{"title":"Candidate Overtone Shear Horizontal SAW Resonators in Thin-Film Lithium Niobate for Intermodal Acousto-Optic Modulation","authors":"Wenbing Jiang;Xuankai Xu;Yu Guo;Boyu Zhang;Lihui Jin;Xiao Chen;Tao Wu;Libing Zhou","doi":"10.1109/TED.2026.3705013","DOIUrl":null,"url":null,"abstract":"The merits of thin-film surface acoustic wave (SAW) devices are pivotal to developing high-performance intermodal acousto-optic modulators. In this work, we have proposed shear-horizontal (SH) SAW resonators for anticipated intermodal acousto-optic modulation (AOM) on the thin-film lithium niobate (LN) platform. Through optimization of the cut angle of LN films, the SAW wavelength, and the thickness of interdigital transducer (IDT) electrodes, the calculated acousto-optic overlap factors utilizing SH0 modes are improved by more than an order of magnitude compared with those of Rayleigh modes. Furthermore, we have fabricated and characterized three kinds of proof-of-principle SH0 mode devices without/with grating reflectors (GRs). The electromechanical coupling coefficients (<inline-formula> <tex-math>$\\textit {k}_{\\substack {\\text {eff}}}^{\\substack {{2}}}$ </tex-math></inline-formula>) and quality factors (<inline-formula> <tex-math>$Q$ </tex-math></inline-formula>) in the overtone resonators with GRs are systematically evaluated, featuring the highest <inline-formula> <tex-math>$Q$ </tex-math></inline-formula> of 843 with the compromised <inline-formula> <tex-math>$\\textit {k}_{\\substack {\\text {eff}}}^{\\substack {{2}}}$ </tex-math></inline-formula> of 0.96%–4.72%. The results reveal that the temperature coefficients of frequency (TCF) of Rayleigh modes vary across various overtones, whereas the SH0 modes exhibit TCFs in the range of 32.3–68.9 ppm/°C. Our fabricated SH0-mode overtone resonators demonstrate the capability of operating at power levels up to 29 dBm without electrode damage, offering a promising paradigm for robust and high-efficiency intermodal acousto-optic modulators with potential applications in integrated optical signal processing, microwave photonics, and quantum information technologies.","PeriodicalId":13092,"journal":{"name":"IEEE Transactions on Electron Devices","volume":"73 8","pages":"4941-4950"},"PeriodicalIF":3.6000,"publicationDate":"2026-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Electron Devices","FirstCategoryId":"5","ListUrlMain":"https://ieeexplore.ieee.org/document/11589452/","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/6/30 0:00:00","PubModel":"Epub","JCR":"Q2","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
引用次数: 0
Abstract
The merits of thin-film surface acoustic wave (SAW) devices are pivotal to developing high-performance intermodal acousto-optic modulators. In this work, we have proposed shear-horizontal (SH) SAW resonators for anticipated intermodal acousto-optic modulation (AOM) on the thin-film lithium niobate (LN) platform. Through optimization of the cut angle of LN films, the SAW wavelength, and the thickness of interdigital transducer (IDT) electrodes, the calculated acousto-optic overlap factors utilizing SH0 modes are improved by more than an order of magnitude compared with those of Rayleigh modes. Furthermore, we have fabricated and characterized three kinds of proof-of-principle SH0 mode devices without/with grating reflectors (GRs). The electromechanical coupling coefficients ($\textit {k}_{\substack {\text {eff}}}^{\substack {{2}}}$ ) and quality factors ($Q$ ) in the overtone resonators with GRs are systematically evaluated, featuring the highest $Q$ of 843 with the compromised $\textit {k}_{\substack {\text {eff}}}^{\substack {{2}}}$ of 0.96%–4.72%. The results reveal that the temperature coefficients of frequency (TCF) of Rayleigh modes vary across various overtones, whereas the SH0 modes exhibit TCFs in the range of 32.3–68.9 ppm/°C. Our fabricated SH0-mode overtone resonators demonstrate the capability of operating at power levels up to 29 dBm without electrode damage, offering a promising paradigm for robust and high-efficiency intermodal acousto-optic modulators with potential applications in integrated optical signal processing, microwave photonics, and quantum information technologies.
期刊介绍:
IEEE Transactions on Electron Devices publishes original and significant contributions relating to the theory, modeling, design, performance and reliability of electron and ion integrated circuit devices and interconnects, involving insulators, metals, organic materials, micro-plasmas, semiconductors, quantum-effect structures, vacuum devices, and emerging materials with applications in bioelectronics, biomedical electronics, computation, communications, displays, microelectromechanics, imaging, micro-actuators, nanoelectronics, optoelectronics, photovoltaics, power ICs and micro-sensors. Tutorial and review papers on these subjects are also published and occasional special issues appear to present a collection of papers which treat particular areas in more depth and breadth.