“保卫”国家:1939-1953年联邦安全局的法律、政治和组织

IF 1.9 2区 社会学 Q1 LAW
Mariano-Florentino Cuéllar
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引用次数: 6

摘要

美国公法受到影响公民与政府之间关系的两个重要动态的影响:行政部门如何定义国家安全,以及政治家如何竞争以确保对政府执行法律的庞大公共组织的控制。本文通过调查现已被遗忘的美国联邦安全局(FSA)的历史,并从权力分立、组织理论和美国政治发展研究中汲取观点,分析了这些动态的交集。1939年,罗斯福政府克服了强烈的政治反对,将大量的法律责任集中在FSA内部。成立后不久,该机构就开始负责社会保障、教育、药品监管、食品供应保护、民防准备、为与战争有关的行业提供雇员、促进日裔美国人的搬迁、反卖淫执法和生物武器研究。到1953年,FSA产生了20世纪美国最重要的官僚机构之一:卫生、教育和福利部。然而,很少有人知道白宫是如何或为什么努力创建FSA的,为什么该机构在第二次世界大战前后普遍将国内监管和国防职能混合在一起,或者它的成立对委托给该机构的法律授权产生了什么影响。分析揭示了在第二次世界大战前夕,白宫如何试图通过重组,在更适合各部门职能的组织环境中建立监督能力,从而对该机构的多个法律管辖领域实现更大的控制。然后,它利用这种控制权公开推广了一种更广泛的“安全”问题概念,这种概念为更彻底地保护对政府重要的国内项目提供了前景。通过模糊国内和国际安全职能之间的区别,政府扩大了对其一些标志性项目的支持,而此时新政立法联盟正在受到侵蚀。实际上,该机构的各种法律职能集中体现了政府雄心勃勃的“安全”概念,这一概念变得足够有弹性,涵盖了现在通常被划分为社会服务、经济安全、卫生监管和地缘战略国防等领域的法律责任。金融服务管理局的成立似乎还在一些问题上激起了更微妙的(有意的和无意的)影响,比如国会委员会监督金融服务管理局法律职能的组织,以及金融服务管理局及其下属机构之间官僚自治的前景。这些动态说明了现行法律和组织理论的局限性,强调故意设计的官僚失败或纯粹象征性的立场。它们还展示了公共机构的设计、三权分立以及将“安全”定义为政府责任范畴所固有的模糊性之间的联系。历史揭示了总统政府和官僚行为者曾经如何利用这种模糊性来支持支持社会福利和监管授权的政治联盟。最近对国土安全的兴趣激增,也为重塑国内监管国家提供了类似的机会。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
'Securing' the Nation: Law, Politics, and Organization at the Federal Security Agency, 1939-1953
American public law is affected by two important dynamics impacting the relationship between citizens and their government: how the executive branch defines national security, and how politicians compete to secure control of the vast public organizations through which governments implement the law. This article analyzes the intersection of these dynamics by investigating the now-forgotten history of the U.S. Federal Security Agency (FSA) and drawing perspectives from separation of powers, organization theory, and the study of American political development. In 1939 the Roosevelt White House overcame strong political opposition to centralize vast legal responsibilities within the FSA. Soon after its creation, the agency had acquired responsibility for social security, education, drug regulation, protection of the food supply, civil defense preparedness, supplying employees to war-related industries, facilitating the relocation of Japanese-Americans, anti-prostitution enforcement, and biological weapons research. By 1953, the FSA engendered one of the most important American bureaucracies of the 20th century: the Department of Health, Education, and Welfare. Yet little is known about precisely how or why the White House fought to create the FSA, why the agency pervasively mixed domestic regulatory and national defense functions both before and after World War II, or what its creation wrought for the legal mandates entrusted to the agency. The analysis reveals how, on the eve of World War II, the White House sought to use the restructuring to achieve greater control over the agency's multiple domains of legal jurisdiction by building oversight capacity in an organizational environment more congenial to the bureaus' functions. It then used that control to publicly promote a broader conception of the "security" issue that held the prospect of more thoroughly protecting domestic programs important to the Administration. And by rendering ambiguous the distinction between domestic and international security functions, the Administration enlarged support for some of its signature programs at a time when the New Deal legislative coalition was eroding. In effect, the agency's amalgam of legal functions epitomized the Administration's ambitious conception of "security," which became sufficiently elastic to encompass legal responsibilities now routinely segregated into domains involving social services, economic security, health regulation, and geostrategic national defense. The creation of the FSA also appears to have fomented more subtle (intended and unintended) impacts on matters such as the organization of congressional committees overseeing the agency's legal functions, and the prospects for bureaucratic autonomy among the agency and its bureaus. These dynamics illustrate limitations in prevailing theories of law and organization emphasizing deliberately engineered bureaucratic failure or purely symbolic position-taking. They also showcase the connection between the design of public agencies, separation of powers, and the ambiguities inherent in the definition of "security" as a category of government responsibility. History reveals how presidential administrations and bureaucratic actors once used that ambiguity to bolster political coalitions supporting social welfare and regulatory mandates. The recent spike of interest in homeland security is furnishing similar opportunities to reshape the domestic regulatory state.
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来源期刊
CiteScore
2.40
自引率
5.00%
发文量
2
期刊介绍: The University of Chicago Law Review is a quarterly journal of legal scholarship. Often cited in Supreme Court and other court opinions, as well as in other scholarly works, it is among the most influential journals in the field. Students have full responsibility for editing and publishing the Law Review; they also contribute original scholarship of their own. The Law Review"s editorial board selects all pieces for publication and, with the assistance of staff members, performs substantive and technical edits on each of these pieces prior to publication.
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