CGN: Enforcement by Public Regulators (Sub-Topic)最新文献

筛选
英文 中文
Written Testimony on the Credit Card Industry Before the Subcommittee on Financial Institutions and Consumer Credit of the House Committee on Financial Services, April 26, 2007 2007年4月26日,在众议院金融服务委员会金融机构和消费者信贷小组委员会就信用卡行业的书面证词
CGN: Enforcement by Public Regulators (Sub-Topic) Pub Date : 2007-04-26 DOI: 10.2139/SSRN.1729840
Arthur E. Wilmarth
{"title":"Written Testimony on the Credit Card Industry Before the Subcommittee on Financial Institutions and Consumer Credit of the House Committee on Financial Services, April 26, 2007","authors":"Arthur E. Wilmarth","doi":"10.2139/SSRN.1729840","DOIUrl":"https://doi.org/10.2139/SSRN.1729840","url":null,"abstract":"This written testimony was presented on April 26, 2007, at a hearing on \"Credit Card Practices: Current Consumer and Regulatory Issues,\" before the Subcommittee on Financial Institutions and Consumer Credit of the U.S. House of Representatives Committee on Financial Services. The testimony discussed the adverse effects on consumers resulting from (1) increased consolidation in the credit card industry, (2) rapid growth in credit card service fees and penalty charges, and (3) federal preemption of state consumer protection laws, including the impact of preemptive regulations issued by the Office of the Comptroller of the Currency (\"OCC\"), the federal regulator of national banks. The testimony also described the OCC’s failure to provide adequate protections for consumers against abusive lending practices involving national banks. This testimony has been cited by a number of other scholars and policy analysts.To ensure that the testimony will remain publicly available, I am posting it on the Social Science Research Network.","PeriodicalId":271630,"journal":{"name":"CGN: Enforcement by Public Regulators (Sub-Topic)","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2007-04-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125864348","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Using the SEC's Edgar Portal 使用SEC的Edgar Portal
CGN: Enforcement by Public Regulators (Sub-Topic) Pub Date : 1900-01-01 DOI: 10.2139/ssrn.3027022
Justin J. Hopkins, Andy Chen
{"title":"Using the SEC's Edgar Portal","authors":"Justin J. Hopkins, Andy Chen","doi":"10.2139/ssrn.3027022","DOIUrl":"https://doi.org/10.2139/ssrn.3027022","url":null,"abstract":"This technical note provides hands-on instructions for searching, classifying, and obtaining documents from the U.S. Security and Exchange Commission's (SEC) official document repository, EDGAR. It helps students become familiar with the different types and classifications of SEC filings available for public companies registered with the SEC. Excerpt UVA-C-2395 Aug. 21, 2017 Using the SEC's EDGAR Portal The U.S. Congress passed the Securities Act of 1933 in response to the market crash and ensuing Great Depression. While many states had blue sky laws at the time to regulate public securities markets, the Securities Act marked the first of several bills to regulate securities markets at the federal level and create the first federal securities regulator, the U.S. Securities and Exchange Commission (SEC). The mission of the SEC is to “protect investors, maintain fair, orderly and efficient markets and to facilitate capital formation.” The SEC requires public companies to disclose meaningful financial (and other) information to the general public. Its Electronic Data-Gathering, Analysis, and Retrieval system (EDGAR) is the main system by which the SEC regulates and distributes relevant information to the public. EDGAR performs automated collection, validation, acceptance, and forwarding of submissions by the companies and others required by law to file with the SEC. Below are instructions on how EDGAR may be accessed and searched (Appendix 1); the types and classifications of filings available for viewing (Appendix 2); and the classification of 8-K items (Appendix 3). . . .","PeriodicalId":271630,"journal":{"name":"CGN: Enforcement by Public Regulators (Sub-Topic)","volume":"8 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"134574492","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
0
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
相关产品
×
本文献相关产品
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术官方微信