从中立能力到胜任中立?对中立能力作为西方官僚主义核心规范基础的再认识

Thurid Hustedt, H. Salomonsen
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引用次数: 8

摘要

中立历来被认为是西方民主国家公务员制度的一个关键特征。中立官僚机构的概念与马克斯·韦伯(1980)和伍德罗·威尔逊(1887)所倡导的政治和行政两个领域的突出政治-行政二分法的概念密切相关。根据传统观点,坚定而全面地执行功绩原则实现了中立官僚机构的理念。在这方面,中立和择优录用往往被认为是政治化的反面。按照惯例,中立的官僚机构被认为是为了确保能力和豁免权,免受动荡、有时反复无常的政治领导带来的机会主义思想的影响。由于民选政客在选举中来来往往,他们无法确保政治决策是基于现有的“最佳”知识进行的。从这个意义上说,官僚被认为是中立、顺从的仆人,他们的行为服从于政治大师的意志、法律和公共利益。然而,在当代政治-行政体系中,并没有严格的政治-行政二分法。20世纪70年代末以后的经验发现表明,官僚们并不像人们想象的那样中立和“不关心政治”,而是显著地参与了政治进程。本章讨论了关于中立能力的文献,并对丹麦和英国公务员对中立能力的描述进行了实证分析。本章最后提出了主管中立的概念,并讨论了对我们理解官僚中立的影响。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
From Neutral Competence to Competent Neutrality? Revisiting Neutral Competence as the Core Normative Foundation of Western Bureaucracy
Neutrality has traditionally been considered a key trait of the civil service in Western democracies. The conception of the neutral bureaucracy is closely linked to the notion of the prominent politics–administration dichotomy of the two spheres of politics and administration, as advocated by Max Weber (1980) and Woodrow Wilson (1887). According to conventional wisdom, the firm and encompassing implementation of the merit principle realises the idea of a neutral bureaucracy. In that respect, neutrality and merit-based recruitments are often considered the opposite of politicisation. Conventionally, a neutral bureaucracy is considered to assure competence and immunity against opportunistic ideas brought in by volatile, sometimes erratic political leadership. Because elected politicians come and go with elections, they cannot ensure that political decisions are carried out based on the ‘best’ available knowledge. In that sense, bureaucrats are conceived as neutral, obedient servants that subordinate their behaviour to the will of political masters, to the law and the common good. However, there is no strict politics–administration dichotomy in contemporary politico-administrative systems. Empirical findings from the late 1970s onwards demonstrated that bureaucrats are by no means as neutral and ‘apolitical’ as assumed, but rather remarkably involved in political processes. This chapter discusses the literature on neutral competence and presents an empirical analysis of Danish and British civil servants’ accounts of neutrality. This chapter concludes by suggesting the concept of competent neutrality and discussing implications for our understanding of bureaucratic neutrality.
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