Dongxu Shen , Chao Lyu , Dazhi Yang , Gareth Hinds , Shaochun Xu , Miao Bai , Jin Qiu
{"title":"考虑电池不一致情况下不完全充电的锂离子电池组内部短路诊断","authors":"Dongxu Shen , Chao Lyu , Dazhi Yang , Gareth Hinds , Shaochun Xu , Miao Bai , Jin Qiu","doi":"10.1016/j.apenergy.2025.126797","DOIUrl":null,"url":null,"abstract":"<div><div>Internal short circuit (ISC) diagnosis is a major means to prevent thermal runaway in lithium-ion battery packs. During practical operation, the initial state of charge of a lithium-ion battery pack during charging may not be 0 %, and inherent inconsistencies exist among individual cells. Existing ISC diagnosis methods heavily rely on complete charging curves while neglecting the impact of cell inconsistencies, which can lead to misdiagnosing inconsistent cells as ISC cells and vice versa. This work presents an ISC diagnosis method that accounts for cell inconsistencies and is applicable under incomplete charging conditions. Partial incremental capacity curves are extracted from incomplete charging voltage curves to characterize the abnormal state of the battery. During the offline training phase, kernel density estimation is used to obtain the probability density functions of partial incremental capacity curves under different states. During online monitoring, Jensen–Shannon divergence is employed to quantify the similarity between different probability density functions, enabling the detection and differentiation of normal, inconsistent, and ISC cells within the lithium-ion battery pack. For the detected ISC cells, a state-space model is established with short-circuit current as one of the state variables. The short-circuit resistance is estimated using a dual adaptive extended Kalman filter. Experimental results show a diagnosis accuracy of 96.88 % with a false alarm rate of 0. The maximum root mean square error in short-circuit resistance estimation is only <span><math><mn>2.28</mn><mspace></mspace><mi>Ω</mi></math></span>, which empirically validates the proposal.</div></div>","PeriodicalId":246,"journal":{"name":"Applied Energy","volume":"401 ","pages":"Article 126797"},"PeriodicalIF":11.0000,"publicationDate":"2025-10-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Internal short circuit diagnosis of lithium-ion battery packs considering incomplete charging under cell inconsistencies\",\"authors\":\"Dongxu Shen , Chao Lyu , Dazhi Yang , Gareth Hinds , Shaochun Xu , Miao Bai , Jin Qiu\",\"doi\":\"10.1016/j.apenergy.2025.126797\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Internal short circuit (ISC) diagnosis is a major means to prevent thermal runaway in lithium-ion battery packs. During practical operation, the initial state of charge of a lithium-ion battery pack during charging may not be 0 %, and inherent inconsistencies exist among individual cells. Existing ISC diagnosis methods heavily rely on complete charging curves while neglecting the impact of cell inconsistencies, which can lead to misdiagnosing inconsistent cells as ISC cells and vice versa. This work presents an ISC diagnosis method that accounts for cell inconsistencies and is applicable under incomplete charging conditions. Partial incremental capacity curves are extracted from incomplete charging voltage curves to characterize the abnormal state of the battery. During the offline training phase, kernel density estimation is used to obtain the probability density functions of partial incremental capacity curves under different states. During online monitoring, Jensen–Shannon divergence is employed to quantify the similarity between different probability density functions, enabling the detection and differentiation of normal, inconsistent, and ISC cells within the lithium-ion battery pack. For the detected ISC cells, a state-space model is established with short-circuit current as one of the state variables. The short-circuit resistance is estimated using a dual adaptive extended Kalman filter. Experimental results show a diagnosis accuracy of 96.88 % with a false alarm rate of 0. The maximum root mean square error in short-circuit resistance estimation is only <span><math><mn>2.28</mn><mspace></mspace><mi>Ω</mi></math></span>, which empirically validates the proposal.</div></div>\",\"PeriodicalId\":246,\"journal\":{\"name\":\"Applied Energy\",\"volume\":\"401 \",\"pages\":\"Article 126797\"},\"PeriodicalIF\":11.0000,\"publicationDate\":\"2025-10-08\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Applied Energy\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0306261925015272\",\"RegionNum\":1,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENERGY & FUELS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Energy","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0306261925015272","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
Internal short circuit diagnosis of lithium-ion battery packs considering incomplete charging under cell inconsistencies
Internal short circuit (ISC) diagnosis is a major means to prevent thermal runaway in lithium-ion battery packs. During practical operation, the initial state of charge of a lithium-ion battery pack during charging may not be 0 %, and inherent inconsistencies exist among individual cells. Existing ISC diagnosis methods heavily rely on complete charging curves while neglecting the impact of cell inconsistencies, which can lead to misdiagnosing inconsistent cells as ISC cells and vice versa. This work presents an ISC diagnosis method that accounts for cell inconsistencies and is applicable under incomplete charging conditions. Partial incremental capacity curves are extracted from incomplete charging voltage curves to characterize the abnormal state of the battery. During the offline training phase, kernel density estimation is used to obtain the probability density functions of partial incremental capacity curves under different states. During online monitoring, Jensen–Shannon divergence is employed to quantify the similarity between different probability density functions, enabling the detection and differentiation of normal, inconsistent, and ISC cells within the lithium-ion battery pack. For the detected ISC cells, a state-space model is established with short-circuit current as one of the state variables. The short-circuit resistance is estimated using a dual adaptive extended Kalman filter. Experimental results show a diagnosis accuracy of 96.88 % with a false alarm rate of 0. The maximum root mean square error in short-circuit resistance estimation is only , which empirically validates the proposal.
期刊介绍:
Applied Energy serves as a platform for sharing innovations, research, development, and demonstrations in energy conversion, conservation, and sustainable energy systems. The journal covers topics such as optimal energy resource use, environmental pollutant mitigation, and energy process analysis. It welcomes original papers, review articles, technical notes, and letters to the editor. Authors are encouraged to submit manuscripts that bridge the gap between research, development, and implementation. The journal addresses a wide spectrum of topics, including fossil and renewable energy technologies, energy economics, and environmental impacts. Applied Energy also explores modeling and forecasting, conservation strategies, and the social and economic implications of energy policies, including climate change mitigation. It is complemented by the open-access journal Advances in Applied Energy.