{"title":"非标准圆孔Zernike拟合的数值稳定性和效率。","authors":"Churui Li, Gongjian Guo, Xiang Hao","doi":"10.1364/JOSAA.601210","DOIUrl":null,"url":null,"abstract":"<p><p>Retrieving standard circular Zernike coefficients from wavefronts measured over non-standard circular apertures is crucial for modern optical engineering. While direct least-squares fitting and the orthogonal transformation method are commonly used, a systematic comparison of their numerical stability, computational costs, and noise robustness remains lacking. In this paper, we present a comparative study of five established algorithms [least-squares, Gram-Schmidt, Cholesky factorization, QR factorization, and singular value decomposition (SVD)], introduce two short-recurrence variants to investigate the computational speed limits of recursive orthogonalization, and rigorously prove their mathematical equivalence under exact arithmetic and characterize how floating-point errors cause this equivalence to break down differently across methods. However, simulations on annular and eccentric apertures reveal that although all methods are reliable under well-conditioned masks, least-squares and Cholesky suffer precision loss and numerical collapse under ill-conditioned apertures. Furthermore, non-regularized methods suffer from noise amplification, making truncated SVD the most reliable method among those evaluated for retrieving physically meaningful coefficients. Based on these findings, we provide a practical guide for algorithm selection in optical engineering, helping researchers choose appropriate methods based on their specific measurement conditions.</p>","PeriodicalId":17382,"journal":{"name":"Journal of The Optical Society of America A-optics Image Science and Vision","volume":"43 7","pages":"1053-1066"},"PeriodicalIF":1.5000,"publicationDate":"2026-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Numerical stability and efficiency in Zernike fitting for non-standard circular apertures.\",\"authors\":\"Churui Li, Gongjian Guo, Xiang Hao\",\"doi\":\"10.1364/JOSAA.601210\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p><p>Retrieving standard circular Zernike coefficients from wavefronts measured over non-standard circular apertures is crucial for modern optical engineering. While direct least-squares fitting and the orthogonal transformation method are commonly used, a systematic comparison of their numerical stability, computational costs, and noise robustness remains lacking. In this paper, we present a comparative study of five established algorithms [least-squares, Gram-Schmidt, Cholesky factorization, QR factorization, and singular value decomposition (SVD)], introduce two short-recurrence variants to investigate the computational speed limits of recursive orthogonalization, and rigorously prove their mathematical equivalence under exact arithmetic and characterize how floating-point errors cause this equivalence to break down differently across methods. However, simulations on annular and eccentric apertures reveal that although all methods are reliable under well-conditioned masks, least-squares and Cholesky suffer precision loss and numerical collapse under ill-conditioned apertures. Furthermore, non-regularized methods suffer from noise amplification, making truncated SVD the most reliable method among those evaluated for retrieving physically meaningful coefficients. Based on these findings, we provide a practical guide for algorithm selection in optical engineering, helping researchers choose appropriate methods based on their specific measurement conditions.</p>\",\"PeriodicalId\":17382,\"journal\":{\"name\":\"Journal of The Optical Society of America A-optics Image Science and Vision\",\"volume\":\"43 7\",\"pages\":\"1053-1066\"},\"PeriodicalIF\":1.5000,\"publicationDate\":\"2026-07-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of The Optical Society of America A-optics Image Science and Vision\",\"FirstCategoryId\":\"101\",\"ListUrlMain\":\"https://doi.org/10.1364/JOSAA.601210\",\"RegionNum\":3,\"RegionCategory\":\"物理与天体物理\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"OPTICS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of The Optical Society of America A-optics Image Science and Vision","FirstCategoryId":"101","ListUrlMain":"https://doi.org/10.1364/JOSAA.601210","RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"OPTICS","Score":null,"Total":0}
Numerical stability and efficiency in Zernike fitting for non-standard circular apertures.
Retrieving standard circular Zernike coefficients from wavefronts measured over non-standard circular apertures is crucial for modern optical engineering. While direct least-squares fitting and the orthogonal transformation method are commonly used, a systematic comparison of their numerical stability, computational costs, and noise robustness remains lacking. In this paper, we present a comparative study of five established algorithms [least-squares, Gram-Schmidt, Cholesky factorization, QR factorization, and singular value decomposition (SVD)], introduce two short-recurrence variants to investigate the computational speed limits of recursive orthogonalization, and rigorously prove their mathematical equivalence under exact arithmetic and characterize how floating-point errors cause this equivalence to break down differently across methods. However, simulations on annular and eccentric apertures reveal that although all methods are reliable under well-conditioned masks, least-squares and Cholesky suffer precision loss and numerical collapse under ill-conditioned apertures. Furthermore, non-regularized methods suffer from noise amplification, making truncated SVD the most reliable method among those evaluated for retrieving physically meaningful coefficients. Based on these findings, we provide a practical guide for algorithm selection in optical engineering, helping researchers choose appropriate methods based on their specific measurement conditions.
期刊介绍:
The Journal of the Optical Society of America A (JOSA A) is devoted to developments in any field of classical optics, image science, and vision. JOSA A includes original peer-reviewed papers on such topics as:
* Atmospheric optics
* Clinical vision
* Coherence and Statistical Optics
* Color
* Diffraction and gratings
* Image processing
* Machine vision
* Physiological optics
* Polarization
* Scattering
* Signal processing
* Thin films
* Visual optics
Also: j opt soc am a.