导航生态文明:中国多中心环境治理与政策监管框架

IF 7.4 2区 经济学 Q1 ENVIRONMENTAL STUDIES
Cheng Zhou , Wanhao Zhang , Clare Richardson-Barlow
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引用次数: 0

摘要

在全球环境和能源危机中,中国将生态文明制度化,作为一种变革性的治理范式,将多种政策工具与环境现代化相协调。本文运用扎根理论对56项具有重要能源治理成分的环境政策(51万字)进行了系统分析,确定了中国环境政策路径的三个主要类别:污染控制、碳减排和绿色扩张。使用制度语法工具的进一步分析解构了这些途径的调节成分。分析揭示了一个三方监管框架:(1)AIC(属性、目标、条件)战略政策声明(占政策的41%),它建立了实施灵活性和结构化的政策实验,使地方政府能够在确保中心目标的同时适应和创新;(2) ADIC(属性、道义、目标、条件)规范性陈述(44%),平衡市场自主与国家指导;(3)基于ADICO(属性、道义、目标、条件或其他)规则的声明(15%),在高风险行业(如化石燃料行业)强制执行严格的合规。研究结果表明,中国的多中心治理模式如何在战略上校准监管的刚性和灵活性,挑战命令控制和市场方法之间的传统二分法。该研究推进了关于现代环境保护主义和制度设计的理论辩论,同时为环境和能源政策制定者在中央严格监管与地方适应性和灵活性之间进行权衡提供了可行的见解。通过阐明环境法规的文本架构,特别是在占中国环境法规很大一部分的能源相关政策中,本研究为环境和能源治理体系提供了一个新的政策科学视角,对分层和分散的治理体系都有启示。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Navigating ecological civilisation: Polycentric environmental governance and policy regulatory framework in China
Amidst global environmental and energy crises, China has institutionalized its Ecological Civilisation as a transformative governance paradigm, synergising multiple policy instruments with environmental modernization. This paper utilises Grounded Theory to systematically analyse 56 environmental policies with significant energy governance components encompassing 510,000 words, identifying three primary categories in China's environmental policy pathways: pollution control, carbon reduction, and green expansion. Further analysis using the Institutional Grammar Tool deconstructs the regulatory components of these pathways. The analysis reveals a tripartite regulatory framework: (1) AIC (Attributes, Aim, Conditions) strategic policy statements (41 % of policies), which establish both implementation flexibility and structured policy experimentation, enabling local governments to adapt and innovate while ensuring the central objectives; (2) ADIC (Attributes, Deontic, Aim, Conditions) normative statements (44 %), balancing market autonomy with state direction; and (3) ADICO (Attributes, Deontic, Aim, Conditions, Or Else) rule-based statements (15 %), enforcing stringent compliance in high-stakes sectors such as fossil fuel industries. The findings demonstrate how China's polycentric governance model strategically calibrates regulatory rigidity and flexibility, challenging conventional dichotomies between command-and-control and market-based approaches. The study advances theoretical debates on modern environmentalism and institutional design while providing actionable insights for environmental and energy policymakers navigating the trade-offs between central stringent regulation and local adaptation and flexibility. By elucidating the textual architecture of environmental regulation, particularly in energy-related policies accounting for a significant portion of China's environmental mandates, this research contributes a novel policy science perspective to environmental and energy governance systems, with implications for both hierarchical and decentralized governance systems.
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来源期刊
Energy Research & Social Science
Energy Research & Social Science ENVIRONMENTAL STUDIES-
CiteScore
14.00
自引率
16.40%
发文量
441
审稿时长
55 days
期刊介绍: Energy Research & Social Science (ERSS) is a peer-reviewed international journal that publishes original research and review articles examining the relationship between energy systems and society. ERSS covers a range of topics revolving around the intersection of energy technologies, fuels, and resources on one side and social processes and influences - including communities of energy users, people affected by energy production, social institutions, customs, traditions, behaviors, and policies - on the other. Put another way, ERSS investigates the social system surrounding energy technology and hardware. ERSS is relevant for energy practitioners, researchers interested in the social aspects of energy production or use, and policymakers. Energy Research & Social Science (ERSS) provides an interdisciplinary forum to discuss how social and technical issues related to energy production and consumption interact. Energy production, distribution, and consumption all have both technical and human components, and the latter involves the human causes and consequences of energy-related activities and processes as well as social structures that shape how people interact with energy systems. Energy analysis, therefore, needs to look beyond the dimensions of technology and economics to include these social and human elements.
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