Berkeley Business Law Journal最新文献_第7页

Corporate Shaming Revisited: An Essay for Bill Klein 《企业羞辱重访:比尔·克莱因随笔》

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z382C5Z

Skeel, A. David

引用次数: 1

Systemic Risk and the Response to the Crisis 系统性风险与危机应对

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38T86T

William S. Haraf

引用次数: 0

Separation and the Function of Corporation Law 公司法的分离与功能

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.2139/SSRN.732832

R. Gilson

引用次数: 4

The NYSE Response to Specialist Misconduct: An Example of the Failure of Self-Regulation 纽约证券交易所对专家不当行为的回应:自我监管失败的一个例子

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38QK3Z

N. S. Ellis, L. M. Fairchild, Harold D. Fletcher

{"title":"The NYSE Response to Specialist Misconduct: An Example of the Failure of Self-Regulation","authors":"N. S. Ellis, L. M. Fairchild, Harold D. Fletcher","doi":"10.15779/Z38QK3Z","DOIUrl":"https://doi.org/10.15779/Z38QK3Z","url":null,"abstract":"TABLE OF CONTENTS Introduction................................................. 104 I. An Illustration of the Problem ......................... ...... 108 A. NYSE Operations ............................ ...... 108 1. The NYSE as an Auction Market .............. ...... 108 2. The Role of the Specialist ..................... ..... 109 B. The Regulatory Environment of the NYSE ...... .............. 111 1. The Nature of the Regulatory Scheme.............. ........ 111 2. The Regulation of Specialist Behavior ................. 113 C. Specialist Misconduct ......................... ...... 115 1. The Specialist Scandals of the Early 2000's ...... ....... 115 2. Inadequacy of NYSE Regulation ..........................117 3. Inadequacy of SEC Oversight.. ..................... 119 4. Inadequacy of the Threat of a Private Cause of Action..........121 D. The Free Ride ............................................. 127 II. NYSE Reform............... ...................... ..... 128 A. Governance Issues ............................... 128 B. Retention of the Specialist System........... .. .......... 129 C. The Current NYSE Structure ..................... ..... 130 D. Inadequacy of Reform. ......................... ...... 131 III. The Role of the Specialist .................................. 131 A. Arguments in Favor of Retaining Specialists ........ ......... 132 1. The Need for Human Judgment ............................. 132 2. Maintenance of Fair and Orderly Markets .................... 133 3. Reduced Volatility ......................... ...... 133 4. Enhanced Liquidity. .............................. 134 5. Increased Efficiency ........................ ...... 135","PeriodicalId":326069,"journal":{"name":"Berkeley Business Law Journal","volume":"43 2 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"127046807","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}

引用次数: 7

Measuring Share Price Accuracy 衡量股价准确性

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38828V

M. Fox

引用次数: 3

Organizing the Socio-Legal Study of Business Associations 组织工商协会的社会法律研究

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38KK3K

P. Edwards

{"title":"Organizing the Socio-Legal Study of Business Associations","authors":"P. Edwards","doi":"10.15779/Z38KK3K","DOIUrl":"https://doi.org/10.15779/Z38KK3K","url":null,"abstract":"In Criteria for Good Laws of Business Association1, Professor William Klein has provided useful normative parameters for the law of business associations. I believe, however, that we still have much work to do in trying to understand the positive parameters of the law, especially in a field where the object of study continues to evolve rapidly. This essay draws from the spirit of Klein's Criteria Project to suggest three major areas of socio-legal inquiry into the law of business associations, namely, private governance, the political economy of business associations, and the role of business association law in facilitating entrepreneurship. It also argues that such inquiry should be conducted through close empirical fieldwork. Much corporate law scholarship has been driven by high theory,2 and much of this inevitably has a normative bent. Although steeped in both the major theoretical debates and the finer points of legal doctrine, I have admired William Klein's scholarship less for its normative content than for its challenge of conventions and assumptions, always in ways that point to interesting empirical questions. For anyone interested in a more robust agenda for socio-legal understanding of contemporary business association, Klein's Criteria Project provides the beginnings of a useful roadmap for identifying the positive parameters for organizing the study of business associations. In some ways, however, Klein's categorization periodically mixes functions that could be usefully disaggregated and reconfigured. Therefore, the task of this brief essay is to identify what I think is most salient in Klein's criteria for the socio-legal scholar seriously interested in studying the institutions that govern contemporary business associations.","PeriodicalId":326069,"journal":{"name":"Berkeley Business Law Journal","volume":"78 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124310631","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}

引用次数: 0

Teaching Transactional Skills in Partnership with the Bar 与律师协会合作教授跨行为技能

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38CP1T

Carl J. Circo

引用次数: 0

The Simplification of the Criteria for Good Corporate Law or Why Corporate Law Is Not as Important Anymore 优秀公司法标准的简化或公司法为何不再重要

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38V00N

E. Kitch

引用次数: 0

Warning Labels and FCC Regulations: The New Legal and Business Frontier for Cell Phone Manufacturers 警告标签和FCC法规:手机制造商的新法律和商业前沿

Berkeley Business Law Journal Pub Date : 1900-01-01 DOI: 10.15779/Z38M289

Stephen Rushin