从文本开始——论法律解释中的顺序效应及其以后

IF 3 1区 社会学 Q1 LAW
Adam M. Samaha
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引用次数: 1

摘要

起点有什么区别?这个问题对一般决策,特别是对法律,包括对成文法的解释都很重要。法官必须在某处开始解释程序。今天,最高法院的意见有时提倡从有争议的法规文本开始的想法。但在实践中,这意味着什么?它对决策有影响吗?“从文本开始”可能是一种效忠于解释学派的信号,表明一些解释工具比其他解释工具更重要,甚至在词汇上优于其他解释工具。然而,目前这份声明并没有很好地传达这两个信息。相反,我们可以将该语句视为排序源的规则。尽管仅仅考虑信息的顺序对案件结果没有任何明确的逻辑意义,但从法定文本开始的想法可能变得几乎令人不安地重要——而且没有增加词汇优先级。几十年的研究表明,除了形式逻辑的规定外,信息呈现的顺序也会影响决策。但是顺序效应的方向可能是违反直觉的,并且对决策环境很敏感,这表明“从文本开始”的排序规则很复杂。取决于几个因素,信息的第一项最重要,最后一项最重要,或者没有顺序效应。此外,即使秩序效应被准确预测,一些产生秩序效应的心理机制在司法应用中也存在规范性问题。最后,一个有效的排序规则需要一个远离解释方法的标准理论基础的实现策略。前景实现问题和解释性架构的现实世界表明,如果法官想要利用秩序效应,他们可能应该最后转向最重要的来源,而不是首先。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Starting with the Text — On Sequencing Effects in Statutory Interpretation and Beyond
What difference do starting points make? The question is important for decision making in general and for law in particular, including the interpretation of statutes. Judges must begin the interpretive process somewhere. Today, Supreme Court opinions sometimes promote the idea of starting with the text of the statute at issue. But what does this mean, in practice, and does it matter to decisions? “Start with the text” could be a signal of allegiance to an interpretive school and an indication that some interpretive tools are more important than or even lexically superior to others. At present, however, the statement delivers neither of those messages well. Instead, we might think about the statement as a rule for sequencing sources. Although the mere sequence in which information is considered does not have any clear logical significance for case results, the idea of starting with statutory text can become almost unnervingly significant — and without adding lexical priority.Decades of studies show that the order in which information is presented can influence decisions, apart from what formal logic dictates. But the direction of order effects can be counterintuitive and sensitive to the decision environment, which suggests complications for a “start with the text” sequencing rule. Depending on several factors, the first item of information will matter most, the last item will matter most, or there will be no order effect. Furthermore, even if order effects are predicted accurately, some psychological mechanisms that produce order effects are normatively problematic for judicial use. Finally, an effective sequencing rule requires an implementation strategy with a foundation far away from standard theorizing about interpretive method. Foregrounding implementation issues and the real world of interpretive architecture suggests that, if judges want to harness order effects, they probably should turn to the most important sources last, not first.
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