Jaime S. Cardoso;Ricardo P. M. Cruz;Tomé Albuquerque
{"title":"有序回归的单峰分布","authors":"Jaime S. Cardoso;Ricardo P. M. Cruz;Tomé Albuquerque","doi":"10.1109/TAI.2025.3549740","DOIUrl":null,"url":null,"abstract":"In many real-world prediction tasks, the class labels contain information about the relative order between the labels that are not captured by commonly used loss functions such as multicategory cross-entropy. In ordinal regression, many works have incorporated ordinality into models and loss functions by promoting unimodality of the probability output. However, current approaches are based on heuristics, particularly nonparametric ones, which are still insufficiently explored in the literature. We analyze the set of unimodal distributions in the probability simplex, establishing fundamental properties and giving new perspectives to understand the ordinal regression problem. Two contributions are then proposed to incorporate the preference for unimodal distributions into the predictive model: 1) UnimodalNet, a new architecture that by construction ensures the output is a unimodal distribution, and 2) Wasserstein regularization, a new loss term that relies on the notion of projection in a set to promote unimodality. Experiments show that the new architecture achieves top performance, while the proposed new loss term is very competitive while maintaining high unimodality.","PeriodicalId":73305,"journal":{"name":"IEEE transactions on artificial intelligence","volume":"6 9","pages":"2498-2509"},"PeriodicalIF":0.0000,"publicationDate":"2025-03-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=10918699","citationCount":"0","resultStr":"{\"title\":\"Unimodal Distributions for Ordinal Regression\",\"authors\":\"Jaime S. Cardoso;Ricardo P. M. Cruz;Tomé Albuquerque\",\"doi\":\"10.1109/TAI.2025.3549740\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"In many real-world prediction tasks, the class labels contain information about the relative order between the labels that are not captured by commonly used loss functions such as multicategory cross-entropy. In ordinal regression, many works have incorporated ordinality into models and loss functions by promoting unimodality of the probability output. However, current approaches are based on heuristics, particularly nonparametric ones, which are still insufficiently explored in the literature. We analyze the set of unimodal distributions in the probability simplex, establishing fundamental properties and giving new perspectives to understand the ordinal regression problem. Two contributions are then proposed to incorporate the preference for unimodal distributions into the predictive model: 1) UnimodalNet, a new architecture that by construction ensures the output is a unimodal distribution, and 2) Wasserstein regularization, a new loss term that relies on the notion of projection in a set to promote unimodality. Experiments show that the new architecture achieves top performance, while the proposed new loss term is very competitive while maintaining high unimodality.\",\"PeriodicalId\":73305,\"journal\":{\"name\":\"IEEE transactions on artificial intelligence\",\"volume\":\"6 9\",\"pages\":\"2498-2509\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2025-03-10\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=10918699\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE transactions on artificial intelligence\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/10918699/\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE transactions on artificial intelligence","FirstCategoryId":"1085","ListUrlMain":"https://ieeexplore.ieee.org/document/10918699/","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
In many real-world prediction tasks, the class labels contain information about the relative order between the labels that are not captured by commonly used loss functions such as multicategory cross-entropy. In ordinal regression, many works have incorporated ordinality into models and loss functions by promoting unimodality of the probability output. However, current approaches are based on heuristics, particularly nonparametric ones, which are still insufficiently explored in the literature. We analyze the set of unimodal distributions in the probability simplex, establishing fundamental properties and giving new perspectives to understand the ordinal regression problem. Two contributions are then proposed to incorporate the preference for unimodal distributions into the predictive model: 1) UnimodalNet, a new architecture that by construction ensures the output is a unimodal distribution, and 2) Wasserstein regularization, a new loss term that relies on the notion of projection in a set to promote unimodality. Experiments show that the new architecture achieves top performance, while the proposed new loss term is very competitive while maintaining high unimodality.