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The defensible deletion of government email 删除政府电子邮件的正当理由
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0036
James Lappin, Thomas W. Jackson, G. Matthews, Ejovwoke Onojeharho
{"title":"The defensible deletion of government email","authors":"James Lappin, Thomas W. Jackson, G. Matthews, Ejovwoke Onojeharho","doi":"10.1108/RMJ-09-2018-0036","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0036","url":null,"abstract":"PurposeTwo rival approaches to email have emerged from information governance thought: the defensible deletion approach, in which emails are routinely deleted from email accounts after a set period of time; and the Capstone approach, in which the email accounts of important government officials are selected for permanent preservation. This paper aims to assess the extent to which the defensible deletion approach, when used in conjunction with efforts to move important emails into corporate records systems, will meet the needs of originating government departments and of wider society.Design/methodology/approachThe paper forms the first stage of a realist evaluation of policy towards UK government email.FindingsThe explanation advanced in this paper predicts that the routine deletion of email from email accounts will work for government departments even where business email is inconsistently or haphazardly captured into records systems, provided officials have access to their own emails for a long enough period to satisfy their individual operational requirements. However the routine deletion of email from email accounts will work for wider society only if and when business email is consistently captured into other systems.Originality/valueThe paper looks at the policy of The National Archives (TNA) towards UK government email and maps it against the approaches present in records management and information governance thought. It argues that TNA’s policy is best characterised as a defensible deletion approach. The paper proposes a realist explanation as to how defensible deletion policies towards email work in a government context.","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0036","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"47917947","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
Leadership and political will for implementation of the access to information (ATI) Act (2016) in Kenya 肯尼亚实施《信息获取法》(ATI)(2016年)的领导力和政治意愿
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0034
Victor Kabata, F. Garaba
{"title":"Leadership and political will for implementation of the access to information (ATI) Act (2016) in Kenya","authors":"Victor Kabata, F. Garaba","doi":"10.1108/RMJ-09-2018-0034","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0034","url":null,"abstract":"PurposeThe purpose of this paper is to demonstrate the importance of leadership and political will towards successful implementation of an access to information (ATI) legislation.Design/methodology/approachThe paper adopted a mixed methods approach with a bias towards a quantitative survey, complemented by a qualitative follow-up and triangulation during data collection. A complement of theoretical models underpinned the paper, thus enhancing understanding of the multifaceted phenomenon of ATI.FindingsThe paper revealed that the state has demonstrated leadership and political will for ATI by developing government-wide records management manual for public entities; developing an ATI implementation action plan and availing resources for ATI. However, there is need to review laws that perpetuate secrecy; formulate regulations to operationalize the Act and allocate adequate finances for ATI activities.Research limitations/implicationsThe paper focused on assessing the extent of leadership and political will on the executive arm of the government excluding the Judiciary and the legislature.Practical implicationsThe paper proposes an ATI implementation roadmap, which can be adopted by other countries with comparable contexts.Social implicationsThe proposed action plan if adopted will result in an informed citizenry that understands and leverages ATI to claim their socio-economic rights.Originality/valueThe paper provides empirical evidence on some aspects of leadership such as the ministries with ATI policy; level of engagement of policy-makers in ATI matters and the availability of resources for ATI. Further, the paper adopted a multidisciplinary approach by including the concept of ‘meaningful engagement’ whose theoretical foundation is in law to the concept of access to information.","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0034","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"41764457","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
The role of information governance in e-discovery – the case of China 信息治理在电子发现中的作用——以中国为例
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0031
G. Fan
{"title":"The role of information governance in e-discovery – the case of China","authors":"G. Fan","doi":"10.1108/RMJ-09-2018-0031","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0031","url":null,"abstract":"\u0000Purpose\u0000This paper aims to examine the situation of organizational information governance (IG) and its relationship with e-discovery in China.\u0000\u0000\u0000Design/methodology/approach\u0000This study collects laws, court opinions, cases and relevant literature as data and analyzes their content under the guidance of the framework of Information Governance Reference Model of the Electronic Discovery Reference Model (EDRM).