Liang Yuan , Yuxin Zhou , Kun Wang , Linyue Wei , Chenyu Huang , Taoyuan Zhang , Hongzhi Mo , Shi Yin , Yixin Jian , Yixi Wang , Sihan Xue
{"title":"基于可解释性机器学习和优化算法的封闭式建筑空间形式与室内外热舒适关系研究","authors":"Liang Yuan , Yuxin Zhou , Kun Wang , Linyue Wei , Chenyu Huang , Taoyuan Zhang , Hongzhi Mo , Shi Yin , Yixin Jian , Yixi Wang , Sihan Xue","doi":"10.1016/j.enbuild.2025.116465","DOIUrl":null,"url":null,"abstract":"<div><div>To address the climate change-induced challenges to thermal comfort, in this study, an innovative framework that integrates multiobjective optimization (MOO) and explainable machine learning (ML) is introduced to investigate the influencing mechanisms of spatial morphology on indoor–outdoor thermal comfort (IOTC) and to provide quantitative guidance for high-performance design. An MOO model was developed using a genetic algorithm (GA), with nine morphological parameters—six related to building form and three related to courtyard form—serving as decision variables to simultaneously optimize predicted mean vote (PMV) and universal thermal climate index (UTCI) values in summer (minimization) and winter (maximization). An ensemble ML model, enhanced through Bayesian hyperparameter optimization, was employed for thermal comfort prediction, among which XGBoost demonstrated superior performance. Furthermore, SHapley Additive exPlanations (SHAP) analysis was applied to quantitatively interpret the contributions and interaction effects of key morphological parameters. The results show that three parameters—the building shape index (BSI), morphological coefficient (FSC), and building-to-courtyard ratio (BCR)—collectively account for over 76% of the thermal comfort variation, with a particularly notable interaction effect between the BSI and BCR. By transcending the limitations of conventional black-box optimization, the proposed framework can be used to establish a decision-support tool that in which global optimization capability and mechanistic interpretability are integrated. The results not only deliver optimal design solutions but also elucidate the underlying reasoning, thereby offering a data-driven, interpretable, and scalable methodology for climate-adaptive architectural design.</div></div>","PeriodicalId":11641,"journal":{"name":"Energy and Buildings","volume":"348 ","pages":"Article 116465"},"PeriodicalIF":7.1000,"publicationDate":"2025-09-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Investigation of the relationships between enclosed architectural spatial forms and indoor–outdoor thermal comfort based on explainable machine learning and optimization algorithms\",\"authors\":\"Liang Yuan , Yuxin Zhou , Kun Wang , Linyue Wei , Chenyu Huang , Taoyuan Zhang , Hongzhi Mo , Shi Yin , Yixin Jian , Yixi Wang , Sihan Xue\",\"doi\":\"10.1016/j.enbuild.2025.116465\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>To address the climate change-induced challenges to thermal comfort, in this study, an innovative framework that integrates multiobjective optimization (MOO) and explainable machine learning (ML) is introduced to investigate the influencing mechanisms of spatial morphology on indoor–outdoor thermal comfort (IOTC) and to provide quantitative guidance for high-performance design. An MOO model was developed using a genetic algorithm (GA), with nine morphological parameters—six related to building form and three related to courtyard form—serving as decision variables to simultaneously optimize predicted mean vote (PMV) and universal thermal climate index (UTCI) values in summer (minimization) and winter (maximization). An ensemble ML model, enhanced through Bayesian hyperparameter optimization, was employed for thermal comfort prediction, among which XGBoost demonstrated superior performance. Furthermore, SHapley Additive exPlanations (SHAP) analysis was applied to quantitatively interpret the contributions and interaction effects of key morphological parameters. The results show that three parameters—the building shape index (BSI), morphological coefficient (FSC), and building-to-courtyard ratio (BCR)—collectively account for over 76% of the thermal comfort variation, with a particularly notable interaction effect between the BSI and BCR. By transcending the limitations of conventional black-box optimization, the proposed framework can be used to establish a decision-support tool that in which global optimization capability and mechanistic interpretability are integrated. The results not only deliver optimal design solutions but also elucidate the underlying reasoning, thereby offering a data-driven, interpretable, and scalable methodology for climate-adaptive architectural design.</div></div>\",\"PeriodicalId\":11641,\"journal\":{\"name\":\"Energy and Buildings\",\"volume\":\"348 \",\"pages\":\"Article 116465\"},\"PeriodicalIF\":7.1000,\"publicationDate\":\"2025-09-16\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Energy and Buildings\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0378778825011958\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"CONSTRUCTION & BUILDING TECHNOLOGY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Energy and Buildings","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0378778825011958","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"CONSTRUCTION & BUILDING TECHNOLOGY","Score":null,"Total":0}
Investigation of the relationships between enclosed architectural spatial forms and indoor–outdoor thermal comfort based on explainable machine learning and optimization algorithms
To address the climate change-induced challenges to thermal comfort, in this study, an innovative framework that integrates multiobjective optimization (MOO) and explainable machine learning (ML) is introduced to investigate the influencing mechanisms of spatial morphology on indoor–outdoor thermal comfort (IOTC) and to provide quantitative guidance for high-performance design. An MOO model was developed using a genetic algorithm (GA), with nine morphological parameters—six related to building form and three related to courtyard form—serving as decision variables to simultaneously optimize predicted mean vote (PMV) and universal thermal climate index (UTCI) values in summer (minimization) and winter (maximization). An ensemble ML model, enhanced through Bayesian hyperparameter optimization, was employed for thermal comfort prediction, among which XGBoost demonstrated superior performance. Furthermore, SHapley Additive exPlanations (SHAP) analysis was applied to quantitatively interpret the contributions and interaction effects of key morphological parameters. The results show that three parameters—the building shape index (BSI), morphological coefficient (FSC), and building-to-courtyard ratio (BCR)—collectively account for over 76% of the thermal comfort variation, with a particularly notable interaction effect between the BSI and BCR. By transcending the limitations of conventional black-box optimization, the proposed framework can be used to establish a decision-support tool that in which global optimization capability and mechanistic interpretability are integrated. The results not only deliver optimal design solutions but also elucidate the underlying reasoning, thereby offering a data-driven, interpretable, and scalable methodology for climate-adaptive architectural design.
期刊介绍:
An international journal devoted to investigations of energy use and efficiency in buildings
Energy and Buildings is an international journal publishing articles with explicit links to energy use in buildings. The aim is to present new research results, and new proven practice aimed at reducing the energy needs of a building and improving indoor environment quality.