酷刑的错误、伤害和无效性:来自经验神经科学的道德评价

IF 1.1 3区 哲学 Q3 ETHICS
Nayef Al-Rodhan
{"title":"酷刑的错误、伤害和无效性:来自经验神经科学的道德评价","authors":"Nayef Al-Rodhan","doi":"10.1111/josp.12494","DOIUrl":null,"url":null,"abstract":"<p>Torture is banned by numerous international and regional treaties.<sup>1</sup> The United Nations' <i>Convention against Torture</i> (United Nations, <span>1984</span>) defines torture as “any act by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for such purposes as obtaining […] information or a confession, punishing him […], or intimidating or coercing him […], when such pain or suffering is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official capacity” (ibid.: Article 1). Nonetheless, torture continues to flourish across the globe.<sup>2</sup> Following 9/11 and the subsequent War on Terror, philosophers and policy makers of Western states seriously debated whether there are exceptional circumstances in which torture is morally permissible or even required.</p><p>The most prominent arguments in favor of the permissibility of torture rest on an appeal to some form of utilitarianism combined with the belief that interrogational torture works.<sup>3</sup> In contrast, those arguing for the wrongness of torture typically appeal to the notion of human dignity. In this paper, I make the case that empirical insights from neuroscience and beyond are relevant to this debate as they inform both utilitarian and deontological arguments on torture. Drawing on empirical data, I first show that torture is demonstrably ineffective and there are alternative methods better suited to obtain information. Then I argue that the profound neurological damages caused by torture indeed amount to a disregard for autonomy. Moreover, I explore what psychological and neurological mechanisms underlying the practice of torture. I conclude by canvassing reasons for thinking that torture is likely to persist and argue that this sheds light on human nature and on the nature of states.</p><p>In contrast to those who argue that torture is sometimes permissible on consequentialist grounds, those who make the case that such methods are categorically forbidden typically take a deontological approach. For the deontologist, torture is wrong in principle, regardless of its consequences. In international law, the right not to be tortured is grounded in human dignity. As the United Nations' <i>Universal Declaration of Human Rights</i> (United Nations, <span>1948</span>) states, “all human beings are born free and equal in dignity and rights” (Article 1). The Declaration proclaims that human dignity is “inherent” to “all members of the human family” and that the rights that derive from it are “inalienable” (ibid.: Preamble). Although no account of the grounds of human dignity is provided, borrowing a term from John Rawls, we can say there is an international overlapping consensus on the value of dignity as described in the Declaration.</p><p>Most debates concerning the moral (im)permissibility of torture focus on the victim, overlooking the impact on the torturer. This analytical gap is worth filling. As it is the torturer who commits the morally contentious act, studying the underlying mechanisms and motivations helps us better understand and evaluate the act of torture. In a broader context, neuroscience and psychology can also inform our understanding of what the practice of torture means for our conception of human nature, and how its use can lead to what we might call a “torture culture”. In order to capture the transformative effects of torture on the perpetrator, we must first understand how someone can become capable of committing such an act. What does it take for a person to disregard someone's dignity and infringe the central value upon which our political life is based?</p><p>As I have argued here, interrogational torture does not work, and severely harms both the victim and perpetrator, and we are in the process of developing ethical alternatives. Given this, it is reasonable to ask why torture continues to be used.</p><p>The answer to this puzzle is complex. For one thing, governments face institutional challenges that prevent them from learning. As Rejali elaborates, the informality of how torture is taught, the lack of professional torturers, the rivalry among interrogators, and the decentralized structure of counter-insurgency warfare which has typically engaged in torture in the past, are all reasons why knowledge about torture can hardly be accumulated (Rejali, <span>2007</span>: 520–21). Moreover, the data that has been recorded is rarely made available to the public and therefore cannot be analyzed (ibid.: 521–23).</p><p>Furthermore, neither human beings nor states necessarily act rationally. This fact is captured by Nayef Al-Rodhan's theory of <i>Emotional Amoral Egoism</i> (Al-Rodhan, <span>2021</span>), a recently defended theory of human nature grounded in neuroscientific and psychological research.<sup>22</sup> A central element of this account is the emphasis on the role that emotionality plays in decision-making and cognition (ibid.: 63–64).<sup>23</sup> Although theories on human nature primarily relate to individual actors, they may also shed light on the behavior of states, whose institutions are staffed and shaped by individual people. Consequently, human characteristics like emotionality are reflected, to a greater or lesser extent, on a national level.<sup>24</sup> The Global War on Terror is evidence of this. In addition to constituting a physical attack, 9/11 was also a metaphysical attack on the <i>idea</i> of America and the West (Al-Rodhan, <span>2015</span>). This assault left these states and their citizens vulnerable and emotional, and officials found themselves in a state of urgency, driven by a sense of responsibility to defend the national interest. This combination of emotionality and a desire for action led to an excessive backlash, which resulted in the torture of suspected terrorists. Recognizing the influence of human nature on governance helps us see that one of the reasons why states use torture lies in the fact that they do not act rationally, but emotionally.