\u0000\u0000\u0000Findings\u0000Inspired by discussions on the challenges of e-discovery and, in particular, the relationships between organizational IG and e-discovery in English literature, the present study attempts an examination of the relevant situations in China. It is the belief of the study that the connection between IG and the legal risk as framed in the EDRM is a necessary one for China as the country is opening its door wider and continues to seek multilateral cooperation. The study found out, through observations and analyses, the following distinctions of e-discovery and its relationship with IG in China. Despite the very similar US and Chinese digital technological environments and the similar acceptance of electronic evidence into litigations, the situations with e-discovery/electronically stored information (ESI) and IG are different within a Chinese context. Legal provisions regarding electronic evidence are brief and vague, litigating procedures rely on the explanations of the Supreme Court and the Supreme Procuratorate and, most relevantly, there is only a small portion of litigations that features a large quantity of ESI in the context of dramatically increased cases involving electronic evidence. The evidentiary qualifications of ESI, e.g. authenticity and reliability, are discussed intensively in academic writings, which, however, was done in a rather isolated manner, without referring to the relationships between and among them. The concept of proportionality, which was one of the key constructions in e-discovery discussions in English literature, was not found in these writings. As a result, organizational IG in China is not discussed in relation to e-discovery or electronic evidence, raising the question as to how e-discovery of a large quantity of ESI will be handled, should such cases emerge.\u0000\u0000\u0000Research limitations/implications\u0000Extracted mainly from available literature in legal and information fields, this study is necessarily neither exhaustive nor definitive. However, it can be used to further strengthen other empirical data studies. It could be extended within a Chinese context with interviews with legal and IG professionals. In this regard, the reasons that lead to the distinctions as exhibited in the findings could be explored in future investigations. This study does serve as a marker of the position in China compared to the USA. This research suggests that there is an opportunity for comparable studies at a national level, thus generating complementary knowledge for the IG and e-discovery community internationally.\u0000\u0000\u0000Practical ","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0031","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48649346","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Perspectives on the relationship between records management and information governance 对记录管理和信息治理之间关系的展望
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0032
J. Brooks
{"title":"Perspectives on the relationship between records management and information governance","authors":"J. Brooks","doi":"10.1108/RMJ-09-2018-0032","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0032","url":null,"abstract":"\u0000Purpose\u0000The increasing prominence of the use of the term information governance (IG) raises fundamental questions about the role and relevance of records management in today’s organisations. As a starting point, this paper aims to explore the relationship between records management and IG by considering both recordkeeping and non-recordkeeping perspectives.\u0000\u0000\u0000Design/methodology/approach\u0000The research discusses literature chiefly from 2013 to the present to shed light on how discussion of the relationship between records management and IG has evolved over the past few years.\u0000\u0000\u0000Findings\u0000A range of perspectives on the relationship between records management and IG was evident and, notably, a lack of direct engagement from the records management community. Taking the positive perspectives that emerged, IG was seen as an opportunity for records management. By contrast, others regarded it as a necessary successor to records management, the latter perceived as too associated with the paper era to be capable of meeting the organisational information needs of today. Equally, others were sceptical about the real difference IG offered, suggesting it was in part a rebranding exercise, which did not necessarily articulate anything fundamentally new.\u0000\u0000\u0000Originality/value\u0000Defining literature in the broadest sense, this paper offers a high-level review of some of the recent discussions that have taken place in a wide variety of contexts around the relationship between records management and IG. It includes journal articles, books, online discussions from professional forums and listservs, vendor contributions, opinion-pieces and blogs and in particular focuses on presenting a range of viewpoints from individuals operating within various information-related spaces, including records and information management, IG, and information technology. It is hoped that this preliminary research will encourage further engagement on the subject from recordkeeping professionals.\u0000","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0032","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49524478","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 12
The role of archives and records management legislation after colonialism in Africa 非洲殖民主义后档案和记录管理立法的作用
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0024
N. S. Netshakhuma
{"title":"The role of archives and records management legislation after colonialism in Africa","authors":"N. S. Netshakhuma","doi":"10.1108/RMJ-09-2018-0024","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0024","url":null,"abstract":"This paper aims to analyse the current Southern African countries’ archives and records management legislations to identify the gaps and challenges. It is important to assess the role played by National Archives legislations within the preservation of heritage and history; private archives known as liberation archives; the transfer of archives; the disposal and retention of records, access, copyright management and skills; and development of staff.,The study used a qualitative methodology through document analysis, interviews and observation. The sampling of the study comprised representatives from the selected Southern African National Archives (South Africa, Mozambique, Botswana