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Self‐enforcing path dependent trajectories? A comparison of the implementation of the EU energy packages in Germany and the Netherlands 自我强化的路径依赖轨迹？欧盟能源一揽子计划在德国和荷兰的实施情况比较
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-08-22 DOI: 10.1111/rego.12617
Simon Fink, Eva Ruffing, Luisa Maschlanka, Hermann Lüken genannt Klaßen
{"title":"Self‐enforcing path dependent trajectories? A comparison of the implementation of the EU energy packages in Germany and the Netherlands","authors":"Simon Fink, Eva Ruffing, Luisa Maschlanka, Hermann Lüken genannt Klaßen","doi":"10.1111/rego.12617","DOIUrl":"https://doi.org/10.1111/rego.12617","url":null,"abstract":"Since the 1990s, the EU has attempted to create a common electricity market. However, EU legislators are unsatisfied by the results. We argue that differentiated implementation of directives over time creates path dependencies that entrench national differences. The actor constellation of parties and incumbent operators at the beginning of the liberalization path determines how well countries implement liberalizing directives. The implementation, in turn, changes the actor constellation for the next directive, increasing or decreasing the institutional power of incumbents. We illustrate our argument analyzing the implementation of the first three energy market packages in Germany and the Netherlands. Both countries had similar electricity markets at the beginning of market liberalization, but their actor constellation was slightly different. German implementation gradually strengthened vertically integrated utilities, while Dutch implementation dismantled these utilities through unbundling. These paths became self‐reinforcing, counteracting European harmonization efforts.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"19 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142042476","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
From a cultural to a distributive issue: Public climate action as a new field for comparative political economy 从文化问题到分配问题：作为比较政治经济学新领域的公共气候行动
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-08-20 DOI: 10.1111/rego.12620
Hanna Schwander, Jonas Fischer
{"title":"From a cultural to a distributive issue: Public climate action as a new field for comparative political economy","authors":"Hanna Schwander, Jonas Fischer","doi":"10.1111/rego.12620","DOIUrl":"https://doi.org/10.1111/rego.12620","url":null,"abstract":"This article reviews recent insights from the blooming Comparative Political Economy (CPE) literature on climate change with the aim to demonstrate the importance of integrating climate change into the field of CPE and to highlight the contributions of CPE to our understanding of the social and political obstacles to effective climate policies. In addition, we advance two key points to bring the CPE literature forward. To tighten the dialogue between the “electoral politics” and “interest group politics” approaches, we propose understanding climate politics as a triadic conflict between losers of climate change, losers of public climate action (PCA), and winners of PCA. Second, we argue that the scope of CPE studies needs expansion. While existing CPE literature predominantly focuses on climate change mitigation, it is essential to consider climate change adaptation due to its significant distributive implications at the macro- and micro-levels of societies.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"1 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142023090","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Measuring citizen trust in regulatory agencies: A systematic review and ways forward 衡量公民对监管机构的信任：系统回顾与前进方向
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-08-19 DOI: 10.1111/rego.12618
Libby Maman, Lauren Fahy, Stephan Grimmelikhuijsen, Moritz Kappler
{"title":"Measuring citizen trust in regulatory agencies: A systematic review and ways forward","authors":"Libby Maman, Lauren Fahy, Stephan Grimmelikhuijsen, Moritz Kappler","doi":"10.1111/rego.12618","DOIUrl":"https://doi.org/10.1111/rego.12618","url":null,"abstract":"Citizen trust in regulatory agencies is essential for the functioning of society and markets. Trust in regulatory agencies promotes compliance and strengthens trust in regulated sectors. Despite its importance, there is no systematic study on how trust is in this context can be measured best. In response, this article presents findings of a systematic review of measures of trust in regulatory contexts, assessing their utility for measuring citizen trust in regulatory agencies. Our review of recent literature and of seven major international surveys finds several areas for methodological improvement in the measurement of such trust. The review highlights that while trust in various institutions is extensively studied, high‐quality measures for regulatory agencies specifically are lacking. Both one‐off studies of trust in regulatory agencies and large international surveys of trust in government reveal an absence of systematic and consistent measurement of trust in these agencies. We propose recommendations to enhance measurement consistency, transparency, and contextual diversity. This study underscores the urgency of addressing this critical dimension of trust and provides a roadmap for improving our understanding of citizen trust in regulatory agencies.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"7 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142002776","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Navigating financial cycles: Economic growth, bureaucratic autonomy, and regulatory governance in emerging markets 驾驭金融周期：新兴市场的经济增长、官僚自治和监管治理
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-08-19 DOI: 10.1111/rego.12621
M. Kerem Coban, Fulya Apaydin
