基于 RKHS 的协变量平衡,用于生存因果效应估计。

IF 1.2 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS
Lifetime Data Analysis Pub Date : 2024-01-01 Epub Date: 2023-02-23 DOI:10.1007/s10985-023-09590-y
Wu Xue, Xiaoke Zhang, Kwun Chuen Gary Chan, Raymond K W Wong
{"title":"基于 RKHS 的协变量平衡,用于生存因果效应估计。","authors":"Wu Xue, Xiaoke Zhang, Kwun Chuen Gary Chan, Raymond K W Wong","doi":"10.1007/s10985-023-09590-y","DOIUrl":null,"url":null,"abstract":"<p><p>Survival causal effect estimation based on right-censored data is of key interest in both survival analysis and causal inference. Propensity score weighting is one of the most popular methods in the literature. However, since it involves the inverse of propensity score estimates, its practical performance may be very unstable, especially when the covariate overlap is limited between treatment and control groups. To address this problem, a covariate balancing method is developed in this paper to estimate the counterfactual survival function. The proposed method is nonparametric and balances covariates in a reproducing kernel Hilbert space (RKHS) via weights that are counterparts of inverse propensity scores. The uniform rate of convergence for the proposed estimator is shown to be the same as that for the classical Kaplan-Meier estimator. The appealing practical performance of the proposed method is demonstrated by a simulation study as well as two real data applications to study the causal effect of smoking on survival time of stroke patients and that of endotoxin on survival time for female patients with lung cancer respectively.</p>","PeriodicalId":49908,"journal":{"name":"Lifetime Data Analysis","volume":null,"pages":null},"PeriodicalIF":1.2000,"publicationDate":"2024-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"2","resultStr":"{\"title\":\"RKHS-based covariate balancing for survival causal effect estimation.\",\"authors\":\"Wu Xue, Xiaoke Zhang, Kwun Chuen Gary Chan, Raymond K W Wong\",\"doi\":\"10.1007/s10985-023-09590-y\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p><p>Survival causal effect estimation based on right-censored data is of key interest in both survival analysis and causal inference. Propensity score weighting is one of the most popular methods in the literature. However, since it involves the inverse of propensity score estimates, its practical performance may be very unstable, especially when the covariate overlap is limited between treatment and control groups. To address this problem, a covariate balancing method is developed in this paper to estimate the counterfactual survival function. The proposed method is nonparametric and balances covariates in a reproducing kernel Hilbert space (RKHS) via weights that are counterparts of inverse propensity scores. The uniform rate of convergence for the proposed estimator is shown to be the same as that for the classical Kaplan-Meier estimator. The appealing practical performance of the proposed method is demonstrated by a simulation study as well as two real data applications to study the causal effect of smoking on survival time of stroke patients and that of endotoxin on survival time for female patients with lung cancer respectively.</p>\",\"PeriodicalId\":49908,\"journal\":{\"name\":\"Lifetime Data Analysis\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":1.2000,\"publicationDate\":\"2024-01-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"2\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Lifetime Data Analysis\",\"FirstCategoryId\":\"100\",\"ListUrlMain\":\"https://doi.org/10.1007/s10985-023-09590-y\",\"RegionNum\":3,\"RegionCategory\":\"数学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"2023/2/23 0:00:00\",\"PubModel\":\"Epub\",\"JCR\":\"Q3\",\"JCRName\":\"MATHEMATICS, INTERDISCIPLINARY APPLICATIONS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Lifetime Data Analysis","FirstCategoryId":"100","ListUrlMain":"https://doi.org/10.1007/s10985-023-09590-y","RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2023/2/23 0:00:00","PubModel":"Epub","JCR":"Q3","JCRName":"MATHEMATICS, INTERDISCIPLINARY APPLICATIONS","Score":null,"Total":0}
引用次数: 2

摘要

基于右删失数据的生存因果效应估计是生存分析和因果推断中的关键问题。倾向得分加权法是文献中最常用的方法之一。然而,由于它涉及倾向得分估计值的倒数,其实际性能可能很不稳定,尤其是当治疗组和对照组之间的协变量重叠有限时。为了解决这个问题,本文提出了一种协变量平衡方法来估计反事实生存函数。所提出的方法是非参数的,通过权重(即反倾向分数的对应物)来平衡再现核希尔伯特空间(RKHS)中的协变量。研究表明,所提出的估计器的均匀收敛率与经典的 Kaplan-Meier 估计器相同。通过模拟研究和两个真实数据应用,分别研究了吸烟对中风患者生存时间的因果效应和内毒素对女性肺癌患者生存时间的因果效应,证明了所提方法的实用性能。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

RKHS-based covariate balancing for survival causal effect estimation.

RKHS-based covariate balancing for survival causal effect estimation.

Survival causal effect estimation based on right-censored data is of key interest in both survival analysis and causal inference. Propensity score weighting is one of the most popular methods in the literature. However, since it involves the inverse of propensity score estimates, its practical performance may be very unstable, especially when the covariate overlap is limited between treatment and control groups. To address this problem, a covariate balancing method is developed in this paper to estimate the counterfactual survival function. The proposed method is nonparametric and balances covariates in a reproducing kernel Hilbert space (RKHS) via weights that are counterparts of inverse propensity scores. The uniform rate of convergence for the proposed estimator is shown to be the same as that for the classical Kaplan-Meier estimator. The appealing practical performance of the proposed method is demonstrated by a simulation study as well as two real data applications to study the causal effect of smoking on survival time of stroke patients and that of endotoxin on survival time for female patients with lung cancer respectively.

求助全文
通过发布文献求助,成功后即可免费获取论文全文。 去求助
来源期刊
Lifetime Data Analysis
Lifetime Data Analysis 数学-数学跨学科应用
CiteScore
2.30
自引率
7.70%
发文量
43
审稿时长
3 months
期刊介绍: The objective of Lifetime Data Analysis is to advance and promote statistical science in the various applied fields that deal with lifetime data, including: Actuarial Science – Economics – Engineering Sciences – Environmental Sciences – Management Science – Medicine – Operations Research – Public Health – Social and Behavioral Sciences.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术官方微信