{"title":"将公平正义纳入监管","authors":"Caroline Cecot, Robert W. Hahn","doi":"10.1111/rego.12508","DOIUrl":null,"url":null,"abstract":"US regulatory agencies have been encouraged to consider the equity and distributional impacts of regulations for decades. This paper examines the extent to which such analysis is done and provides recommendations for improving it. We analyze 189 regulatory impact analyses (RIAs) that monetize at least some benefits and costs prepared by a variety of agencies from October 2003 to January 2021. We find that only two RIAs calculated the net benefits of a policy for a specific demographic group. Furthermore, only 21% of RIAs calculate some benefits by group (typically for demographic groups) and only 20% calculate some costs by group (typically for industry groups such as small entities). Overall, the differences between presidential administrations are relatively small compared to the differences between agencies in their performance using our measures of distributional analysis. We then evaluate a sample of 23 analyses related to environmental justice (EJ) prepared by the Environmental Protection Agency (EPA) between January 2010 and January 2022. The EJ analyses frequently identify disproportionate exposures to pollutants for a variety of groups and discuss the effects of proposed regulations on these exposures, but they rarely consider the distribution of costs and less than half consider any alternatives. To date, virtually no agency prepares a distributional analysis that could help regulators evaluate whether a proposed regulation, on net, advantages or disadvantages a particular group and whether an alternative could generate a preferred distributional outcome.","PeriodicalId":21026,"journal":{"name":"Regulation & Governance","volume":null,"pages":null},"PeriodicalIF":3.2000,"publicationDate":"2022-12-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"3","resultStr":"{\"title\":\"Incorporating equity and justice concerns in regulation\",\"authors\":\"Caroline Cecot, Robert W. Hahn\",\"doi\":\"10.1111/rego.12508\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"US regulatory agencies have been encouraged to consider the equity and distributional impacts of regulations for decades. This paper examines the extent to which such analysis is done and provides recommendations for improving it. We analyze 189 regulatory impact analyses (RIAs) that monetize at least some benefits and costs prepared by a variety of agencies from October 2003 to January 2021. We find that only two RIAs calculated the net benefits of a policy for a specific demographic group. Furthermore, only 21% of RIAs calculate some benefits by group (typically for demographic groups) and only 20% calculate some costs by group (typically for industry groups such as small entities). Overall, the differences between presidential administrations are relatively small compared to the differences between agencies in their performance using our measures of distributional analysis. We then evaluate a sample of 23 analyses related to environmental justice (EJ) prepared by the Environmental Protection Agency (EPA) between January 2010 and January 2022. The EJ analyses frequently identify disproportionate exposures to pollutants for a variety of groups and discuss the effects of proposed regulations on these exposures, but they rarely consider the distribution of costs and less than half consider any alternatives. To date, virtually no agency prepares a distributional analysis that could help regulators evaluate whether a proposed regulation, on net, advantages or disadvantages a particular group and whether an alternative could generate a preferred distributional outcome.\",\"PeriodicalId\":21026,\"journal\":{\"name\":\"Regulation & Governance\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":3.2000,\"publicationDate\":\"2022-12-11\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"3\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Regulation & Governance\",\"FirstCategoryId\":\"91\",\"ListUrlMain\":\"https://doi.org/10.1111/rego.12508\",\"RegionNum\":2,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"LAW\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Regulation & Governance","FirstCategoryId":"91","ListUrlMain":"https://doi.org/10.1111/rego.12508","RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"LAW","Score":null,"Total":0}
Incorporating equity and justice concerns in regulation
US regulatory agencies have been encouraged to consider the equity and distributional impacts of regulations for decades. This paper examines the extent to which such analysis is done and provides recommendations for improving it. We analyze 189 regulatory impact analyses (RIAs) that monetize at least some benefits and costs prepared by a variety of agencies from October 2003 to January 2021. We find that only two RIAs calculated the net benefits of a policy for a specific demographic group. Furthermore, only 21% of RIAs calculate some benefits by group (typically for demographic groups) and only 20% calculate some costs by group (typically for industry groups such as small entities). Overall, the differences between presidential administrations are relatively small compared to the differences between agencies in their performance using our measures of distributional analysis. We then evaluate a sample of 23 analyses related to environmental justice (EJ) prepared by the Environmental Protection Agency (EPA) between January 2010 and January 2022. The EJ analyses frequently identify disproportionate exposures to pollutants for a variety of groups and discuss the effects of proposed regulations on these exposures, but they rarely consider the distribution of costs and less than half consider any alternatives. To date, virtually no agency prepares a distributional analysis that could help regulators evaluate whether a proposed regulation, on net, advantages or disadvantages a particular group and whether an alternative could generate a preferred distributional outcome.
期刊介绍:
Regulation & Governance serves as the leading platform for the study of regulation and governance by political scientists, lawyers, sociologists, historians, criminologists, psychologists, anthropologists, economists and others. Research on regulation and governance, once fragmented across various disciplines and subject areas, has emerged at the cutting edge of paradigmatic change in the social sciences. Through the peer-reviewed journal Regulation & Governance, we seek to advance discussions between various disciplines about regulation and governance, promote the development of new theoretical and empirical understanding, and serve the growing needs of practitioners for a useful academic reference.