{"title":"Navigating financial cycles: Economic growth, bureaucratic autonomy, and regulatory governance in emerging markets","authors":"M. Kerem Coban, Fulya Apaydin","doi":"10.1111/rego.12621","DOIUrl":"https://doi.org/10.1111/rego.12621","url":null,"abstract":"Political decisions over economic growth policies influence the degree of bureaucratic autonomy and regulatory governance dynamics. Yet, our understanding of these processes in the Global South is somewhat limited. The article studies the post‐Global Financial Crisis period and relies on elite interviews and secondary sources from Turkey. It problematizes how an economic growth model dependent on foreign capital inflows, which are contingent on global financial cycles, influences the trajectory of bureaucratic autonomy. Specifically, we argue that dependence on foreign capital flows for economic growth creates an unstable macroeconomic policy environment: while the expansionary episode of the global financial cycle masks conflicts between the incumbent and bureaucracy, the contractionary episode threatens the political survival of the incumbent. In the case of Turkey, this has incentivized the ruling coalition to resort to executive aggrandizement to control monetary policy and banking regulation, which resulted in a dramatic decay of the autonomy of the regulatory agencies since 2013.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"7 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-08-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"142002766","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Trusting organizational law 信任组织法
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-30 DOI: 10.1111/rego.12616
Shawn Bayern
{"title":"Trusting organizational law","authors":"Shawn Bayern","doi":"10.1111/rego.12616","DOIUrl":"https://doi.org/10.1111/rego.12616","url":null,"abstract":"Decentralized governance technologies like blockchains are often proposed as substitutes for private legal arrangements like those provided by company law or organizational law more generally. In established legal systems in developed countries, the costs of implementing such algorithmic mechanisms are likely to be greater than the agency or other costs that come from selecting and trusting an existing third party. But even if that were not true, attempting to achieve decentralized governance solely by algorithm is more complicated than it appears and incurs significant “formalism costs.” Such costs can be reduced by the wealth of experience represented by the operational processes of organizational law. Mixing those operational processes with algorithmic governance by “opting into” organizational law, thereby letting it govern the <i>interface</i> between the algorithms and the real-world legal rights associated with an organization, is likely to be a governance model superior to the use of algorithmic governance alone.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"36 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141794975","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Trust platforms: The digitalization of corporate governance and the transformation of trust in polycentric space 信任平台：公司治理数字化与多中心空间的信任变革
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-25 DOI: 10.1111/rego.12614
Larry Catá Backer
{"title":"Trust platforms: The digitalization of corporate governance and the transformation of trust in polycentric space","authors":"Larry Catá Backer","doi":"10.1111/rego.12614","DOIUrl":"https://doi.org/10.1111/rego.12614","url":null,"abstract":"This contribution considers the revolution in the concept and practice of trust in corporate governance that first moved from trust in “people” to trust in “compliance,” setting the stage for the digitization of trust measures and the digitalization of compliance. Part One examines the fundamental challenge, one that arises from the near simultaneous shift in cultural expectations about trust from trust in character to trust in measurement, and then the rise of cultures of data driven systems of compliance and accountability. Part Two then considers the transformation brought by challenge responses in the form of three closely interlinked impulses: digitization, digitalization of compliance‐accountability regimes, and the emergence of platforms as spaces for trust interactions among stakeholders. Part Three then examines the current shape of these iterative dialectics, including connections between platforms and polycentric trust governance, and the detachment of trust from the entity that is its subject.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"51 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141764037","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
From de jure to de facto transparency: Analyzing the compliance gap in light of freedom of information laws 从法律上的透明到事实上的透明：根据信息自由法分析合规差距
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-24 DOI: 10.1111/rego.12615
Julia Trautendorfer, Lisa Hohensinn, Dennis Hilgers
{"title":"From de jure to de facto transparency: Analyzing the compliance gap in light of freedom of information laws","authors":"Julia Trautendorfer, Lisa Hohensinn, Dennis Hilgers","doi":"10.1111/rego.12615","DOIUrl":"https://doi.org/10.1111/rego.12615","url":null,"abstract":"Freedom of information (FOI) laws empower citizens to access public information from public organizations, enhancing government transparency and accountability. Previous studies have evaluated government transparency and FOI compliance based on the proactive release of information and governments' responses to citizens' requests. This study extends prior research by focusing on regulatory compliance mechanisms in German public organizations. Specifically, it investigates how these organizations respond to information requests under varying legislative frameworks across Germany's 16 states (Länder). Based on six legal elements (<i>de jure</i> provisions), we examine FOI law stringency and investigate their association with government responsiveness to approximate <i>de facto</i> regulatory compliance. Based on an analysis of over 100,000 requests directed at more than 7000 German public sector organizations, we find that not all six legal elements are directly associated with responsiveness. Only those elements that signify a broader organizational commitment to transparency are linked to higher responsiveness. This study contributes to public sector transparency literature by highlighting the complex interplay between variations in FOI laws and actual compliance, and underscores the need for further research on the assumed causal relationship between FOI law stringency and transparency outcomes.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"138 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141754218","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Mapping the relationship between regulation and innovation from an interdisciplinary perspective: A critical systematic review of the literature 从跨学科角度探讨监管与创新之间的关系：对文献的批判性系统回顾
