{"title":"基于PatchTST和动态加权MSE损失函数的迁移学习锂离子电池健康状态和剩余使用寿命联合估计","authors":"Kaiyi Zhang, Xingzhu Wang","doi":"10.1002/ese3.70177","DOIUrl":null,"url":null,"abstract":"<p>This study proposes a transfer learning estimation method based on dynamic weighted kernel MSE (DWKMSE) loss function and PatchTST model for the joint estimation of lithium-ion battery health state (SOH) and remaining useful life (RUL). The PatchTST model divides battery aging characteristics into independent features through channel-independent operations, sharing the parameter weights and biases of the transformer backbone to reduce information redundancy and capture key information in each aging feature. The dynamic weighted kernel MSE loss function guides the PatchTST model to update parameter weights, enabling the model to fully learn the nonlinear characteristics of the degradation process and reduce the impact of outliers on the model during training. The effectiveness of the PatchTST model and DWKMSE loss function in the joint estimation of battery SOH and RUL was verified on different battery aging data sets. Finally, transfer learning was performed on two different battery aging data sets to validate the estimation performance of the proposed method under different usage conditions and materials. The experimental index showed that the average MAE value for SOH is 0.421, with an average <i>R</i><sup>2</sup> value of 0.953; the average MAE value for RUL is 16.788, with an average <i>R</i><sup>2</sup> value of 0.987. Experimental results show that compared with direct training methods, the MAE metric for SOH estimation based on transfer learning decreased by 17.1%, while the <i>R</i><sup>2</sup> metric improved by 2.3%; the MAE metric for SOH estimation decreased by 18.6%, and the <i>R</i><sup>2</sup> metric improved by 0.1%.</p>","PeriodicalId":11673,"journal":{"name":"Energy Science & Engineering","volume":"13 9","pages":"4371-4386"},"PeriodicalIF":3.4000,"publicationDate":"2025-06-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://scijournals.onlinelibrary.wiley.com/doi/epdf/10.1002/ese3.70177","citationCount":"0","resultStr":"{\"title\":\"Joint Estimation of Lithium-Ion Battery Health Status and Remaining Service Life by Transfer Learning Based on PatchTST and Dynamic Weighted MSE Loss Function\",\"authors\":\"Kaiyi Zhang, Xingzhu Wang\",\"doi\":\"10.1002/ese3.70177\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>This study proposes a transfer learning estimation method based on dynamic weighted kernel MSE (DWKMSE) loss function and PatchTST model for the joint estimation of lithium-ion battery health state (SOH) and remaining useful life (RUL). The PatchTST model divides battery aging characteristics into independent features through channel-independent operations, sharing the parameter weights and biases of the transformer backbone to reduce information redundancy and capture key information in each aging feature. The dynamic weighted kernel MSE loss function guides the PatchTST model to update parameter weights, enabling the model to fully learn the nonlinear characteristics of the degradation process and reduce the impact of outliers on the model during training. The effectiveness of the PatchTST model and DWKMSE loss function in the joint estimation of battery SOH and RUL was verified on different battery aging data sets. Finally, transfer learning was performed on two different battery aging data sets to validate the estimation performance of the proposed method under different usage conditions and materials. The experimental index showed that the average MAE value for SOH is 0.421, with an average <i>R</i><sup>2</sup> value of 0.953; the average MAE value for RUL is 16.788, with an average <i>R</i><sup>2</sup> value of 0.987. Experimental results show that compared with direct training methods, the MAE metric for SOH estimation based on transfer learning decreased by 17.1%, while the <i>R</i><sup>2</sup> metric improved by 2.3%; the MAE metric for SOH estimation decreased by 18.6%, and the <i>R</i><sup>2</sup> metric improved by 0.1%.</p>\",\"PeriodicalId\":11673,\"journal\":{\"name\":\"Energy Science & Engineering\",\"volume\":\"13 9\",\"pages\":\"4371-4386\"},\"PeriodicalIF\":3.4000,\"publicationDate\":\"2025-06-10\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://scijournals.onlinelibrary.wiley.com/doi/epdf/10.1002/ese3.70177\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Energy Science & Engineering\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://scijournals.onlinelibrary.wiley.com/doi/10.1002/ese3.70177\",\"RegionNum\":3,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"ENERGY & FUELS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Energy Science & Engineering","FirstCategoryId":"5","ListUrlMain":"https://scijournals.onlinelibrary.wiley.com/doi/10.1002/ese3.70177","RegionNum":3,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
Joint Estimation of Lithium-Ion Battery Health Status and Remaining Service Life by Transfer Learning Based on PatchTST and Dynamic Weighted MSE Loss Function
This study proposes a transfer learning estimation method based on dynamic weighted kernel MSE (DWKMSE) loss function and PatchTST model for the joint estimation of lithium-ion battery health state (SOH) and remaining useful life (RUL). The PatchTST model divides battery aging characteristics into independent features through channel-independent operations, sharing the parameter weights and biases of the transformer backbone to reduce information redundancy and capture key information in each aging feature. The dynamic weighted kernel MSE loss function guides the PatchTST model to update parameter weights, enabling the model to fully learn the nonlinear characteristics of the degradation process and reduce the impact of outliers on the model during training. The effectiveness of the PatchTST model and DWKMSE loss function in the joint estimation of battery SOH and RUL was verified on different battery aging data sets. Finally, transfer learning was performed on two different battery aging data sets to validate the estimation performance of the proposed method under different usage conditions and materials. The experimental index showed that the average MAE value for SOH is 0.421, with an average R2 value of 0.953; the average MAE value for RUL is 16.788, with an average R2 value of 0.987. Experimental results show that compared with direct training methods, the MAE metric for SOH estimation based on transfer learning decreased by 17.1%, while the R2 metric improved by 2.3%; the MAE metric for SOH estimation decreased by 18.6%, and the R2 metric improved by 0.1%.
期刊介绍:
Energy Science & Engineering is a peer reviewed, open access journal dedicated to fundamental and applied research on energy and supply and use. Published as a co-operative venture of Wiley and SCI (Society of Chemical Industry), the journal offers authors a fast route to publication and the ability to share their research with the widest possible audience of scientists, professionals and other interested people across the globe. Securing an affordable and low carbon energy supply is a critical challenge of the 21st century and the solutions will require collaboration between scientists and engineers worldwide. This new journal aims to facilitate collaboration and spark innovation in energy research and development. Due to the importance of this topic to society and economic development the journal will give priority to quality research papers that are accessible to a broad readership and discuss sustainable, state-of-the art approaches to shaping the future of energy. This multidisciplinary journal will appeal to all researchers and professionals working in any area of energy in academia, industry or government, including scientists, engineers, consultants, policy-makers, government officials, economists and corporate organisations.