</p><p>Another potential explanation for the continuing use of torture is that the authorities authorizing such acts fail to be truthful regarding their intentions. Luban (<span>2005</span>) identifies five aims of torture (1429–36). The only aim that could plausibly be accepted in dignity-based political systems is intelligence gathering from uncooperative captives, as in the Ticking Bomb Scenario, because this kind of torture is not obviously motivated by cruelty. The other four reasons Luban describes are: prolonging the pleasure that comes from victory over others, terrorizing people to force submission, punishment, or to extract confessions (ibid.: 1432–35). Given that people are likely to judge torture for any of these more obviously cruel reasons as impermissible, authority figures motivated by other motives than obtaining relevant information have good reason to conceal their true intentions and falsely claim that torture is ordered for the greater good.</p><p>Finally, it must be kept in mind that those who are in a position to order torture do not typically carry it out themselves. As we have seen, the torturers who suffer the psychological and neurological consequences of their actions often act under coercive circumstances at the very bottom of a hierarchy chain. The decision-makers are people in power like lawyers, politicians, or even presidents. Empirical studies suggest that being powerful fosters certain characteristics that could contribute to a decision to torture. People who feel powerful are less likely to consider other people's perspectives (Galinsky et al., <span>2006</span>: experiments 1, 2A, and 2B), have problems deciphering other's emotions (ibid.: experiment 3), and feel less distress and less compassion when they hear about other's suffering (Van Kleef et al., <span>2008</span>). On a neurological level, the lack of perspective-taking and empathy could be partly explained by the observation that people who feel powerful show reduced mirroring (Hogeveen et al., <span>2014</span>). Studies show that the more power a person experiences, the less the mirror neurons are firing, even if the powerful individual makes a conscious effort to produce a mirror response (Naish &amp; Obhi, <span>2015</span>).</p><p>Any approach that seeks to eradicate torture must take institutional structures, the nature of humans and states, possible ulterior motives, and the distorting effects of power on the judgment of decision-makers into account. The still ongoing reappraisal of the War on Terror shows that a dignity-centered public discourse can bring about positive change. When the United States Senate Select Committee on Intelligence (<span>2014</span>) published its report on the CIA's detention and interrogation program, it paved the way toward an evidence-based policy discussion. The report clearly stated to have found that “enhanced interrogation techniques” failed to produce any relevant intelligence or to convince the detainees to cooperate (ibid.: xi). To continue their program, the CIA misrepresented the effectiveness of their actions, downplayed the brutality of it, and tried to prevent any scrutiny and oversight from other institutions (ibid.: xi-xviii). The pictures of Abu Ghraib and the uncovering of the CIA's unjustifiable actions influenced the opinion of the public and public officials. When former President Donald Trump during his election campaign in 2016 announced that he wanted to bring these interrogation techniques back—including waterboarding, which was banned in 2009—the director of the CIA publicly opposed him, stating he would resist such an order (Engel &amp; Windrem, <span>2016</span>). Yet this resistance is not guaranteed to last, and torture continues to be reported all over the world. The hope that continued public discourse guided by empirical evidence will change things for the better remains.</p><p>This paper set out to demonstrate that insights from empirical sciences, especially from neuroscience, are relevant to the philosophical discussion of torture. Initially turning my attention to the focus of much of the philosophical literature, I argued that in appealing to the Ticking Bomb Scenario, consequentialist arguments in favor of torture's permissibility are built on the false assumption that torture leads to veridical information. Neuroscientific and psychological evidence suggests that, in many cases, this assumption is false. I then argued that it is mistaken to respond to this objection by ruling out the relevance of empirical considerations. Turning to deontological approaches to torture, I argued that the psychological consequences and their neurological manifestations support the claim that torture violates autonomy and human dignity, and thus lend credence to the argument that torture should be considered categorically and distinctly wrong. I then attempted to reconcile the systematic use of torture with our conception of ourselves as empathic beings able to live according to our moral standards. I argued that empirical evidence can be marshaled to explain how dehumanization and coercive structures gradually distort people's moral compasses and create the conditions under which a torture culture can flourish. Finally, I argued that institutional shortcomings in knowledge management, the role of emotions in decision-making, hidden motives of authorities, and the numbing effects of power give us good reason to think that torture, at least in the medium term, is likely to persist.</p><p>What lessons can we take from the preceding discussion? The first is the value of interdisciplinary studies, illustrated both by how philosophical questions inspire scientific research and scientific findings in turn inform philosophical debates. The second is that the empirically grounded insights concerning the futility of torture must be clearly communicated to intellectuals, concerned citizens, and especially policy makers. As well as leading to societies that more successfully live up to their citizens' moral standards, this may also result in fewer transcultural schisms, more effective national and global security, and a more peaceful and sustainable global order.</p>","PeriodicalId":46756,"journal":{"name":"Journal of Social Philosophy","volume":"54 4","pages":"565-582"},"PeriodicalIF":1.1000,"publicationDate":"2022-10-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12494","citationCount":"0","resultStr":"{\"title\":\"The wrongs, harms, and ineffectiveness of torture: A moral evaluation from empirical neuroscience\",\"authors\":\"Nayef Al-Rodhan\",\"doi\":\"10.1111/josp.12494\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Torture is banned by numerous international and regional treaties.