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Research Handbook on Law and Ethics in Banking and Finance最新文献

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The philosophical foundations of financial ethics 金融伦理的哲学基础
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00009
Kara Tan Bhala
{"title":"The philosophical foundations of financial ethics","authors":"Kara Tan Bhala","doi":"10.4337/9781784716547.00009","DOIUrl":"https://doi.org/10.4337/9781784716547.00009","url":null,"abstract":"The foundation of financial ethics is moral philosophy, a profound subject with a majestic canon going back two and a half millennia. This canon guides us to right actions in life as it does in finance. The purpose of this chapter is to give a reasonably detailed overview of these philosophical foundations and propose that the established moral theories are relevant and applicable in the practical field of finance. There are reasons why financial ethics has lost its place in academic finance, and therefore in the practice of finance, and this chapter will elaborate on the causes. It is not overly optimistic to state that the rediscovery of ethics in finance has already begun.","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"143 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"133509424","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 2
Ethical foundations of financial law 金融法律的伦理基础
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00011
Rosa M. Lastra, Marcelo J. Sheppard
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引用次数: 0
Central banks and ethics: the virtual paradox of transparency and confidentiality mandates 中央银行和道德:透明度和保密要求的虚拟悖论
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00028
Manuel Monteagudo
{"title":"Central banks and ethics: the virtual paradox of transparency and confidentiality mandates","authors":"Manuel Monteagudo","doi":"10.4337/9781784716547.00028","DOIUrl":"https://doi.org/10.4337/9781784716547.00028","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"17 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"121399552","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Developing the senior managers regime 发展高级管理人员制度
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00023
A. Brener
{"title":"Developing the senior managers regime","authors":"A. Brener","doi":"10.4337/9781784716547.00023","DOIUrl":"https://doi.org/10.4337/9781784716547.00023","url":null,"abstract":"The final aims of the Senior Managers Regime are: to change behaviour in financial services firms by clearly setting out regulatory expectations; making individuals personally accountable; and helping to assuage public anger by taking regulatory actions against those individuals who fail. However, the efficacy of the regime may be hampered by the existence of individual psychological limitations and institutional structures. Financial regulation will never be fully effective if there is no substantial change in the culture of financial services with individuals gaining an ethical insight into their own actions. This requires leadership and action by both the regulators and more importantly the firms themselves. Equally important is the need for professionalism, which is both an aid to improving competence and to developing and sustaining ethical behaviour. All these aspects can be buttressed by the regulators but require firms in the industry to act themselves. Unethical behaviour does not happen somewhere else. It can permeate all firms and spread like a contagion. The remedy rests with the industry.","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"31 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"132600027","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
The foundations of ethics in banking and finance 银行和金融的伦理基础
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 1900-01-01 DOI: 10.4337/9781784716547.00008
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引用次数: 0
Are financial regulators ethical? 金融监管机构道德吗?
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 1900-01-01 DOI: 10.4337/9781784716547.00026
{"title":"Are financial regulators ethical?","authors":"","doi":"10.4337/9781784716547.00026","DOIUrl":"https://doi.org/10.4337/9781784716547.00026","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"13 11","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"114047151","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Can law counteract unethical behaviour? Some examples 法律能抵制不道德的行为吗?一些例子
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 1900-01-01 DOI: 10.4337/9781784716547.00018
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引用次数: 0
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