types of sentence role we use to extract and represent the fact-finding reasoning found in adjudicatory decisions, with the goal of identifying successful and unsuccessful patterns of evidentiary argument. For each type system, we provide explanations and examples. Thus, we hope to stimulate a shared effort to create diverse datasets in law, to empirically evolve optimal sets of semantic types for argument mining, and to refine protocols for accurately applying those types to texts.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"13 19 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124377758","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"A scalable approach to legal question answering","authors":"Zack Bennett, Tony Russell-Rose, Kate Farmer","doi":"10.1145/3086512.3086547","DOIUrl":"https://doi.org/10.1145/3086512.3086547","url":null,"abstract":"Lexis Answers is a question answering service deployed within a live production system. In this paper we provide an overview of the system, an insight into some of the key AI challenges, and a brief description of current evaluation techniques.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"3 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125335508","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Towards an automated production of legal texts using recurrent neural networks","authors":"Wolfgang Alschner, D. Skougarevskiy","doi":"10.1145/3086512.3086536","DOIUrl":"https://doi.org/10.1145/3086512.3086536","url":null,"abstract":"This paper constructs a legal text generation and assembly system in the domain of international investment law. We rely on a corpus of 1600+ bilateral investment treaties split into 22 600 articles to train a character-level recurrent neural network (char-RNN). Prior work [1] has shown that while char-RNNs can produce legally meaningful texts, its output tends to be repetitive. In this contribution, we remedy this shortcoming by proposing a new framework for RNN-based text production. First, we elicit priors at the training stage to give more weight to under-represented treaty practice. Second, we use q-gram distance and GloVe word embeddings [12] as filters imposed on the generated texts to draw them closer to a target document. Third, we develop a validation routine that compares the distribution of pre-defined legal concepts in actual and generated texts. Our results indicate that the RNN produces texts that are not repetitive and convey meaningful legal concepts. We conclude by showcasing a practical application of our framework by predicting provisions of the USA-China bilateral investment treaty currently under negotiation.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"172 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"115965935","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Scenario analytics: analyzing jury verdicts to evaluate legal case outcomes","authors":"Jack G. Conrad, Khalid Al-Kofahi","doi":"10.1145/3086512.3086516","DOIUrl":"https://doi.org/10.1145/3086512.3086516","url":null,"abstract":"Scenario Analytics is a type of analysis that focuses on the evaluation of different scenarios, their merits and their consequences. In the context of the legal domain, this could be in the form of analyzing large databases of legal cases, their facts and their claims, to answer questions such as: Do the current facts warrant litigation?, Is the litigation best pursued before a judge or a jury?, How long is it likely to take?, and What are the best strategies to use for achieving the most favorable outcome for the client? In this work, we report on research directed at answering such questions. We use one of a set of jury verdicts databases totaling nearly a half-million records. At the same time, we conduct a series of experiments that answer key questions and build, sequentially, a powerful data-driven legal decision support system, one that can assist an attorney to differentiate more effective from less effective legal principles and strategies. Ultimately, it represents a productivity tool that can help a litigation attorney make the most prudent decisions for his or her client.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"14 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"127800960","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Changes to temporary norms","authors":"M. Cristani, Francesco Olivieri, A. Rotolo","doi":"10.1145/3086512.3086517","DOIUrl":"https://doi.org/10.1145/3086512.3086517","url":null,"abstract":"Normative systems accommodate temporary norms of several types, which can also be modified in different, and codified ways. In this paper we address the problem of modifying temporary norms that are represented by means of the combination of two known formalisms in the current literature. The framework evolves from a known one, which provides a system of norms at two distinct layers, and represents changes at the two layers as means to provide room for the codified change types. This results in four novel operators that anticipate and extend norms in two different combined ways, by preserving or not the effects of the norms in the period of time generated by the temporal modifications. We study these new operators and show how they relate to the operators of annulment and abrogation analysed elsewhere.