<sup>1</sup> The United Nations' <i>Convention against Torture</i> (United Nations, <span>1984</span>) defines torture as “any act by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for such purposes as obtaining […] information or a confession, punishing him […], or intimidating or coercing him […], when such pain or suffering is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official capacity” (ibid.: Article 1). Nonetheless, torture continues to flourish across the globe.<sup>2</sup> Following 9/11 and the subsequent War on Terror, philosophers and policy makers of Western states seriously debated whether there are exceptional circumstances in which torture is morally permissible or even required.</p><p>The most prominent arguments in favor of the permissibility of torture rest on an appeal to some form of utilitarianism combined with the belief that interrogational torture works.<sup>3</sup> In contrast, those arguing for the wrongness of torture typically appeal to the notion of human dignity. In this paper, I make the case that empirical insights from neuroscience and beyond are relevant to this debate as they inform both utilitarian and deontological arguments on torture. Drawing on empirical data, I first show that torture is demonstrably ineffective and there are alternative methods better suited to obtain information. Then I argue that the profound neurological damages caused by torture indeed amount to a disregard for autonomy. Moreover, I explore what psychological and neurological mechanisms underlying the practice of torture. I conclude by canvassing reasons for thinking that torture is likely to persist and argue that this sheds light on human nature and on the nature of states.</p><p>In contrast to those who argue that torture is sometimes permissible on consequentialist grounds, those who make the case that such methods are categorically forbidden typically take a deontological approach. For the deontologist, torture is wrong in principle, regardless of its consequences. In international law, the right not to be tortured is grounded in human dignity. As the United Nations' <i>Universal Declaration of Human Rights</i> (United Nations, <span>1948</span>) states, “all human beings are born free and equal in dignity and rights” (Article 1). The Declaration proclaims that human dignity is “inherent” to “all members of the human family” and that the rights that derive from it are “inalienable” (ibid.: Preamble). Although no account of the grounds of human dignity is provided, borrowing a term from John Rawls, we can say there is an international overlapping consensus on the value of dignity as described in the Declaration.</p><p>Most debates concerning the moral (im)permissibility of torture focus on the victim, overlooking the impact on the torturer. This analytical gap is worth filling. As it is the torturer who commits the morally contentious act, studying the underlying mechanisms and motivations helps us better understand and evaluate the act of torture. In a broader context, neuroscience and psychology can also inform our understanding of what the practice of torture means for our conception of human nature, and how its use can lead to what we might call a “torture culture”. In order to capture the transformative effects of torture on the perpetrator, we must first understand how someone can become capable of committing such an act. What does it take for a person to disregard someone's dignity and infringe the central value upon which our political life is based?</p><p>As I have argued here, interrogational torture does not work, and severely harms both the victim and perpetrator, and we are in the process of developing ethical alternatives. Given this, it is reasonable to ask why torture continues to be used.</p><p>The answer to this puzzle is complex. For one thing, governments face institutional challenges that prevent them from learning. As Rejali elaborates, the informality of how torture is taught, the lack of professional torturers, the rivalry among interrogators, and the decentralized structure of counter-insurgency warfare which has typically engaged in torture in the past, are all reasons why knowledge about torture can hardly be accumulated (Rejali, <span>2007</span>: 520–21). Moreover, the data that has been recorded is rarely made available to the public and therefore cannot be analyzed (ibid.: 521–23).</p><p>Furthermore, neither human beings nor states necessarily act rationally. This fact is captured by Nayef Al-Rodhan's theory of <i>Emotional Amoral Egoism</i> (Al-Rodhan, <span>2021</span>), a recently defended theory of human nature grounded in neuroscientific and psychological research.<sup>22</sup> A central element of this account is the emphasis on the role that emotionality plays in decision-making and cognition (ibid.: 63–64).<sup>23</sup> Although theories on human nature primarily relate to individual actors, they may also shed light on the behavior of states, whose institutions are staffed and shaped by individual people. Consequently, human characteristics like emotionality are reflected, to a greater or lesser extent, on a national level.<sup>24</sup> The Global War on Terror is evidence of this. In addition to constituting a physical attack, 9/11 was also a metaphysical attack on the <i>idea</i> of America and the West (Al-Rodhan, <span>2015</span>). This assault left these states and their citizens vulnerable and emotional, and officials found themselves in a state of urgency, driven by a sense of responsibility to defend the national interest. This combination of emotionality and a desire for action led to an excessive backlash, which resulted in the torture of suspected terrorists. Recognizing the influence of human nature on governance helps us see that one of the reasons why states use torture lies in the fact that they do not act rationally, but emotionally.</p><p>Another potential explanation for the continuing use of torture is that the authorities authorizing such acts fail to be truthful regarding their intentions. Luban (<span>2005</span>) identifies five aims of torture (1429–36). The only aim that could plausibly be accepted in dignity-based political systems is intelligence gathering from uncooperative captives, as in the Ticking Bomb Scenario, because this kind of torture is not obviously motivated by cruelty. The other four reasons Luban describes are: prolonging the pleasure that comes from victory over others, terrorizing people to force submission, punishment, or to extract confessions (ibid.: 1432–35). Given that people are likely to judge torture for any of these more obviously cruel reasons as impermissible, authority figures motivated by other motives than obtaining relevant information have good reason to conceal their true intentions and falsely claim that torture is ordered for the greater good.