Yihong Zhao , Xianghui Tian , Dazhao Song , Majid Khan , Huaijun Ji , Zhenlei Li , Wuyi Cheng
{"title":"基于多向裂缝振动监测的梯度提升决策树预测岩石破裂的新方法","authors":"Yihong Zhao , Xianghui Tian , Dazhao Song , Majid Khan , Huaijun Ji , Zhenlei Li , Wuyi Cheng","doi":"10.1016/j.jappgeo.2025.105920","DOIUrl":null,"url":null,"abstract":"<div><div>Precise prediction of rock fracture is essential for the accurate monitoring and early warning of dynamic disasters in underground engineering. To achieve this, a multidirectional crack vibration (MDCV) monitoring experiment was conducted during the uniaxial compression fracture of rock using vibration acceleration sensors with directional sensing capabilities. The crack vibration statistics in all rock fracture directions were calculated using rolling windows, and the Autoregressive Integrated Moving Average (ARIMA) model was applied for parameter extraction, yielding rolling statistical features. The results indicate that these features exhibit a clear response to rock fracture. The amplitude of rolling standard deviation (<em>R</em><sub>std</sub>) and rolling mean (<em>R</em><sub>m</sub>) exhibit a sudden amplitude increase preceding fractures. Additionally, the density of high-amplitude points for rolling skewness (<em>R</em><sub>sk</sub>) and rolling kurtosis (<em>R</em><sub>k</sub>) significantly increases before the fractures; Meanwhile, the rolling quantile 25 (<em>R</em><sub>25%</sub>) and rolling quantile 75 (<em>R</em><sub>75%</sub>) demonstrate greater sensitivity to the initial fracture stage. In addition, the characteristics and importance of rolling statistic features differs across different fracture directions, highlighting the necessity of MDCV monitoring for the rock's instability assessment and fracture dynamics. Ultimately, a rock fracture prediction model was established via Gradient Boosting Decision Tree (GBDT) method and validated through MDCV monitoring experiments on rocks subjected to different loading speeds. The results demonstrate that the proposed model effectively predicts fracture events with high warning accuracy and strong generalization ability, remaining unaffected by variations in loading speeds. This research offers a robust and scalable approach for early warning of dynamic disasters in underground engineering worldwide.</div></div>","PeriodicalId":54882,"journal":{"name":"Journal of Applied Geophysics","volume":"242 ","pages":"Article 105920"},"PeriodicalIF":2.1000,"publicationDate":"2025-08-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"A new method to predict rock fracture based on Gradient Boosting Decision Tree via multidirectional crack vibration monitoring\",\"authors\":\"Yihong Zhao , Xianghui Tian , Dazhao Song , Majid Khan , Huaijun Ji , Zhenlei Li , Wuyi Cheng\",\"doi\":\"10.1016/j.jappgeo.2025.105920\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Precise prediction of rock fracture is essential for the accurate monitoring and early warning of dynamic disasters in underground engineering. To achieve this, a multidirectional crack vibration (MDCV) monitoring experiment was conducted during the uniaxial compression fracture of rock using vibration acceleration sensors with directional sensing capabilities. The crack vibration statistics in all rock fracture directions were calculated using rolling windows, and the Autoregressive Integrated Moving Average (ARIMA) model was applied for parameter extraction, yielding rolling statistical features. The results indicate that these features exhibit a clear response to rock fracture. The amplitude of rolling standard deviation (<em>R</em><sub>std</sub>) and rolling mean (<em>R</em><sub>m</sub>) exhibit a sudden amplitude increase preceding fractures. Additionally, the density of high-amplitude points for rolling skewness (<em>R</em><sub>sk</sub>) and rolling kurtosis (<em>R</em><sub>k</sub>) significantly increases before the fractures; Meanwhile, the rolling quantile 25 (<em>R</em><sub>25%</sub>) and rolling quantile 75 (<em>R</em><sub>75%</sub>) demonstrate greater sensitivity to the initial fracture stage. In addition, the characteristics and importance of rolling statistic features differs across different fracture directions, highlighting the necessity of MDCV monitoring for the rock's instability assessment and fracture dynamics. Ultimately, a rock fracture prediction model was established via Gradient Boosting Decision Tree (GBDT) method and validated through MDCV monitoring experiments on rocks subjected to different loading speeds. The results demonstrate that the proposed model effectively predicts fracture events with high warning accuracy and strong generalization ability, remaining unaffected by variations in loading speeds. This research offers a robust and scalable approach for early warning of dynamic disasters in underground engineering worldwide.</div></div>\",\"PeriodicalId\":54882,\"journal\":{\"name\":\"Journal of Applied Geophysics\",\"volume\":\"242 \",\"pages\":\"Article 105920\"},\"PeriodicalIF\":2.1000,\"publicationDate\":\"2025-08-28\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Applied Geophysics\",\"FirstCategoryId\":\"89\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0926985125003015\",\"RegionNum\":3,\"RegionCategory\":\"地球科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"GEOSCIENCES, MULTIDISCIPLINARY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Applied Geophysics","FirstCategoryId":"89","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0926985125003015","RegionNum":3,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"GEOSCIENCES, MULTIDISCIPLINARY","Score":null,"Total":0}
A new method to predict rock fracture based on Gradient Boosting Decision Tree via multidirectional crack vibration monitoring
Precise prediction of rock fracture is essential for the accurate monitoring and early warning of dynamic disasters in underground engineering. To achieve this, a multidirectional crack vibration (MDCV) monitoring experiment was conducted during the uniaxial compression fracture of rock using vibration acceleration sensors with directional sensing capabilities. The crack vibration statistics in all rock fracture directions were calculated using rolling windows, and the Autoregressive Integrated Moving Average (ARIMA) model was applied for parameter extraction, yielding rolling statistical features. The results indicate that these features exhibit a clear response to rock fracture. The amplitude of rolling standard deviation (Rstd) and rolling mean (Rm) exhibit a sudden amplitude increase preceding fractures. Additionally, the density of high-amplitude points for rolling skewness (Rsk) and rolling kurtosis (Rk) significantly increases before the fractures; Meanwhile, the rolling quantile 25 (R25%) and rolling quantile 75 (R75%) demonstrate greater sensitivity to the initial fracture stage. In addition, the characteristics and importance of rolling statistic features differs across different fracture directions, highlighting the necessity of MDCV monitoring for the rock's instability assessment and fracture dynamics. Ultimately, a rock fracture prediction model was established via Gradient Boosting Decision Tree (GBDT) method and validated through MDCV monitoring experiments on rocks subjected to different loading speeds. The results demonstrate that the proposed model effectively predicts fracture events with high warning accuracy and strong generalization ability, remaining unaffected by variations in loading speeds. This research offers a robust and scalable approach for early warning of dynamic disasters in underground engineering worldwide.
期刊介绍:
The Journal of Applied Geophysics with its key objective of responding to pertinent and timely needs, places particular emphasis on methodological developments and innovative applications of geophysical techniques for addressing environmental, engineering, and hydrological problems. Related topical research in exploration geophysics and in soil and rock physics is also covered by the Journal of Applied Geophysics.