Yujie Zhang , Hongguang Zhang , Yonghong Xu , Shuo Wang , Yinlian Yan , Nanqiao Wang , Fubin Yang
{"title":"基于放电段的跨单元容量估计的异构堆叠集成学习模型","authors":"Yujie Zhang , Hongguang Zhang , Yonghong Xu , Shuo Wang , Yinlian Yan , Nanqiao Wang , Fubin Yang","doi":"10.1016/j.jpowsour.2025.238560","DOIUrl":null,"url":null,"abstract":"<div><div>Accurate and robust capacity estimation is crucial for battery management systems to avoid failures and ensure reliable operation for lithium-ion batteries. This paper proposes a cross-cell capacity estimation method based on feature extraction of discharging voltage segments and a heterogeneous Stacking ensemble learning model. First, a voltage partition strategy is adopted to extract features from discharging segments, and the most important voltage range (4.0 V–3.3 V) is identified through correlation analysis. Next, a novel Stacking ensemble learning model is constructed, integrating the complementary advantages of eXtreme Gradient Boosting (XGBoost), Temporal Convolutional Network (TCN), and Long Short-Term Memory Network (LSTM). Moreover, a battery group-fold cross-validation strategy and one-hot encoding of cell ID are proposed to enhance the cross-cell generalization ability of the model. Finally, a case study is implemented to verify the effectiveness, and the results show that the proposed capacity estimation method achieves a root mean square error within 0.0085 Ah and a mean absolute percentage error ≤0.67 % for 1.1 Ah cells. Compared with single models, the proposed method demonstrates the lowest error. The results highlight its superior accuracy, robustness, and adaptability to different degradation patterns, enabling cross-cell capacity estimation.</div></div>","PeriodicalId":377,"journal":{"name":"Journal of Power Sources","volume":"660 ","pages":"Article 238560"},"PeriodicalIF":7.9000,"publicationDate":"2025-10-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"The heterogeneous stacking ensemble learning model for cross-cell capacity estimation by using discharging segments\",\"authors\":\"Yujie Zhang , Hongguang Zhang , Yonghong Xu , Shuo Wang , Yinlian Yan , Nanqiao Wang , Fubin Yang\",\"doi\":\"10.1016/j.jpowsour.2025.238560\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Accurate and robust capacity estimation is crucial for battery management systems to avoid failures and ensure reliable operation for lithium-ion batteries. This paper proposes a cross-cell capacity estimation method based on feature extraction of discharging voltage segments and a heterogeneous Stacking ensemble learning model. First, a voltage partition strategy is adopted to extract features from discharging segments, and the most important voltage range (4.0 V–3.3 V) is identified through correlation analysis. Next, a novel Stacking ensemble learning model is constructed, integrating the complementary advantages of eXtreme Gradient Boosting (XGBoost), Temporal Convolutional Network (TCN), and Long Short-Term Memory Network (LSTM). Moreover, a battery group-fold cross-validation strategy and one-hot encoding of cell ID are proposed to enhance the cross-cell generalization ability of the model. Finally, a case study is implemented to verify the effectiveness, and the results show that the proposed capacity estimation method achieves a root mean square error within 0.0085 Ah and a mean absolute percentage error ≤0.67 % for 1.1 Ah cells. Compared with single models, the proposed method demonstrates the lowest error. The results highlight its superior accuracy, robustness, and adaptability to different degradation patterns, enabling cross-cell capacity estimation.</div></div>\",\"PeriodicalId\":377,\"journal\":{\"name\":\"Journal of Power Sources\",\"volume\":\"660 \",\"pages\":\"Article 238560\"},\"PeriodicalIF\":7.9000,\"publicationDate\":\"2025-10-04\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Power Sources\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0378775325023961\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"CHEMISTRY, PHYSICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Power Sources","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0378775325023961","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"CHEMISTRY, PHYSICAL","Score":null,"Total":0}
引用次数: 0
摘要
准确、稳健的容量估计是电池管理系统避免故障和确保锂离子电池可靠运行的关键。提出了一种基于放电电压段特征提取和异质叠加集成学习模型的跨电池容量估计方法。首先,采用电压划分策略提取放电段特征,通过相关性分析确定最重要的电压范围(4.0 V - 3.3 V);其次,结合极限梯度增强(XGBoost)、时间卷积网络(TCN)和长短期记忆网络(LSTM)的互补优势,构建了一种新的叠加集成学习模型。此外,为了提高模型的跨单元泛化能力,提出了电池组折叠交叉验证策略和cell ID的一次热编码。最后,通过实例验证了该方法的有效性,结果表明,对于1.1 Ah的电池,所提出的容量估计方法的均方根误差在0.0085 Ah以内,平均绝对百分比误差≤0.67%。与单一模型相比,该方法误差最小。结果突出了其优越的准确性、鲁棒性和对不同退化模式的适应性,从而实现了跨单元容量估计。
The heterogeneous stacking ensemble learning model for cross-cell capacity estimation by using discharging segments
Accurate and robust capacity estimation is crucial for battery management systems to avoid failures and ensure reliable operation for lithium-ion batteries. This paper proposes a cross-cell capacity estimation method based on feature extraction of discharging voltage segments and a heterogeneous Stacking ensemble learning model. First, a voltage partition strategy is adopted to extract features from discharging segments, and the most important voltage range (4.0 V–3.3 V) is identified through correlation analysis. Next, a novel Stacking ensemble learning model is constructed, integrating the complementary advantages of eXtreme Gradient Boosting (XGBoost), Temporal Convolutional Network (TCN), and Long Short-Term Memory Network (LSTM). Moreover, a battery group-fold cross-validation strategy and one-hot encoding of cell ID are proposed to enhance the cross-cell generalization ability of the model. Finally, a case study is implemented to verify the effectiveness, and the results show that the proposed capacity estimation method achieves a root mean square error within 0.0085 Ah and a mean absolute percentage error ≤0.67 % for 1.1 Ah cells. Compared with single models, the proposed method demonstrates the lowest error. The results highlight its superior accuracy, robustness, and adaptability to different degradation patterns, enabling cross-cell capacity estimation.
期刊介绍:
The Journal of Power Sources is a publication catering to researchers and technologists interested in various aspects of the science, technology, and applications of electrochemical power sources. It covers original research and reviews on primary and secondary batteries, fuel cells, supercapacitors, and photo-electrochemical cells.
Topics considered include the research, development and applications of nanomaterials and novel componentry for these devices. Examples of applications of these electrochemical power sources include:
• Portable electronics
• Electric and Hybrid Electric Vehicles
• Uninterruptible Power Supply (UPS) systems
• Storage of renewable energy
• Satellites and deep space probes
• Boats and ships, drones and aircrafts
• Wearable energy storage systems