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Financial Advice and Investor Protection最新文献

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CAUSATION, REMOTENESS AND CALCULATION OF DAMAGES FOR FINANCIAL MIS-SELLING 金融不当销售的因果关系、疏离性和损害赔偿的计算
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00019
K. Barnett
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引用次数: 0
THE UNITED KINGDOM: THE PRIMACY OF REGULATION IN PROTECTING THE RETAIL INVESTOR 英国:保护散户投资者的首要监管
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00025
K. Stanton
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引用次数: 0
FROM DISCLOSURE TO DESIGN: THE AUSTRALIAN REGULATORY RESPONSE TO MIS-SELLING TO CONSUMER INVESTORS BY FINANCIAL SERVICES PROVIDERS 从披露到设计:澳大利亚监管机构对金融服务提供商向消费者投资者不当销售的回应
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00021
J. Paterson
{"title":"FROM DISCLOSURE TO DESIGN: THE AUSTRALIAN REGULATORY RESPONSE TO MIS-SELLING TO CONSUMER INVESTORS BY FINANCIAL SERVICES PROVIDERS","authors":"J. Paterson","doi":"10.4337/9781800884625.00021","DOIUrl":"https://doi.org/10.4337/9781800884625.00021","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"8 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"115365259","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
FINANCIAL ADVICE AND THE DUTY TO ADVISE 财务建议和提供建议的责任
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00016
S. Booysen
{"title":"FINANCIAL ADVICE AND THE DUTY TO ADVISE","authors":"S. Booysen","doi":"10.4337/9781800884625.00016","DOIUrl":"https://doi.org/10.4337/9781800884625.00016","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"133410278","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
BANKS, FINANCIAL INTERMEDIARIES AND FIDUCIARY DUTIES 银行、金融中介机构和信义义务
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00018
Gerald McMeel QC
{"title":"BANKS, FINANCIAL INTERMEDIARIES AND FIDUCIARY DUTIES","authors":"Gerald McMeel QC","doi":"10.4337/9781800884625.00018","DOIUrl":"https://doi.org/10.4337/9781800884625.00018","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"1 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"129755845","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
ROBO FINANCIAL ADVICE: THE NEW FRONTIER 机器人金融咨询:新前沿
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00013
Yaru Chia
{"title":"ROBO FINANCIAL ADVICE: THE NEW FRONTIER","authors":"Yaru Chia","doi":"10.4337/9781800884625.00013","DOIUrl":"https://doi.org/10.4337/9781800884625.00013","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"39 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"132371320","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
CHINA: CONFRONTING A GROWING WEALTH MANAGEMENT SECTOR 中国:面对日益壮大的财富管理行业
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00022
Alex Zhou Qin
{"title":"CHINA: CONFRONTING A GROWING WEALTH MANAGEMENT SECTOR","authors":"Alex Zhou Qin","doi":"10.4337/9781800884625.00022","DOIUrl":"https://doi.org/10.4337/9781800884625.00022","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"2 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"126411505","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
THE UNITED STATES OF AMERICA: SHIFTING CONDUCT STANDARDS FOR RETAIL INVESTMENT ADVICE 美利坚合众国:改变零售投资建议的行为标准
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00026
Mercer E. Bullard
{"title":"THE UNITED STATES OF AMERICA: SHIFTING CONDUCT STANDARDS FOR RETAIL INVESTMENT ADVICE","authors":"Mercer E. Bullard","doi":"10.4337/9781800884625.00026","DOIUrl":"https://doi.org/10.4337/9781800884625.00026","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"96 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"127288959","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
SINGAPORE: BOOSTING REGULATION TO PROTECT VULNERABLE INVESTORS 新加坡:加强监管以保护脆弱的投资者
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.4337/9781800884625.00024
D. Neo
{"title":"SINGAPORE: BOOSTING REGULATION TO PROTECT VULNERABLE INVESTORS","authors":"D. Neo","doi":"10.4337/9781800884625.00024","DOIUrl":"https://doi.org/10.4337/9781800884625.00024","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"67 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"126300834","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
THE PRIVATE LAW 私法
Financial Advice and Investor Protection Pub Date : 1900-01-01 DOI: 10.1007/978-3-319-12268-7_3
G. Mousourakis
{"title":"THE PRIVATE LAW","authors":"G. Mousourakis","doi":"10.1007/978-3-319-12268-7_3","DOIUrl":"https://doi.org/10.1007/978-3-319-12268-7_3","url":null,"abstract":"","PeriodicalId":299665,"journal":{"name":"Financial Advice and Investor Protection","volume":"548 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"123382702","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 4
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