{"title":"放射性碳总结的新方法:使用泊松过程严格识别放射性碳样品发生率的变化/变化点","authors":"Timothy J. Heaton , Sara Al-assam , Edouard Bard","doi":"10.1016/j.jas.2025.106237","DOIUrl":null,"url":null,"abstract":"<div><div>A commonly-used paradigm to estimate changes in the frequency of past events or the size of populations is to consider the occurrence rate of archaeological/environmental samples found at a site over time. The reliability of such a “<em>dates-as-data</em>” approach is highly dependent upon how the occurrence rates are estimated from the underlying samples, particularly when calendar age information for the samples is obtained from radiocarbon (<sup>14</sup>C). The most frequently used “<sup><em>14</em></sup><em>C-dates-as-data</em>” approach of creating Summed Probability Distributions (SPDs) is not statistically valid, or coherent, and can provide highly misleading inference. Here, we provide an alternative method with a rigorous statistical underpinning that also provides valuable additional information on potential changepoints in the rate of events. Furthermore, unlike current SPD alternatives, our summarisation approach does not restrict users to pre-specified, rigid, summary formats (e.g., exponential or logistic growth) but instead flexibly adapts to the dates themselves. Our methodology ensures more reliable “<sup><em>14</em></sup><em>C-dates-as-data</em>” analyses, allowing us to better assess and identify potential signals present. We model the occurrence of events, each assumed to leave a radiocarbon sample in the archaeological/environmental record, as an inhomogeneous Poisson process. The varying rate of samples over time is then estimated within a fully-Bayesian framework using reversible-jump Markov Chain Monte Carlo (RJ-MCMC). Given a set of radiocarbon samples, we reconstruct how their occurrence rate varies over calendar time and identify if that rate contains statistically-significant changes, i.e., specific times at which the rate of events abruptly changes. We illustrate our method with both a simulation study and a practical example concerning late-Pleistocene megafaunal population changes in Alaska and Yukon.</div></div>","PeriodicalId":50254,"journal":{"name":"Journal of Archaeological Science","volume":"182 ","pages":"Article 106237"},"PeriodicalIF":2.5000,"publicationDate":"2025-08-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"A new approach to radiocarbon summarisation: Rigorous identification of variations/changepoints in the occurrence rate of radiocarbon samples using a Poisson process\",\"authors\":\"Timothy J. Heaton , Sara Al-assam , Edouard Bard\",\"doi\":\"10.1016/j.jas.2025.106237\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>A commonly-used paradigm to estimate changes in the frequency of past events or the size of populations is to consider the occurrence rate of archaeological/environmental samples found at a site over time. The reliability of such a “<em>dates-as-data</em>” approach is highly dependent upon how the occurrence rates are estimated from the underlying samples, particularly when calendar age information for the samples is obtained from radiocarbon (<sup>14</sup>C). The most frequently used “<sup><em>14</em></sup><em>C-dates-as-data</em>” approach of creating Summed Probability Distributions (SPDs) is not statistically valid, or coherent, and can provide highly misleading inference. Here, we provide an alternative method with a rigorous statistical underpinning that also provides valuable additional information on potential changepoints in the rate of events. Furthermore, unlike current SPD alternatives, our summarisation approach does not restrict users to pre-specified, rigid, summary formats (e.g., exponential or logistic growth) but instead flexibly adapts to the dates themselves. Our methodology ensures more reliable “<sup><em>14</em></sup><em>C-dates-as-data</em>” analyses, allowing us to better assess and identify potential signals present. We model the occurrence of events, each assumed to leave a radiocarbon sample in the archaeological/environmental record, as an inhomogeneous Poisson process. The varying rate of samples over time is then estimated within a fully-Bayesian framework using reversible-jump Markov Chain Monte Carlo (RJ-MCMC). Given a set of radiocarbon samples, we reconstruct how their occurrence rate varies over calendar time and identify if that rate contains statistically-significant changes, i.e., specific times at which the rate of events abruptly changes. We illustrate our method with both a simulation study and a practical example concerning late-Pleistocene megafaunal population changes in Alaska and Yukon.</div></div>\",\"PeriodicalId\":50254,\"journal\":{\"name\":\"Journal of Archaeological Science\",\"volume\":\"182 \",\"pages\":\"Article 106237\"},\"PeriodicalIF\":2.5000,\"publicationDate\":\"2025-08-26\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Archaeological Science\",\"FirstCategoryId\":\"89\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S030544032500086X\",\"RegionNum\":1,\"RegionCategory\":\"地球科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ANTHROPOLOGY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Archaeological Science","FirstCategoryId":"89","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S030544032500086X","RegionNum":1,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ANTHROPOLOGY","Score":null,"Total":0}
A new approach to radiocarbon summarisation: Rigorous identification of variations/changepoints in the occurrence rate of radiocarbon samples using a Poisson process
A commonly-used paradigm to estimate changes in the frequency of past events or the size of populations is to consider the occurrence rate of archaeological/environmental samples found at a site over time. The reliability of such a “dates-as-data” approach is highly dependent upon how the occurrence rates are estimated from the underlying samples, particularly when calendar age information for the samples is obtained from radiocarbon (14C). The most frequently used “14C-dates-as-data” approach of creating Summed Probability Distributions (SPDs) is not statistically valid, or coherent, and can provide highly misleading inference. Here, we provide an alternative method with a rigorous statistical underpinning that also provides valuable additional information on potential changepoints in the rate of events. Furthermore, unlike current SPD alternatives, our summarisation approach does not restrict users to pre-specified, rigid, summary formats (e.g., exponential or logistic growth) but instead flexibly adapts to the dates themselves. Our methodology ensures more reliable “14C-dates-as-data” analyses, allowing us to better assess and identify potential signals present. We model the occurrence of events, each assumed to leave a radiocarbon sample in the archaeological/environmental record, as an inhomogeneous Poisson process. The varying rate of samples over time is then estimated within a fully-Bayesian framework using reversible-jump Markov Chain Monte Carlo (RJ-MCMC). Given a set of radiocarbon samples, we reconstruct how their occurrence rate varies over calendar time and identify if that rate contains statistically-significant changes, i.e., specific times at which the rate of events abruptly changes. We illustrate our method with both a simulation study and a practical example concerning late-Pleistocene megafaunal population changes in Alaska and Yukon.
期刊介绍:
The Journal of Archaeological Science is aimed at archaeologists and scientists with particular interests in advancing the development and application of scientific techniques and methodologies to all areas of archaeology. This established monthly journal publishes focus articles, original research papers and major review articles, of wide archaeological significance. The journal provides an international forum for archaeologists and scientists from widely different scientific backgrounds who share a common interest in developing and applying scientific methods to inform major debates through improving the quality and reliability of scientific information derived from archaeological research.