and Namibia).,The key findings revealed gaps of the archives and records management legislations in terms of definitions, transfer, disposal and transfer of records and accessibility. Some of the Southern African countries failed to use archives and records management legislation to promote accountability and governance.,The research is limited to the following countries: Botswana, Mozambique, Namibia and South Africa.,Archive and records management legislation which has gaps creates problems in terms of effective implementation of archives and records management programmes.,The failure by Southern African countries to revise their National Archives legislations and clarify the role of National Archives will lead to loss of archival materials if not addressed.,Updated archives legislation contributes to the development of effective archives and records management programme.","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0024","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"45699799","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 28
The inevitability of digital transfer 数字传输的必然性
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0040
Lâle Özdemir
{"title":"The inevitability of digital transfer","authors":"Lâle Özdemir","doi":"10.1108/RMJ-09-2018-0040","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0040","url":null,"abstract":"\u0000Purpose\u0000This paper aims to assess how prepared public bodies are for the transfer of born-digital records to the National Archives (TNA) of the UK in line with the reduction in the transfer rule from 30 to 20 years.\u0000\u0000\u0000Design/methodology/approach\u0000The change in the transfer rule means that records of UK public bodies will be transferred to TNA for permanent preservation at 20 years as opposed to 30 years old. This move, which has been described as a major change that is going to be introduced in a manageable and affordable way (20-year rule, The National Archives), will inevitably witness the transfer of born-digital records to the archives much earlier than would have been the case if the change in the transfer rule had not been made. This paper reports on research carried out in the winter of 2017 on the extent to which UK public bodies are prepared for the transfer of born-digital records to TNA. Research was based on a survey of 23 public bodies which included ministries, charities and non-departmental public bodies. The target population was predominantly public bodies that had the highest level of transfer of records to TNA. The justification for this lies in the fact that these bodies, amongst others, transfer the most records to TNA, thus it would be interesting to gain an insight into how prepared these relatively larger public bodies are with regard to born-digital transfer. The remaining public bodies were chosen randomly amongst non-ministerial departments. The primary areas under analysis are plans of public bodies for the transfer of born-digital records, processes for transfer to be undertaken such as selection, appraisal etc., the use of technology in sensitivity review and the trigger date for the transfer of records.\u0000\u0000\u0000Findings\u0000An analysis of the research findings found that while a few UK public bodies surveyed had transferred datasets within the framework of the TNA Government Datasets (NDAD) initiative or as part of an inquiry, only one public body had transferred other born-digital records to TNA. The findings also reveal that most public bodies are yet to plan for, or to adjust, their current archival processes to take into account the different mind-set and skills required for the transfer of born-digital records. The level of preparedness is therefore limited primarily because public bodies have yet to undertake a transfer of born-digital records to the archives. The research findings also revealed that public bodies had not as yet made adjustments or changes to current practice to take into account the issues relating to the processing of born-digital records prior to transfer.\u0000\u0000\u0000Research limitations/implications\u0000The findings of the research at hand are based on a survey submitted electronically to twenty-three public bodies with the aim of assessing how prepared they are for the transfer of born-digital records to the National Archives (TNA). The survey was sent to 27 public bodies with responses received by 23 public bo","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0040","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48104229","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 5
The influence of organizational culture on information governance effectiveness 组织文化对信息治理有效性的影响
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0033
Ali Daneshmandnia
{"title":"The influence of organizational culture on information governance effectiveness","authors":"Ali Daneshmandnia","doi":"10.1108/RMJ-09-2018-0033","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0033","url":null,"abstract":"\u0000Purpose\u0000This paper aims to explore the impact of organizational culture on information governance (IG) effectiveness at higher education institutions (HEIs). IT professionals, such as chef information officers, chief technology officers, chief information security officers and IT directors at HEIs were surveyed and interviewed to learn about whether organizational culture influences IG effectiveness. Several IG activities (processes) were identified, including information security, the function of an IG council, the presence of a Record Information Management department, the role of a compliance officer and information stewards and the use of an automated system or software to identify and maintain information life-cycle management.