</p><p>Finally, it must be kept in mind that those who are in a position to order torture do not typically carry it out themselves. As we have seen, the torturers who suffer the psychological and neurological consequences of their actions often act under coercive circumstances at the very bottom of a hierarchy chain. The decision-makers are people in power like lawyers, politicians, or even presidents. Empirical studies suggest that being powerful fosters certain characteristics that could contribute to a decision to torture. People who feel powerful are less likely to consider other people's perspectives (Galinsky et al., <span>2006</span>: experiments 1, 2A, and 2B), have problems deciphering other's emotions (ibid.: experiment 3), and feel less distress and less compassion when they hear about other's suffering (Van Kleef et al., <span>2008</span>). On a neurological level, the lack of perspective-taking and empathy could be partly explained by the observation that people who feel powerful show reduced mirroring (Hogeveen et al., <span>2014</span>). Studies show that the more power a person experiences, the less the mirror neurons are firing, even if the powerful individual makes a conscious effort to produce a mirror response (Naish &amp; Obhi, <span>2015</span>).</p><p>Any approach that seeks to eradicate torture must take institutional structures, the nature of humans and states, possible ulterior motives, and the distorting effects of power on the judgment of decision-makers into account. The still ongoing reappraisal of the War on Terror shows that a dignity-centered public discourse can bring about positive change. When the United States Senate Select Committee on Intelligence (<span>2014</span>) published its report on the CIA's detention and interrogation program, it paved the way toward an evidence-based policy discussion. The report clearly stated to have found that “enhanced interrogation techniques” failed to produce any relevant intelligence or to convince the detainees to cooperate (ibid.: xi). To continue their program, the CIA misrepresented the effectiveness of their actions, downplayed the brutality of it, and tried to prevent any scrutiny and oversight from other institutions (ibid.: xi-xviii). The pictures of Abu Ghraib and the uncovering of the CIA's unjustifiable actions influenced the opinion of the public and public officials. When former President Donald Trump during his election campaign in 2016 announced that he wanted to bring these interrogation techniques back—including waterboarding, which was banned in 2009—the director of the CIA publicly opposed him, stating he would resist such an order (Engel &amp; Windrem, <span>2016</span>). Yet this resistance is not guaranteed to last, and torture continues to be reported all over the world. The hope that continued public discourse guided by empirical evidence will change things for the better remains.</p><p>This paper set out to demonstrate that insights from empirical sciences, especially from neuroscience, are relevant to the philosophical discussion of torture. Initially turning my attention to the focus of much of the philosophical literature, I argued that in appealing to the Ticking Bomb Scenario, consequentialist arguments in favor of torture's permissibility are built on the false assumption that torture leads to veridical information. Neuroscientific and psychological evidence suggests that, in many cases, this assumption is false. I then argued that it is mistaken to respond to this objection by ruling out the relevance of empirical considerations. Turning to deontological approaches to torture, I argued that the psychological consequences and their neurological manifestations support the claim that torture violates autonomy and human dignity, and thus lend credence to the argument that torture should be considered categorically and distinctly wrong. I then attempted to reconcile the systematic use of torture with our conception of ourselves as empathic beings able to live according to our moral standards. I argued that empirical evidence can be marshaled to explain how dehumanization and coercive structures gradually distort people's moral compasses and create the conditions under which a torture culture can flourish. Finally, I argued that institutional shortcomings in knowledge management, the role of emotions in decision-making, hidden motives of authorities, and the numbing effects of power give us good reason to think that torture, at least in the medium term, is likely to persist.</p><p>What lessons can we take from the preceding discussion? The first is the value of interdisciplinary studies, illustrated both by how philosophical questions inspire scientific research and scientific findings in turn inform philosophical debates. The second is that the empirically grounded insights concerning the futility of torture must be clearly communicated to intellectuals, concerned citizens, and especially policy makers. As well as leading to societies that more successfully live up to their citizens' moral standards, this may also result in fewer transcultural schisms, more effective national and global security, and a more peaceful and sustainable global order.</p>\",\"PeriodicalId\":46756,\"journal\":{\"name\":\"Journal of Social Philosophy\",\"volume\":\"54 4\",\"pages\":\"565-582\"},\"PeriodicalIF\":1.1000,\"publicationDate\":\"2022-10-02\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12494\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Social Philosophy\",\"FirstCategoryId\":\"98\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/josp.12494\",\"RegionNum\":3,\"RegionCategory\":\"哲学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"ETHICS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Social Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/josp.12494","RegionNum":3,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ETHICS","Score":null,"Total":0}
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摘要