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-16 DOI: 10.1111/rego.12613
Bruno Queiroz Cunha, Flavia Donadelli
{"title":"Mapping the relationship between regulation and innovation from an interdisciplinary perspective: A critical systematic review of the literature","authors":"Bruno Queiroz Cunha, Flavia Donadelli","doi":"10.1111/rego.12613","DOIUrl":"https://doi.org/10.1111/rego.12613","url":null,"abstract":"A considerable amount of work has focused on “regulatory innovation” in the social sciences. This scholarship has conceptually defined certain types of regulatory changes as innovations and explored how regulation, as a policy instrument, alters the pace of technological innovation. More recently, a renewed interest for policy mixes and more dynamism in industrial innovation policies around the world has increased the demand for advanced knowledge in this area. In this article, we systematically review the literature on the innovation-regulation interplay, documenting its evolution, the prevailing thematic areas, and overlooked topics. While the orthodox regulatory stance, modeled on economic efficiency principles, is by far the main thrust, heterodox accounts, premised on systemic and evolutionary thinking, appear as important variations. The latter have recently burgeoned with new theoretical developments promoting the idea of regulation that not only allows for, but intentionally directs innovation.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"50 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141625153","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Problem exposure and problem solving: The impact of regulatory regimes on citizens' trust in regulated sectors 问题暴露与问题解决：监管制度对公民信任受监管部门的影响
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-06 DOI: 10.1111/rego.12610
Yue Guo, Tianhao Zhai, Hao Huang, Luozhong Wang
{"title":"Problem exposure and problem solving: The impact of regulatory regimes on citizens' trust in regulated sectors","authors":"Yue Guo, Tianhao Zhai, Hao Huang, Luozhong Wang","doi":"10.1111/rego.12610","DOIUrl":"https://doi.org/10.1111/rego.12610","url":null,"abstract":"A wealth of studies has discussed the impact of different regulatory regimes on firms, but have ignored the differences in citizens' attitudes toward firms in different regulatory regimes. Exploring these attitudes is crucial to understanding the micro‐effects of regulatory regimes and market developments. This study aims to investigates the impact of regulatory regimes on citizens' trust in regulated sectors and uncovers the underlying impact mechanisms. Using a survey experiment within the context of algorithm regulation (<jats:italic>N</jats:italic> = 1224), we reveal that the coerciveness of regulatory regimes positively influences citizens' trust in regulated firms. Furthermore, we identify problem‐solving and problem exposure perceptions as key mediators in this relationship. The findings contribute to the ongoing debate between regulation and trust, shedding light on their interplay in contemporary society and providing practical implications for policymakers and businesses navigating complex regulatory landscapes.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"53 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141553393","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Policy growth and maintenance in comparative perspective 从比较角度看政策的增长和维持
IF 3 2区 社会学
Regulation & Governance Pub Date : 2024-07-05 DOI: 10.1111/rego.12611
Christoph Knill, Christina Steinbacher, Yves Steinebach, Philipp Trein
{"title":"Policy growth and maintenance in comparative perspective","authors":"Christoph Knill, Christina Steinbacher, Yves Steinebach, Philipp Trein","doi":"10.1111/rego.12611","DOIUrl":"https://doi.org/10.1111/rego.12611","url":null,"abstract":"Policy growth comes with multiple challenges for policy implementation. Congested policy portfolios increase the likelihood of interactions and contradictions between different policy objectives and instruments. Moreover, policy growth can lead to difficulties during implementation when many public and private organizations must cooperate and manage increasing complexity and overlapping responsibilities. Consequently, policy growth should ideally be accompanied by maintenance activities, namely institutional reforms aimed at (1) preventing policy contradictions, or (2) improving administrative coordination. We test this relationship through a comparative analysis that examines the level of policy growth and maintenance activities in 13 OECD countries in environmental and unemployment policy over 35 years. We find that policy growth and maintenance activities are not systematically linked but occur independently, even when controlling for the influence of moderating factors such as government effectiveness or the presence of veto players. Consequently, modern governments seem to struggle with managing the downsides of policy growth.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":"21 1","pages":""},"PeriodicalIF":3.0,"publicationDate":"2024-07-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141545888","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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