\u0000\u0000\u0000Design/methodology/approach\u0000This study was conducted using Cameron and Quinn’s (Cameron and Quinn, 2011) competing value framework. To evaluate organizational culture, using the competing value framework, four types of organizational culture profiles were used: collaboration, creation/innovation, controlling/hierarchy, and competition/result-oriented. The methodology included quantitative and qualitative techniques through the use of content analysis of data collected from participants. IT professionals, such as chef information officers, chief technology officers, chief information security officers and IT directors at HEIs were surveyed and interviewed to learn about whether organizational culture influences IG effectiveness.\u0000\u0000\u0000Findings\u0000Findings revealed organizational culture may influence IG effectiveness positively, especially from cultures of competition/result-oriented and control/hierarchy. Qualitatively, it also emerged that competition/result-oriented and control characteristics of organizational culture were perceived by IG professionals to produce more accurate information. One of the characteristics of organizational culture that became evident in the current study, coming from more than one subject, was the challenge in IG due to the presence of information silos. Trust, on the other hand, has been highlighted as the glue which can enable and drive governance processes in an organization.\u0000\u0000\u0000Research limitations/implications\u0000The current study was conducted based on HEIs. While the current study serves as a baseline for studying IG in other institutions, its results cannot be generalized for other type of institutions. The results cannot be generalized for other types of not-for-profit or for-profit organizations. Many of the characteristics of the sample data were specific to HEIs. For instance, financial, manufacturing and health-care institutions present challenges inherent in those institutions.\u0000\u0000\u0000Originality/value\u0000Trust has been highlighted as the glue which can enable and drive governance processes in an organization. Respondents of current study have indicated that trust serving several different factors toward IG effectiveness, including freedom to speak freely in the meeting about impact of org","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0033","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44303502","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 12
“The margin between the edge of the world and infinite possibility” "世界的边缘和无限可能性之间的边缘"
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-12-2018-0045
D. Hofman, V. Lemieux, Alysha Joo, D. Batista
{"title":"“The margin between the edge of the world and infinite possibility”","authors":"D. Hofman, V. Lemieux, Alysha Joo, D. Batista","doi":"10.1108/RMJ-12-2018-0045","DOIUrl":"https://doi.org/10.1108/RMJ-12-2018-0045","url":null,"abstract":"\u0000Purpose\u0000This paper aims to explore a paradoxical situation, asking whether it is possible to reconcile the immutable ledger known as blockchain with the requirements of the General Data Protection Regulations (GDPR), and more broadly privacy and data protection.\u0000\u0000\u0000Design/methodology/approach\u0000This paper combines doctrinal legal research examining the GDPR’s application and scope with case studies examining blockchain solutions from an archival theoretic perspective to answer several questions, including: What risks are blockchain solutions said to impose (or mitigate) for organizations dealing with data that is subject to the GDPR? What are the relationships between the GDPR principles and the principles of archival theory? How can these two sets of principles be aligned within a particular blockchain solution? How can archival principles be applied to blockchain solutions so that they support GDPR compliance?\u0000\u0000\u0000Findings\u0000This work will offer an initial exploration of the strengths and weaknesses of blockchain solutions for GDPR compliant information governance. It will present the disjunctures between GDPR requirements and some current blockchain solution designs and implementations, as well as discussing how solutions may be designed and implemented to support compliance. Immutability of information recorded on a blockchain is a differentiating positive feature of blockchain technology from the perspective of trusted exchanges of value (e.g. cryptocurrencies) but potentially places organizations at risk of non-compliance with GDPR if personally identifiable information cannot be removed. This work will aid understanding of how blockchain solutions should be designed to ensure compliance with GDPR, which could have significant practical implications for organizations looking to leverage the strengths of blockchain technology to meet their needs and strategic goals.\u0000\u0000\u0000Research limitations/implications\u0000Some aspects of the social layer of blockchain solutions, such as law and business procedures, are also well understood. Much less well understood is the data layer, and how it serves as an interface between the social and the technical in a sociotechnical system like blockchain. In addition to a need for more research about the data/records layer of blockchains and compliance, there is a need for more information governance professionals who can provide input on this layer, both to their organizations and other stakeholders.\u0000\u0000\u0000Practical implications\u0000Managing personal data will continue to be one of the most challenging, fraught issues for information governance moving forward; given the fairly broad scope of the GDPR, many organizations, including those outside of the EU, will have to manage personal data in compliance with the GDPR. Blockchain technology could play an important role in ensuring organizations have easily auditable, tamper-resistant, tamper-evident records to meet broader organizational needs and to comply with the GDPR.\u0000\u0000\u0000Social imp","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-12-2018-0045","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44682846","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 30
An integrated framework to elevate information governance to a national level in South Africa 将南非的信息治理提升到国家层面的综合框架
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0030
