Yikun Li, Jinghan Bai, Linqi Zhu, Lu Lv, Lujun Wang
{"title":"基于ssa优化变压器和扩展卡尔曼滤波的锂离子电池SOE估计","authors":"Yikun Li, Jinghan Bai, Linqi Zhu, Lu Lv, Lujun Wang","doi":"10.1007/s11581-025-06415-w","DOIUrl":null,"url":null,"abstract":"<div><p>State of Energy (SOE) represents one of the most critical state parameters in battery management systems. Due to its inherent nonlinear characteristics, accurate estimation of SOE remains a significant challenge in this domain. This research proposes a novel lithium-ion battery SOE estimation methodology that integrates a Transformer network optimized by sparrow search algorithm (SSA-Transformer) with extended Kalman filter (EKF). The SSA algorithm, characterized by its unique producer-scout mechanism and defensive awareness behavior simulation, exhibits superior performance in global search capability and convergence efficiency. In comparison with the conventional particle swarm optimization (PSO) algorithm, SSA demonstrates enhanced capability to escape local optima and accelerated convergence rates, while simultaneously reducing the complexity of manual parameter tuning. The proposed SSA-Transformer-EKF methodology has been validated under various temperature conditions through neural network (NN) and Urban Dynamometer Driving Schedule (UDDS) operational profiles, with mean absolute error (MAE) and root mean square error (RMSE) constrained within 0.6% and 0.8% respectively, thus achieving high-precision real-time estimation. Relative to traditional Transformer and comparable algorithms, the proposed SSA-Transformer-EKF algorithm exhibits superior SOE prediction performance, with average RMSE and MAE values of 0.518% and 0.422%, respectively. Furthermore, at elevated temperatures of 45 °C, the algorithm maintains robust performance with average RMSE and MAE values of 0.523% and 0.442%, further substantiating that the SSA-Transformer-EKF model possesses exceptional fitting capability and generalization performance across diverse operational conditions.</p></div>","PeriodicalId":599,"journal":{"name":"Ionics","volume":"31 8","pages":"7881 - 7896"},"PeriodicalIF":2.6000,"publicationDate":"2025-06-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Lithium-ion batteries SOE estimation via SSA-optimized transformer coupled with extended Kalman filter\",\"authors\":\"Yikun Li, Jinghan Bai, Linqi Zhu, Lu Lv, Lujun Wang\",\"doi\":\"10.1007/s11581-025-06415-w\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><p>State of Energy (SOE) represents one of the most critical state parameters in battery management systems. Due to its inherent nonlinear characteristics, accurate estimation of SOE remains a significant challenge in this domain. This research proposes a novel lithium-ion battery SOE estimation methodology that integrates a Transformer network optimized by sparrow search algorithm (SSA-Transformer) with extended Kalman filter (EKF). The SSA algorithm, characterized by its unique producer-scout mechanism and defensive awareness behavior simulation, exhibits superior performance in global search capability and convergence efficiency. In comparison with the conventional particle swarm optimization (PSO) algorithm, SSA demonstrates enhanced capability to escape local optima and accelerated convergence rates, while simultaneously reducing the complexity of manual parameter tuning. The proposed SSA-Transformer-EKF methodology has been validated under various temperature conditions through neural network (NN) and Urban Dynamometer Driving Schedule (UDDS) operational profiles, with mean absolute error (MAE) and root mean square error (RMSE) constrained within 0.6% and 0.8% respectively, thus achieving high-precision real-time estimation. Relative to traditional Transformer and comparable algorithms, the proposed SSA-Transformer-EKF algorithm exhibits superior SOE prediction performance, with average RMSE and MAE values of 0.518% and 0.422%, respectively. Furthermore, at elevated temperatures of 45 °C, the algorithm maintains robust performance with average RMSE and MAE values of 0.523% and 0.442%, further substantiating that the SSA-Transformer-EKF model possesses exceptional fitting capability and generalization performance across diverse operational conditions.</p></div>\",\"PeriodicalId\":599,\"journal\":{\"name\":\"Ionics\",\"volume\":\"31 8\",\"pages\":\"7881 - 7896\"},\"PeriodicalIF\":2.6000,\"publicationDate\":\"2025-06-05\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Ionics\",\"FirstCategoryId\":\"92\",\"ListUrlMain\":\"https://link.springer.com/article/10.1007/s11581-025-06415-w\",\"RegionNum\":4,\"RegionCategory\":\"化学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"CHEMISTRY, PHYSICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Ionics","FirstCategoryId":"92","ListUrlMain":"https://link.springer.com/article/10.1007/s11581-025-06415-w","RegionNum":4,"RegionCategory":"化学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"CHEMISTRY, PHYSICAL","Score":null,"Total":0}
Lithium-ion batteries SOE estimation via SSA-optimized transformer coupled with extended Kalman filter
State of Energy (SOE) represents one of the most critical state parameters in battery management systems. Due to its inherent nonlinear characteristics, accurate estimation of SOE remains a significant challenge in this domain. This research proposes a novel lithium-ion battery SOE estimation methodology that integrates a Transformer network optimized by sparrow search algorithm (SSA-Transformer) with extended Kalman filter (EKF). The SSA algorithm, characterized by its unique producer-scout mechanism and defensive awareness behavior simulation, exhibits superior performance in global search capability and convergence efficiency. In comparison with the conventional particle swarm optimization (PSO) algorithm, SSA demonstrates enhanced capability to escape local optima and accelerated convergence rates, while simultaneously reducing the complexity of manual parameter tuning. The proposed SSA-Transformer-EKF methodology has been validated under various temperature conditions through neural network (NN) and Urban Dynamometer Driving Schedule (UDDS) operational profiles, with mean absolute error (MAE) and root mean square error (RMSE) constrained within 0.6% and 0.8% respectively, thus achieving high-precision real-time estimation. Relative to traditional Transformer and comparable algorithms, the proposed SSA-Transformer-EKF algorithm exhibits superior SOE prediction performance, with average RMSE and MAE values of 0.518% and 0.422%, respectively. Furthermore, at elevated temperatures of 45 °C, the algorithm maintains robust performance with average RMSE and MAE values of 0.523% and 0.442%, further substantiating that the SSA-Transformer-EKF model possesses exceptional fitting capability and generalization performance across diverse operational conditions.
期刊介绍:
Ionics is publishing original results in the fields of science and technology of ionic motion. This includes theoretical, experimental and practical work on electrolytes, electrode, ionic/electronic interfaces, ionic transport aspects of corrosion, galvanic cells, e.g. for thermodynamic and kinetic studies, batteries, fuel cells, sensors and electrochromics. Fast solid ionic conductors are presently providing new opportunities in view of several advantages, in addition to conventional liquid electrolytes.