许多国际和地区条约都禁止酷刑《联合国禁止酷刑公约》(联合国,1984年)将酷刑定义为“为了获取[…]情报或供词、惩罚他[…]或恐吓或胁迫他[…],故意对某人施加身体或精神上的严重痛苦或折磨的任何行为”。当这种痛苦或折磨是由公职人员或以官方身份行事的其他人造成或在其唆使或同意或默许下造成的”(同上,第1条)。然而,酷刑继续在全球各地猖獗在9/11和随后的反恐战争之后,西方国家的哲学家和政策制定者们认真地讨论了在特殊情况下酷刑是否在道德上是允许的,甚至是必要的。支持酷刑允许的最突出的论点是基于对某种形式的功利主义的呼吁,以及对审讯酷刑有效的信念相比之下,那些认为酷刑是错误的人通常诉诸于人类尊严的概念。在这篇论文中,我认为来自神经科学和其他领域的经验见解与这场辩论有关,因为它们为关于酷刑的功利主义和义务论论点提供了信息。根据经验数据,我首先表明酷刑显然是无效的,还有其他更适合获取信息的方法。然后我认为酷刑造成的严重神经损伤实际上相当于对自主权的漠视。此外,我还探讨了酷刑背后的心理和神经机制。最后,我列举了酷刑可能会持续存在的原因,并认为这揭示了人性和国家的本质。与那些在结果主义基础上认为酷刑有时是允许的人相反,那些认为这种方法是绝对禁止的人通常采用义务论的方法。对于义务论者来说,不管其后果如何,酷刑在原则上都是错误的。在国际法中,不受酷刑的权利是以人的尊严为基础的。正如联合国《世界人权宣言》(1948年联合国)所述,“人人生而自由,在尊严和权利上一律平等”(第一条)。《宣言》宣称,人的尊严是“人类大家庭所有成员”所“固有的”,由此产生的权利是“不可剥夺的”(同上:序言)。虽然没有说明人类尊严的依据,借用约翰·罗尔斯的术语,我们可以说,正如《宣言》所描述的那样,国际上对尊严的价值有一个重叠的共识。大多数关于酷刑的道德容许性的争论都集中在受害者身上,而忽视了对施虐者的影响。这一分析上的差距值得填补。由于是施虐者犯下了道德上有争议的行为,研究其潜在的机制和动机有助于我们更好地理解和评估酷刑行为。在更广泛的背景下,神经科学和心理学也可以帮助我们理解酷刑的做法对我们的人性概念意味着什么,以及酷刑的使用如何导致我们所谓的“酷刑文化”。为了捕捉酷刑对犯罪者的变革性影响,我们必须首先了解一个人是如何能够实施这种行为的。怎样才能让一个人无视他人的尊严,侵犯我们政治生活所依据的核心价值?正如我在这里所说的,刑讯逼供不起作用,而且严重伤害了受害者和加害者,我们正在发展道德替代方案。鉴于此,我们有理由问为什么酷刑继续被使用。这个谜题的答案很复杂。一方面,政府面临着阻碍他们学习的制度挑战。正如Rejali所阐述的那样,传授酷刑的方式不拘礼节,缺乏专业的折磨者,审讯者之间的竞争,以及过去通常涉及酷刑的反叛乱战争的分散结构,都是酷刑知识很难积累的原因(Rejali, 2007: 520-21)。此外,所记录的数据很少向公众提供,因此无法进行分析(同上:521-23)。此外,无论是人类还是国家,都不一定理性行事。这一事实被Nayef Al-Rodhan的情感非道德利己主义理论(Al-Rodhan, 2021)所捕捉,这是一个最近被辩护的基于神经科学和心理学研究的人性理论这种解释的一个核心要素是强调情绪在决策和认知中所起的作用(同上:63-64)。 23 .虽然关于人性的理论主要涉及个人行为者,但它们也可能阐明国家的行为,因为国家的机构是由个人组成和塑造的。因此,人类的特征,如情感,或多或少地反映在国家层面上全球反恐战争就是明证。除了构成物理攻击之外,9/11也是对美国和西方观念的形而上攻击(Al-Rodhan, 2015)。这次袭击使这些州及其公民变得脆弱和情绪化,官员们发现自己处于一种紧急状态,受到捍卫国家利益的责任感的驱使。这种情感和行动欲望的结合导致了过度的反弹,导致了对恐怖分子嫌疑人的酷刑。认识到人性对治理的影响有助于我们认识到国家使用酷刑的原因之一在于他们的行为不是理性的,而是情绪化的。继续使用酷刑的另一个可能的解释是,批准这种行为的当局对其意图不诚实。鲁班(2005)确定了酷刑的五个目的(1429-36)。在以尊严为基础的政治体系中,唯一可能被接受的目标是从不合作的俘虏那里收集情报,就像在定时炸弹场景中一样,因为这种酷刑的动机显然不是残忍。