基于可解释性机器学习和优化算法的封闭式建筑空间形式与室内外热舒适关系研究

IF 7.1 2区 工程技术 Q1 CONSTRUCTION & BUILDING TECHNOLOGY
Liang Yuan , Yuxin Zhou , Kun Wang , Linyue Wei , Chenyu Huang , Taoyuan Zhang , Hongzhi Mo , Shi Yin , Yixin Jian , Yixi Wang , Sihan Xue
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引用次数: 0

摘要

为了应对气候变化对热舒适的挑战,本研究引入多目标优化(MOO)和可解释机器学习(ML)相结合的创新框架,探讨空间形态对室内外热舒适(IOTC)的影响机制,为高性能设计提供定量指导。采用遗传算法(GA)建立了一个MOO模型,将9个形态参数(6个与建筑形式相关,3个与庭院形式相关)作为决策变量,同时优化夏季(最小)和冬季(最大)的平均投票(PMV)和通用热气候指数(UTCI)预测值。采用贝叶斯超参数优化增强的集成ML模型进行热舒适预测,其中XGBoost表现出较好的性能。此外,采用SHapley加性解释(SHAP)分析定量解释了关键形态参数的贡献和交互作用。结果表明,建筑形状指数(BSI)、形态系数(FSC)和房院比(BCR)三个参数共同影响了76%以上的热舒适变化,其中BSI和BCR之间的交互作用尤为显著。该框架超越了传统黑盒优化的局限性,可用于建立集全局优化能力和机制可解释性于一体的决策支持工具。结果不仅提供了最佳的设计解决方案,而且阐明了潜在的推理,从而为气候适应性建筑设计提供了数据驱动、可解释和可扩展的方法。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Investigation of the relationships between enclosed architectural spatial forms and indoor–outdoor thermal comfort based on explainable machine learning and optimization algorithms
To address the climate change-induced challenges to thermal comfort, in this study, an innovative framework that integrates multiobjective optimization (MOO) and explainable machine learning (ML) is introduced to investigate the influencing mechanisms of spatial morphology on indoor–outdoor thermal comfort (IOTC) and to provide quantitative guidance for high-performance design. An MOO model was developed using a genetic algorithm (GA), with nine morphological parameters—six related to building form and three related to courtyard form—serving as decision variables to simultaneously optimize predicted mean vote (PMV) and universal thermal climate index (UTCI) values in summer (minimization) and winter (maximization). An ensemble ML model, enhanced through Bayesian hyperparameter optimization, was employed for thermal comfort prediction, among which XGBoost demonstrated superior performance. Furthermore, SHapley Additive exPlanations (SHAP) analysis was applied to quantitatively interpret the contributions and interaction effects of key morphological parameters. The results show that three parameters—the building shape index (BSI), morphological coefficient (FSC), and building-to-courtyard ratio (BCR)—collectively account for over 76% of the thermal comfort variation, with a particularly notable interaction effect between the BSI and BCR. By transcending the limitations of conventional black-box optimization, the proposed framework can be used to establish a decision-support tool that in which global optimization capability and mechanistic interpretability are integrated. The results not only deliver optimal design solutions but also elucidate the underlying reasoning, thereby offering a data-driven, interpretable, and scalable methodology for climate-adaptive architectural design.
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来源期刊
Energy and Buildings
Energy and Buildings 工程技术-工程:土木
CiteScore
12.70
自引率
11.90%
发文量
863
审稿时长
38 days
期刊介绍: An international journal devoted to investigations of energy use and efficiency in buildings Energy and Buildings is an international journal publishing articles with explicit links to energy use in buildings. The aim is to present new research results, and new proven practice aimed at reducing the energy needs of a building and improving indoor environment quality.
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