不遵守欧洲人权法院判决:机器学习分析

IF 0.9 3区 社会学 Q3 ECONOMICS
Engin Yıldırım , Mehmet Fatih Sert , Burcu Kartal , Şuayyip Çalış
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引用次数: 0

摘要

本文通过机器学习(ML)技术调查了2012年至2020年间欧洲人权法院(ECtHR)的所有(971)未执行未决主导案件。根据现有的学术成果,我们对合规性的兴趣集中在州一级和案例一级的变量上。为了识别重要变量,使用了四个数据库。《欧洲人权公约》的每个缔约国在八年内都收到232个不同的因素。由于我们的目标是对高维数据集进行参数估计,因此采用模拟退火(SA)作为特征选择方法。在州一级的分析中,已经应用了支持向量回归(SVR)模型,产生了变量的系数,这被发现在阐明不符合ECtHR决策方面很重要。在案例一级的分析中,采用了不同的集群技术,并将这些国家分为四个不同的集群。我们发现,那些在法律面前平等程度相对较高、保护个人自由、在享有公民自由、诉诸司法和自由自主的选举管理安排方面社会阶层平等的州,不太容易不遵守欧洲人权法院的决定。就案件层面的分析而言,被侵犯权利的类型、裁决中是否存在异议以及国家法官对其任命州的反对票会影响各州的合规行为。此外,该研究的一个显著结果是,如果一名国家法官对涉及任命他/她的州的ECtHR的违规判决投反对票,该判决很可能不会由被告州执行。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Non-compliance of the European Court of Human Rights decisions: A machine learning analysis

The paper investigates all (971) non-executed pending leading cases of the European Court of Human Rights (ECtHR) between 2012 and 2020 through Machine Learning (ML) techniques. Drawing on the extant scholarship, our interest on compliance has centred on state level and case level variables. For the identification of important variables, four databases have been used. Each country party to the European Convention on Human Rights (ECHR) received 232 distinct factors for eight years. Since we aim to make a parameter estimation for a high-dimensional data set, Simulated Annealing (SA) is employed as feature selection method. In the state level analysis, Support Vector Regression (SVR) model has been applied yielding the coefficients of the variables, which have been found to be important in spelling out non-compliance with the ECtHR decisions. For the case level analysis, different cluster techniques have been utilized and the countries have been grouped into four different clusters. We have found that the states that have relatively high levels of equality before the law, protection of individual liberties, social class equality with regard to enjoying civil liberties, access to justice and free and autonomous election management arrangements, are less susceptible to non-compliance of the decisions of the ECtHR. For the case level analysis, type of violated rights, the existence of dissent in the decision and dissenting votes of national judges for their appointing states affect the compliance behaviour of the states. In addition, a notable result of the research is that if a national judge casts a dissenting vote against the violation judgment of the ECtHR involving the state that appointed him/her, the judgment is likely not to be executed by the respondent state.

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来源期刊
CiteScore
2.60
自引率
18.20%
发文量
38
审稿时长
48 days
期刊介绍: The International Review of Law and Economics provides a forum for interdisciplinary research at the interface of law and economics. IRLE is international in scope and audience and particularly welcomes both theoretical and empirical papers on comparative law and economics, globalization and legal harmonization, and the endogenous emergence of legal institutions, in addition to more traditional legal topics.
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