鲁班描述的其他四个原因是:延长战胜他人带来的快乐,恐吓人们迫使他们屈服,惩罚,或逼供(同上:1432-35)。考虑到人们很可能会因为这些明显更残酷的原因而认为酷刑是不允许的,权威人士出于其他动机而不是获得相关信息有充分的理由隐瞒他们的真实意图并错误地声称酷刑是为了更大的利益。最后,必须记住的是,那些有权下令实施酷刑的人通常不会亲自实施。正如我们所看到的,那些因其行为而遭受心理和神经后果的施虐者,往往是在强制的情况下,处于等级链的最底层。决策者是有权有势的人,比如律师、政治家,甚至是总统。实证研究表明,强大会培养某些特征,这些特征可能有助于做出酷刑的决定。感觉强大的人不太可能考虑他人的观点(Galinsky et al., 2006:实验1,2a和2B),在解读他人的情绪方面存在问题(同上:实验3),当他们听到他人的痛苦时,感到的痛苦和同情较少(Van Kleef et al., 2008)。在神经学层面上,缺乏换位思考和同理心可以部分解释为观察到感觉强大的人表现出较少的镜像(Hogeveen et al., 2014)。研究表明,一个人的权力越大,镜像神经元的活动就越少,即使这个有权有势的人有意识地做出镜像反应也是如此。Obhi, 2015)。任何试图消除酷刑的方法都必须考虑到制度结构、人类和国家的本质、可能的别有用心以及权力对决策者判断的扭曲作用。仍在进行的对反恐战争的重新评估表明,以尊严为中心的公共话语可以带来积极的变化。2014年,美国参议院情报特别委员会发布了关于中情局拘留和审讯项目的报告,为以证据为基础的政策讨论铺平了道路。该报告明确指出,已发现“强化审讯技术”未能产生任何相关情报或说服被拘留者合作(同上:xi)。为了继续其计划,中央情报局歪曲其行动的有效性,淡化其残忍程度,并试图阻止其他机构的任何审查和监督(同上:xi-xviii)。阿布格莱布监狱的照片和中情局不正当行为的曝光影响了公众和公职人员的意见。当前总统唐纳德·特朗普在2016年竞选期间宣布他想要恢复这些审讯手段——包括2009年被禁止的水刑——中央情报局局长公开反对他,称他会抵制这样的命令(恩格尔&amp;Windrem, 2016)。然而,这种抵抗并不能保证持续下去,酷刑在世界各地继续被报道。以经验证据为指导的持续的公共话语将使事情变得更好的希望仍然存在。本文旨在证明经验科学的见解,特别是神经科学的见解,与酷刑的哲学讨论有关。 一开始,我把注意力转向了很多哲学文献的焦点,我认为在诉诸定时炸弹情景时,支持酷刑的可容许性的结果主义论点是建立在酷刑会导致真实信息的错误假设之上的。神经科学和心理学证据表明,在许多情况下,这种假设是错误的。然后我认为,通过排除经验性考虑的相关性来回应这一反对意见是错误的。转向对酷刑的义务论方法,我认为酷刑的心理后果及其神经学表现支持了酷刑侵犯自主和人类尊严的说法,从而为酷刑应被视为绝对和明显错误的观点提供了证据。然后,我试图调和系统使用酷刑与我们的概念,即我们自己是有同理心的人,能够根据我们的道德标准生活。我认为,可以整理经验证据来解释非人化和强制性结构如何逐渐扭曲人们的道德指南针,并为酷刑文化的蓬勃发展创造条件。最后,我认为,知识管理的制度缺陷、情绪在决策中的作用、当局的隐藏动机以及权力的麻木效应,使我们有充分的理由认为,至少在中期,酷刑可能会持续下去。从前面的讨论中我们可以得到什么教训?首先是跨学科研究的价值,哲学问题如何激发科学研究,科学发现如何反过来为哲学辩论提供信息,都说明了这一点。第二,基于经验的关于酷刑无效的见解必须清楚地传达给知识分子,关心的公民,尤其是决策者。除了导致社会更成功地履行其公民的道德标准外,这也可能导致更少的跨文化分裂,更有效的国家和全球安全,以及更和平和可持续的全球秩序。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The wrongs, harms, and ineffectiveness of torture: A moral evaluation from empirical neuroscience

