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Financial Services Law Guide最新文献

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Authorisation 授权
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-002
R. Parlour
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引用次数: 0
Financial Services Regulation 《金融服务规例》
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-001
A. Haynes
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引用次数: 0
Financial Rules 金融规则
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-010
I. Kelly
{"title":"Financial Rules","authors":"I. Kelly","doi":"10.5040/9781526517814.chapter-010","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-010","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"85 6 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128841136","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Customer Relations 客户关系
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-005
A. Haynes
{"title":"Customer Relations","authors":"A. Haynes","doi":"10.5040/9781526517814.chapter-005","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-005","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125478341","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Money Laundering 洗钱
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-008
A. Haynes
{"title":"Money Laundering","authors":"A. Haynes","doi":"10.5040/9781526517814.chapter-008","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-008","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"640 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"123347549","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Financial Promotion 金融促进
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-006
Owen C. Watkins
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引用次数: 0
The Senior Managers and Certification Regime 高级管理人员和认证制度
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-003
P. Bibby, I. Weinstein
{"title":"The Senior Managers and Certification Regime","authors":"P. Bibby, I. Weinstein","doi":"10.5040/9781526517814.chapter-003","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-003","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"35 6 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128164119","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 6
Retail Products 零售产品
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-004
Robert Surridge
{"title":"Retail Products","authors":"Robert Surridge","doi":"10.5040/9781526517814.chapter-004","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-004","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"160 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"128088995","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Market Abuse 市场滥用行为
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.1007/978-3-642-28036-8_101035
A. Haynes
{"title":"Market Abuse","authors":"A. Haynes","doi":"10.1007/978-3-642-28036-8_101035","DOIUrl":"https://doi.org/10.1007/978-3-642-28036-8_101035","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"2 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125146371","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Clients’ Money 客户的资金
Financial Services Law Guide Pub Date : 1900-01-01 DOI: 10.5040/9781526517814.chapter-009
A. Haynes
{"title":"Clients’ Money","authors":"A. Haynes","doi":"10.5040/9781526517814.chapter-009","DOIUrl":"https://doi.org/10.5040/9781526517814.chapter-009","url":null,"abstract":"","PeriodicalId":437108,"journal":{"name":"Financial Services Law Guide","volume":"129 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"114159268","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
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