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"48 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128126816","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"The opportunity prior: a simple and practical solution to the prior probability problem for legal cases","authors":"N. Fenton, D. Lagnado, Christian Dahlman, M. Neil","doi":"10.1145/3086512.3086519","DOIUrl":"https://doi.org/10.1145/3086512.3086519","url":null,"abstract":"One of the greatest impediments to the use of probabilistic reasoning in legal arguments is the difficulty in agreeing on an appropriate prior probability for the ultimate hypothesis, (in criminal cases this is normally \"Defendant is guilty of the crime for which he/she is accused\"). Even strong supporters of a Bayesian approach prefer to ignore priors and focus instead on considering only the likelihood ratio (LR) of the evidence. But the LR still requires the decision maker (be it a judge or juror during trial, or anybody helping to determine beforehand whether a case should proceed to trial) to consider their own prior; without it the LR has limited value. We show that, in a large class of cases, it is possible to arrive at a realistic prior that is also as consistent as possible with the legal notion of 'innocent until proven guilty'. The approach can be considered as a formalisation of the 'island problem' whereby if it is known the crime took place on an island when n people were present, then each of the people on the island has an equal prior probability 1/n of having carried out the crime. Our prior is based on simple location and time parameters that determine both a) the crime scene/time (within which it is certain the crime took place) and b) the extended crime scene/time which is the 'smallest' within which it is certain the suspect was known to have been 'closest' in location/time to the crime scene. The method applies to cases where we assume a crime has taken place and that it was committed by one person against one other person (e.g. murder, assault, robbery). The paper considers both the practical and legal implications of the approach. We demonstrate how the opportunity prior probability is naturally incorporated into a generic Bayesian network model that allows us to integrate other evidence about the case.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"409 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"134111246","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Methods for retrieving alternative contract language using a prototype","authors":"Silviu Pitis","doi":"10.1145/3086512.3086530","DOIUrl":"https://doi.org/10.1145/3086512.3086530","url":null,"abstract":"This paper addresses the problem of searching for alternative contract language that is similar to, yet different from, a given provision (the prototype). While this is a core task in transactional legal work, generic search solutions do not offer an effective solution. We draw upon modern information retrieval research to propose and validate novel methods for retrieving alternative language using a prototype. Our solution accepts an entire provision as a prototype and retrieves variants on the language from a database of precedent contracts. In designing this solution, we propose two ordered proximity measures and demonstrate their effectiveness relative to existing techniques. Further, we examine the challenge posed by varying definitions of redundant search results and propose to resolve it with a user-tunable, dynamic approach to result clustering.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"5 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124523991","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"A logical architecture for dynamic legal interpretation","authors":"Juliano Maranhão","doi":"10.1145/3086512.3086525","DOIUrl":"https://doi.org/10.1145/3086512.3086525","url":null,"abstract":"The paper proposes a logical framework (based on input/output logics) for the representation of legal interpretation. It conceives interpretation by legal scholarship or judicial doctrine as a dynamic of theory change, where rules, values and meaning ascriptions are related and revised in order to reach a coherent explanation of the legal order. The logical architecture modularly combines three output relations, one for sets of regulatory rules, the other for sets of axiological rules (values) and another for sets of meaning ascriptions. Different revision operators are defined for these sets and the model aims to show that legal interpretation is a question of reaching a stability condition in this system by alternative applications of revision operators. The working of the model is illustrated by an example taken from recent Brazilian jurisprudence involving theoretical disagreement within the Supreme Court.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"40 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128894013","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
{"title":"Supertagging for domain adaptation: an approach with law texts","authors":"Kyoko Sugisaki","doi":"10.1145/3086512.3086543","DOIUrl":"https://doi.org/10.1145/3086512.3086543","url":null,"abstract":"In this paper, we present a German supertagger that analyses syntactic functions in linear order. We apply a statistical sequential model, conditional random fields (CRF), to Swiss law texts, in a real world scenario in which the training data of the domain is missing. We show that the small amount of in-domain training data that was informed by linguistic hard and soft constraints and domain constraints achieved a label accuracy of 90% in the domain data, thus outperforming state-of-the-art parsers.","PeriodicalId":425187,"journal":{"name":"Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2017-06-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"133301066","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}