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Research Handbook on Law and Ethics in Banking and Finance最新文献

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Ethics and standards in financial regulation 金融监管中的道德与标准
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00010
W. Blair, Clara Barbiani
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引用次数: 0
What makes deterrence credible? 什么使威慑可信?
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00024
A. Georgosouli
{"title":"What makes deterrence credible?","authors":"A. Georgosouli","doi":"10.4337/9781784716547.00024","DOIUrl":"https://doi.org/10.4337/9781784716547.00024","url":null,"abstract":"According to current orthodoxy, deterrence is credible when it is visible and visibility calls for enforcement action that is harsh enough to be taken seriously by the industry. In this chapter, it is argued that the focus on enforcement is misplaced because, when it comes to the question of credibility, at best it tells half the story. The credibility of deterrence is contingent to a multitude of factors. This chapter considers three of them all of which are closely inter-related: The regulator’s capacity to attain a congruence of minds and a congruence of hearts with the regulatees, and the regulator’s ability to harness its profile as a credible enforcer.","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"5 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"127802951","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Enforcement, ethics and transparency: problems and perspectives 执法、道德和透明度:问题和观点
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00029
C. Russo
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引用次数: 0
The social licence for financial markets, written standards and aspiration 金融市场的社会许可、书面标准和抱负
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00014
David L. Rouch.
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引用次数: 3
Nudging inclusive banking and micro finance towards self-sustainability 推动普惠银行和微型金融实现自我可持续发展
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00013
K. Hunt, Marco Lamandini, D. Muñoz
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引用次数: 0
The development and implementation of professional standards for UK bankers: a practitioner perspective 英国银行家职业标准的制定与实施:一个从业者的视角
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00015
Simon Thompson Fcbi
{"title":"The development and implementation of professional standards for UK bankers: a practitioner perspective","authors":"Simon Thompson Fcbi","doi":"10.4337/9781784716547.00015","DOIUrl":"https://doi.org/10.4337/9781784716547.00015","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"407 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"127100134","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Market timers, late traders and the ultimate insiders 市场计时器，后期交易者和终极内幕人士
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00021
Basil G. Zotiades
{"title":"Market timers, late traders and the ultimate insiders","authors":"Basil G. Zotiades","doi":"10.4337/9781784716547.00021","DOIUrl":"https://doi.org/10.4337/9781784716547.00021","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"2 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124087720","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
What should we do about the law of money, finance, banks and the like? 我们应该如何对待货币、金融、银行等法律?
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00016
Philip R. Wood Cbe
{"title":"What should we do about the law of money, finance, banks and the like?","authors":"Philip R. Wood Cbe","doi":"10.4337/9781784716547.00016","DOIUrl":"https://doi.org/10.4337/9781784716547.00016","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"4 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"117030854","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Rebuilding trust in financial markets: beyond the limits of law and regulation 重建对金融市场的信任:超越法律和监管的限制
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00017
M. Yallop
{"title":"Rebuilding trust in financial markets: beyond the limits of law and regulation","authors":"M. Yallop","doi":"10.4337/9781784716547.00017","DOIUrl":"https://doi.org/10.4337/9781784716547.00017","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"26 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"121837573","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Ethical considerations in the representation of sovereign clients 代表主权客户时的道德考虑
Research Handbook on Law and Ethics in Banking and Finance Pub Date : 2019-08-30 DOI: 10.4337/9781784716547.00019
L. Buchheit
{"title":"Ethical considerations in the representation of sovereign clients","authors":"L. Buchheit","doi":"10.4337/9781784716547.00019","DOIUrl":"https://doi.org/10.4337/9781784716547.00019","url":null,"abstract":"","PeriodicalId":409434,"journal":{"name":"Research Handbook on Law and Ethics in Banking and Finance","volume":"14 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"121164401","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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