Torture is banned by numerous international and regional treaties.1 The United Nations' Convention against Torture (United Nations, 1984) defines torture as “any act by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for such purposes as obtaining […] information or a confession, punishing him […], or intimidating or coercing him […], when such pain or suffering is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official capacity” (ibid.: Article 1). Nonetheless, torture continues to flourish across the globe.2 Following 9/11 and the subsequent War on Terror, philosophers and policy makers of Western states seriously debated whether there are exceptional circumstances in which torture is morally permissible or even required.

The most prominent arguments in favor of the permissibility of torture rest on an appeal to some form of utilitarianism combined with the belief that interrogational torture works.3 In contrast, those arguing for the wrongness of torture typically appeal to the notion of human dignity. In this paper, I make the case that empirical insights from neuroscience and beyond are relevant to this debate as they inform both utilitarian and deontological arguments on torture. Drawing on empirical data, I first show that torture is demonstrably ineffective and there are alternative methods better suited to obtain information. Then I argue that the profound neurological damages caused by torture indeed amount to a disregard for autonomy. Moreover, I explore what psychological and neurological mechanisms underlying the practice of torture. I conclude by canvassing reasons for thinking that torture is likely to persist and argue that this sheds light on human nature and on the nature of states.

In contrast to those who argue that torture is sometimes permissible on consequentialist grounds, those who make the case that such methods are categorically forbidden typically take a deontological approach. For the deontologist, torture is wrong in principle, regardless of its consequences. In international law, the right not to be tortured is grounded in human dignity. As the United Nations' Universal Declaration of Human Rights (United Nations, 1948) states, “all human beings are born free and equal in dignity and rights” (Article 1). The Declaration proclaims that human dignity is “inherent” to “all members of the human family” and that the rights that derive from it are “inalienable” (ibid.: Preamble). Although no account of the grounds of human dignity is provided, borrowing a term from John Rawls, we can say there is an international overlapping consensus on the value of dignity as described in the Declaration.

Most debates concerning the moral (im)permissibility of torture focus on the victim, overlooking the impact on the torturer. This analytical gap is worth filling. As it is the torturer who commits the morally contentious act, studying the underlying mechanisms and motivations helps us better understand and evaluate the act of torture. In a broader context, neuroscience and psychology can also inform our understanding of what the practice of torture means for our conception of human nature, and how its use can lead to what we might call a “torture culture”. In order to capture the transformative effects of torture on the perpetrator, we must first understand how someone can become capable of committing such an act. What does it take for a person to disregard someone's dignity and infringe the central value upon which our political life is based?

As I have argued here, interrogational torture does not work, and severely harms both the victim and perpetrator, and we are in the process of developing ethical alternatives. Given this, it is reasonable to ask why torture continues to be used.

The answer to this puzzle is complex. For one thing, governments face institutional challenges that prevent them from learning. As Rejali elaborates, the informality of how torture is taught, the lack of professional torturers, the rivalry among interrogators, and the decentralized structure of counter-insurgency warfare which has typically engaged in torture in the past, are all reasons why knowledge about torture can hardly be accumulated (Rejali, 2007: 520–21). Moreover, the data that has been recorded is rarely made available to the public and therefore cannot be analyzed (ibid.: 521–23).

Furthermore, neither human beings nor states necessarily act rationally. This fact is captured by Nayef Al-Rodhan's theory of Emotional Amoral Egoism (Al-Rodhan, 2021), a recently defended theory of human nature grounded in neuroscientific and psychological research.22 A central element of this account is the emphasis on the role that emotionality plays in decision-making and cognition (ibid.: 63–64).23 Although theories on human nature primarily relate to individual actors, they may also shed light on the behavior of states, whose institutions are staffed and shaped by individual people. Consequently, human characteristics like emotionality are reflected, to a greater or lesser extent, on a national level.24 The Global War on Terror is evidence of this. In addition to constituting a physical attack, 9/11 was also a metaphysical attack on the idea of America and the West (Al-Rodhan, 2015). This assault left these states and their citizens vulnerable and emotional, and officials found themselves in a state of urgency, driven by a sense of responsibility to defend the national interest. This combination of emotionality and a desire for action led to an excessive backlash, which resulted in the torture of suspected terrorists. Recognizing the influence of human nature on governance helps us see that one of the reasons why states use torture lies in the fact that they do not act rationally, but emotionally.