P. Mullon, M. Ngoepe
{"title":"An integrated framework to elevate information governance to a national level in South Africa","authors":"P. Mullon, M. Ngoepe","doi":"10.1108/RMJ-09-2018-0030","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0030","url":null,"abstract":"\u0000Purpose\u0000As an emerging discipline, information governance (IG) presents a number of challenges to organisations and countries. For example, IG has not yet been clearly defined and current proponents present the concepts as records management, information management, enterprise content management, privacy (data protection), freedom of information, corporate governance, information risk, information security and e-discovery, to mention just a few areas. At an organisational level, initiatives focus on one of these aspects, often conflicting with the other elements, and are initiated because of some immediate business challenge, such as the introduction of the Protection of Personal Information Act (data protection or privacy legislation) in South Africa. This is compounded by the fact that the country creates many fragmented policies and pieces of legislation on the same IG aspects which are conducted in a disjointed manner. This study aims to present an integrated IG framework at the country level, comprising key success factors, required instruments (policy and legislation), principles and a proposed list of elements or disciplines, which should be managed in a cohesive manner.\u0000\u0000\u0000Design/methodology/approach\u0000This study adopted the Information Governance Initiative’s pinwheel facets of IG to design an integrated framework of elevating IG to country level. The pinwheel helped to identify different facets of information disciplines and the responsible oversight mechanism for implementation in South Africa. The study relied on data obtained through content analysis of policy documents, legislative frameworks, and literature review regarding the identified facets of IG in South Africa.\u0000\u0000\u0000Findings\u0000The study established that only some aspects/domains/facets of IG are legislated and driven by policy in South Africa. These domains are at different levels of maturity and different stakeholder groups are responsible for each domain; for instance, the National Archives of South Africa is responsible for records management and the State Information Technology Agency is responsible for information technology, while the newly established Information Regulator is responsible for freedom of information and data privacy. There is generally no over-arching structure responsible for overall IG in South Africa as the elements are fragmented in various oversight mechanisms and institutions. As a result, domains compete for limited resources and often lead to “knee-jerk” responses to legislative, legal or risk drivers.\u0000\u0000\u0000Research limitations/implications\u0000It is concluded that if IG is not regulated and modelled at a country level, it is highly unlikely to filter down to organisations. Implementing IG at country level will go a long way in helping to filter it down to an organisation level.\u0000\u0000\u0000Originality/value\u0000The study is useful by presenting a framework to ensure that IG is implemented at the country level with a single coordinating body established for oversight mecha","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0030","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"48954789","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 20
Theory, regulation and practice in Swedish digital records appraisal 瑞典数字记录评估的理论、法规和实践
IF 1.4
Records Management Journal Pub Date : 2019-03-11 DOI: 10.1108/RMJ-09-2018-0027
E. Klett
{"title":"Theory, regulation and practice in Swedish digital records appraisal","authors":"E. Klett","doi":"10.1108/RMJ-09-2018-0027","DOIUrl":"https://doi.org/10.1108/RMJ-09-2018-0027","url":null,"abstract":"\u0000Purpose\u0000Digital records appraisal and aspects of archival values in theory, regularization and practice are explored. This paper aims to reflect upon the appraisal process, responsibility and norms for value creation in a digitalized environment. The research question was how do appraisal theory, normative rules and appraisal practice meet the aims of values in digital archives?\u0000\u0000\u0000Design/methodology/approach\u0000The study triangulated appraisal theory, normative values and participants’ views about archival values in appraisal practice in a Swedish setting. Content analysis were used to explore normative documents and interviews. Appraisal theories of the Swedish Nils Nilsson and the Canadian Terry Cook were interpreted. The result was related to theories on public values, the nature of responsibility and relations between the state and citizens.\u0000\u0000\u0000Findings\u0000The results show influences between theory, norms and practice. Changes in norms and practice do not follow the development of digitalization. Responsibility is focused on tasks, which exposes risks of accountability control and knowledge of appraisal grounds. The paper concludes that access requirements and user needs may prompt change in appraisal processes. In the light of digitalization, “primary and secondary value” are merely a matter of use and usability in a time and space (continuum) perspective.\u0000\u0000\u0000Research limitations/implications\u0000This study is based in Sweden where extensive right of access to public records and default preservation are norm.\u0000\u0000\u0000Originality/value\u0000The result shows how allocated responsibilities impinge on a re-active digital appraisal process.\u0000","PeriodicalId":20923,"journal":{"name":"Records Management Journal","volume":null,"pages":null},"PeriodicalIF":1.4,"publicationDate":"2019-03-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1108/RMJ-09-2018-0027","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44041942","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
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