重审量刑指南:司法政治、经验证据与改革

IF 1.9 2区 社会学 Q1 LAW
Max M. Schanzenbach, Emerson H. Tiller
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引用次数: 46

摘要

本文首次对将罪犯与量刑法官相匹配的联邦指导量刑进行了大规模的实证研究。我们确认了一种广泛持有的观点,即政治意识形态在刑事判决中起着重要作用——具体来说,就某些罪行而言,共和党任命的法官比民主党任命的法官判处的刑期更长。更有趣的是,我们发现了与积极政治理论一致的证据,即这种决策植根于量刑法官和监督巡回法院之间更广泛的政治意识形态关系中。例如,我们发现,当审查法院在政治上结盟(巡回法院多数由民主党任命)时,与不结盟(巡回法院多数由共和党任命)相比,民主党任命的法官更容易偏离《量刑指南》,判处更短的刑期。然后,我们讨论了最高法院不断发展的量刑法理学以及现有制度的替代方案可能产生的影响。我们得出结论,该指南提高了量刑一致性,并保留了上诉审查的利益。我们还提出了两项潜在的改革:第一,要求对量刑数据中的法官标识符进行开放获取,以便研究司法偏见的来源;第二,要求意识形态混合的上诉小组审查刑事判决,以防止更极端的意识形态一致的情况,这种情况经常发生在地区法院和巡回法院小组之间,导致更极端的判决结果。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Reviewing the Sentencing Guidelines: Judicial Politics, Empirical Evidence, and Reform
This article presents the first large-scale empirical study of federal guidelines sentencing that matches offenders to the sentencing judge. We confirm the widely-held belief that political ideology matters in criminal sentencing - specifically, Republican-appointed judges give longer sentences than Democrat-appointees with regard to certain crimes. More interestingly, we find evidence consistent with positive political theory that such decision making is nested within the broader political-ideological relationship of the sentencing judge and the overseeing circuit court. We find, for example, that Democrat-appointed judges depart from the Sentencing Guidelines to give shorter sentences more often and to a greater degree when the reviewing court is politically aligned (circuit majority Democrat-appointed) than when not aligned (circuit majority Republican-appointed). We then discuss the Supreme Court's evolving sentencing jurisprudence and the likely impact of alternatives to the present system. We conclude that Guidelines improves sentencing consistency and preserves the benefit of appellate review. We also proposes two potential reforms: first, mandating open access to judge identifiers in sentencing data for researchers to study sources of judicial bias; and, second, mandating ideologically mixed appellate panels for review of criminal sentences to prevent the more extreme instances of ideological alignment that frequently occur between district and circuit court panels that lead to more extreme outcomes in sentencing.
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来源期刊
CiteScore
2.40
自引率
5.00%
发文量
2
期刊介绍: The University of Chicago Law Review is a quarterly journal of legal scholarship. Often cited in Supreme Court and other court opinions, as well as in other scholarly works, it is among the most influential journals in the field. Students have full responsibility for editing and publishing the Law Review; they also contribute original scholarship of their own. The Law Review"s editorial board selects all pieces for publication and, with the assistance of staff members, performs substantive and technical edits on each of these pieces prior to publication.
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