Yuejian Chen , Xuemei Liu , Meng Rao , Yong Qin , Zhipeng Wang , Yuanjin Ji
{"title":"用于变速条件下非稳态齿轮箱振动表示和故障检测的显式速度积分 LSTM 网络","authors":"Yuejian Chen , Xuemei Liu , Meng Rao , Yong Qin , Zhipeng Wang , Yuanjin Ji","doi":"10.1016/j.ress.2024.110596","DOIUrl":null,"url":null,"abstract":"<div><div>Condition monitoring of the gearbox plays a crucial role in implementing proactive maintenance strategies and minimizing the economic loss of unexpected failures. Gearboxes often operate under variable speed conditions, which makes the collected vibration monitoring signals non-stationary. Existing works did not explore the scientific structures that incorporate speed signals into the long short-term memory (LSTM) networks, and thus leave room for improvement at varying speed conditions. To this end, this paper proposes novel explicit speed-integrated LSTM (SI-LSTM) models to enhance the representation accuracy of non-stationary vibration signals and improve gearbox fault detection capability. The SI-LSTM models with three variants are designed to account for the effects of speed variations on vibration signals. In SI-LSTM model 1, the vibration and speed signals are directly merged and input into the LSTM network. In SI-LSTM model 2, the speed signal is integrated into the network before the final LSTM layer. SI-LSTM model 3 is designed with a dedicated LSTM layer for speed signal, and the state outputs of both speed and vibration LSTMs are then merged and input into a final LSTM layer. Comprehensive experiments are conducted on a helical fixed axis gearbox dataset and a planetary gearbox dataset, and finally SI-LSTM model 3 is the best recommended structure. Spectral analysis is used to demonstrate the effectiveness of SI-LSTM model 3. The performance are also compared with four state-of-the-art methods, and the SI-LSTM model 3 achieves the highest AUCs of 0.9998 and 0.9676 and the best vibration representation accuracy on fixed-axis and planetary gearbox datasets, respectively.</div></div>","PeriodicalId":54500,"journal":{"name":"Reliability Engineering & System Safety","volume":"254 ","pages":"Article 110596"},"PeriodicalIF":9.4000,"publicationDate":"2024-10-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Explicit speed-integrated LSTM network for non-stationary gearbox vibration representation and fault detection under varying speed conditions\",\"authors\":\"Yuejian Chen , Xuemei Liu , Meng Rao , Yong Qin , Zhipeng Wang , Yuanjin Ji\",\"doi\":\"10.1016/j.ress.2024.110596\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Condition monitoring of the gearbox plays a crucial role in implementing proactive maintenance strategies and minimizing the economic loss of unexpected failures. Gearboxes often operate under variable speed conditions, which makes the collected vibration monitoring signals non-stationary. Existing works did not explore the scientific structures that incorporate speed signals into the long short-term memory (LSTM) networks, and thus leave room for improvement at varying speed conditions. To this end, this paper proposes novel explicit speed-integrated LSTM (SI-LSTM) models to enhance the representation accuracy of non-stationary vibration signals and improve gearbox fault detection capability. The SI-LSTM models with three variants are designed to account for the effects of speed variations on vibration signals. In SI-LSTM model 1, the vibration and speed signals are directly merged and input into the LSTM network. In SI-LSTM model 2, the speed signal is integrated into the network before the final LSTM layer. SI-LSTM model 3 is designed with a dedicated LSTM layer for speed signal, and the state outputs of both speed and vibration LSTMs are then merged and input into a final LSTM layer. Comprehensive experiments are conducted on a helical fixed axis gearbox dataset and a planetary gearbox dataset, and finally SI-LSTM model 3 is the best recommended structure. Spectral analysis is used to demonstrate the effectiveness of SI-LSTM model 3. The performance are also compared with four state-of-the-art methods, and the SI-LSTM model 3 achieves the highest AUCs of 0.9998 and 0.9676 and the best vibration representation accuracy on fixed-axis and planetary gearbox datasets, respectively.</div></div>\",\"PeriodicalId\":54500,\"journal\":{\"name\":\"Reliability Engineering & System Safety\",\"volume\":\"254 \",\"pages\":\"Article 110596\"},\"PeriodicalIF\":9.4000,\"publicationDate\":\"2024-10-28\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Reliability Engineering & System Safety\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0951832024006677\",\"RegionNum\":1,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, INDUSTRIAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Reliability Engineering & System Safety","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0951832024006677","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, INDUSTRIAL","Score":null,"Total":0}
Explicit speed-integrated LSTM network for non-stationary gearbox vibration representation and fault detection under varying speed conditions
Condition monitoring of the gearbox plays a crucial role in implementing proactive maintenance strategies and minimizing the economic loss of unexpected failures. Gearboxes often operate under variable speed conditions, which makes the collected vibration monitoring signals non-stationary. Existing works did not explore the scientific structures that incorporate speed signals into the long short-term memory (LSTM) networks, and thus leave room for improvement at varying speed conditions. To this end, this paper proposes novel explicit speed-integrated LSTM (SI-LSTM) models to enhance the representation accuracy of non-stationary vibration signals and improve gearbox fault detection capability. The SI-LSTM models with three variants are designed to account for the effects of speed variations on vibration signals. In SI-LSTM model 1, the vibration and speed signals are directly merged and input into the LSTM network. In SI-LSTM model 2, the speed signal is integrated into the network before the final LSTM layer. SI-LSTM model 3 is designed with a dedicated LSTM layer for speed signal, and the state outputs of both speed and vibration LSTMs are then merged and input into a final LSTM layer. Comprehensive experiments are conducted on a helical fixed axis gearbox dataset and a planetary gearbox dataset, and finally SI-LSTM model 3 is the best recommended structure. Spectral analysis is used to demonstrate the effectiveness of SI-LSTM model 3. The performance are also compared with four state-of-the-art methods, and the SI-LSTM model 3 achieves the highest AUCs of 0.9998 and 0.9676 and the best vibration representation accuracy on fixed-axis and planetary gearbox datasets, respectively.
期刊介绍:
Elsevier publishes Reliability Engineering & System Safety in association with the European Safety and Reliability Association and the Safety Engineering and Risk Analysis Division. The international journal is devoted to developing and applying methods to enhance the safety and reliability of complex technological systems, like nuclear power plants, chemical plants, hazardous waste facilities, space systems, offshore and maritime systems, transportation systems, constructed infrastructure, and manufacturing plants. The journal normally publishes only articles that involve the analysis of substantive problems related to the reliability of complex systems or present techniques and/or theoretical results that have a discernable relationship to the solution of such problems. An important aim is to balance academic material and practical applications.