Another potential explanation for the continuing use of torture is that the authorities authorizing such acts fail to be truthful regarding their intentions. Luban (2005) identifies five aims of torture (1429–36). The only aim that could plausibly be accepted in dignity-based political systems is intelligence gathering from uncooperative captives, as in the Ticking Bomb Scenario, because this kind of torture is not obviously motivated by cruelty. The other four reasons Luban describes are: prolonging the pleasure that comes from victory over others, terrorizing people to force submission, punishment, or to extract confessions (ibid.: 1432–35). Given that people are likely to judge torture for any of these more obviously cruel reasons as impermissible, authority figures motivated by other motives than obtaining relevant information have good reason to conceal their true intentions and falsely claim that torture is ordered for the greater good.

Finally, it must be kept in mind that those who are in a position to order torture do not typically carry it out themselves. As we have seen, the torturers who suffer the psychological and neurological consequences of their actions often act under coercive circumstances at the very bottom of a hierarchy chain. The decision-makers are people in power like lawyers, politicians, or even presidents. Empirical studies suggest that being powerful fosters certain characteristics that could contribute to a decision to torture. People who feel powerful are less likely to consider other people's perspectives (Galinsky et al., 2006: experiments 1, 2A, and 2B), have problems deciphering other's emotions (ibid.: experiment 3), and feel less distress and less compassion when they hear about other's suffering (Van Kleef et al., 2008). On a neurological level, the lack of perspective-taking and empathy could be partly explained by the observation that people who feel powerful show reduced mirroring (Hogeveen et al., 2014). Studies show that the more power a person experiences, the less the mirror neurons are firing, even if the powerful individual makes a conscious effort to produce a mirror response (Naish & Obhi, 2015).

Any approach that seeks to eradicate torture must take institutional structures, the nature of humans and states, possible ulterior motives, and the distorting effects of power on the judgment of decision-makers into account. The still ongoing reappraisal of the War on Terror shows that a dignity-centered public discourse can bring about positive change. When the United States Senate Select Committee on Intelligence (2014) published its report on the CIA's detention and interrogation program, it paved the way toward an evidence-based policy discussion. The report clearly stated to have found that “enhanced interrogation techniques” failed to produce any relevant intelligence or to convince the detainees to cooperate (ibid.: xi). To continue their program, the CIA misrepresented the effectiveness of their actions, downplayed the brutality of it, and tried to prevent any scrutiny and oversight from other institutions (ibid.: xi-xviii). The pictures of Abu Ghraib and the uncovering of the CIA's unjustifiable actions influenced the opinion of the public and public officials. When former President Donald Trump during his election campaign in 2016 announced that he wanted to bring these interrogation techniques back—including waterboarding, which was banned in 2009—the director of the CIA publicly opposed him, stating he would resist such an order (Engel & Windrem, 2016). Yet this resistance is not guaranteed to last, and torture continues to be reported all over the world. The hope that continued public discourse guided by empirical evidence will change things for the better remains.

This paper set out to demonstrate that insights from empirical sciences, especially from neuroscience, are relevant to the philosophical discussion of torture. Initially turning my attention to the focus of much of the philosophical literature, I argued that in appealing to the Ticking Bomb Scenario, consequentialist arguments in favor of torture's permissibility are built on the false assumption that torture leads to veridical information. Neuroscientific and psychological evidence suggests that, in many cases, this assumption is false. I then argued that it is mistaken to respond to this objection by ruling out the relevance of empirical considerations. Turning to deontological approaches to torture, I argued that the psychological consequences and their neurological manifestations support the claim that torture violates autonomy and human dignity, and thus lend credence to the argument that torture should be considered categorically and distinctly wrong. I then attempted to reconcile the systematic use of torture with our conception of ourselves as empathic beings able to live according to our moral standards. I argued that empirical evidence can be marshaled to explain how dehumanization and coercive structures gradually distort people's moral compasses and create the conditions under which a torture culture can flourish. Finally, I argued that institutional shortcomings in knowledge management, the role of emotions in decision-making, hidden motives of authorities, and the numbing effects of power give us good reason to think that torture, at least in the medium term, is likely to persist.

What lessons can we take from the preceding discussion? The first is the value of interdisciplinary studies, illustrated both by how philosophical questions inspire scientific research and scientific findings in turn inform philosophical debates. The second is that the empirically grounded insights concerning the futility of torture must be clearly communicated to intellectuals, concerned citizens, and especially policy makers. As well as leading to societies that more successfully live up to their citizens' moral standards, this may also result in fewer transcultural schisms, more effective national and global security, and a more peaceful and sustainable global order.

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