Seok Min Hong , Billie J. Morgan , Matthew D. Stocker , Jaclyn E. Smith , Moon S. Kim , Kyung Hwa Cho , Yakov A. Pachepsky
{"title":"水质变量和光谱指数作为灌溉池塘中大肠杆菌浓度的预测指标:一个案例研究","authors":"Seok Min Hong , Billie J. Morgan , Matthew D. Stocker , Jaclyn E. Smith , Moon S. Kim , Kyung Hwa Cho , Yakov A. Pachepsky","doi":"10.1016/j.watres.2025.124344","DOIUrl":null,"url":null,"abstract":"<div><div><em>Escherichia coli</em> (<em>E. coli</em>) is a commonly used indicator of microbial water quality affecting public health and farm enterprise sustainability. Remote sensing has become an effective tool to overcome traditional water quality monitoring limitations. In this study, we applied the random forest (RF) machine learning algorithm to estimate <em>E. coli</em> concentrations in irrigation pond water during the summer season using a) 17 water quality variables, b) reflectance in five spectral bands, and c) 24 spectral indices derived from these reflectance values. The linear transform-based postprocessing was found beneficial. The RF model with water quality variables as inputs demonstrated good performance with an R<sup>2</sup> of 0.736 and RMSE of 0.384 log(MPN/100 mL). While the accuracy of the RF model with five reflectance values as inputs was moderate (R<sup>2</sup> = 0.562), the RF model using spectral indices had the highest testing R<sup>2</sup> of 0.762 and the lowest RMSE of 0.380 log(MPN/100 mL). After training the RF models for each input dataset, we calculated the variable importance by applying out-of-bag (OOB) and Shapley additive explanations (SHAP). Dissolved oxygen, chlorophyll-a, pH, and fluorescent dissolved organic matter were the most important when modeling the <em>E. coli</em> concentrations using the water quality variables. The most important predictors in the case of using spectral indices were the visible atmospherically resistant index (VARI) and the normalized difference turbidity index (NDTI). Comparisons of variable importance between different sampling locations revealed that samples from interior and nearshore locations had different magnitudes and trends of influence of VARI and NDTI on <em>E. coli</em> concentrations. We hypothesized that the good predictive power of spectral indices can be explained by their capabilities to characterize the aspects of water quality important for <em>E. coli</em> survival. The results of this work demonstrate the feasibility and advantages of applying spectral indices derived from the UAV-based multispectral imagery for estimating <em>E. coli</em> concentrations in irrigation ponds.</div></div>","PeriodicalId":443,"journal":{"name":"Water Research","volume":"287 ","pages":"Article 124344"},"PeriodicalIF":12.4000,"publicationDate":"2025-08-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Water quality variables and spectral indices as predictors of E. coli concentrations in an irrigation pond: A case study\",\"authors\":\"Seok Min Hong , Billie J. Morgan , Matthew D. Stocker , Jaclyn E. Smith , Moon S. Kim , Kyung Hwa Cho , Yakov A. Pachepsky\",\"doi\":\"10.1016/j.watres.2025.124344\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div><em>Escherichia coli</em> (<em>E. coli</em>) is a commonly used indicator of microbial water quality affecting public health and farm enterprise sustainability. Remote sensing has become an effective tool to overcome traditional water quality monitoring limitations. In this study, we applied the random forest (RF) machine learning algorithm to estimate <em>E. coli</em> concentrations in irrigation pond water during the summer season using a) 17 water quality variables, b) reflectance in five spectral bands, and c) 24 spectral indices derived from these reflectance values. The linear transform-based postprocessing was found beneficial. The RF model with water quality variables as inputs demonstrated good performance with an R<sup>2</sup> of 0.736 and RMSE of 0.384 log(MPN/100 mL). While the accuracy of the RF model with five reflectance values as inputs was moderate (R<sup>2</sup> = 0.562), the RF model using spectral indices had the highest testing R<sup>2</sup> of 0.762 and the lowest RMSE of 0.380 log(MPN/100 mL). After training the RF models for each input dataset, we calculated the variable importance by applying out-of-bag (OOB) and Shapley additive explanations (SHAP). Dissolved oxygen, chlorophyll-a, pH, and fluorescent dissolved organic matter were the most important when modeling the <em>E. coli</em> concentrations using the water quality variables. The most important predictors in the case of using spectral indices were the visible atmospherically resistant index (VARI) and the normalized difference turbidity index (NDTI). Comparisons of variable importance between different sampling locations revealed that samples from interior and nearshore locations had different magnitudes and trends of influence of VARI and NDTI on <em>E. coli</em> concentrations. We hypothesized that the good predictive power of spectral indices can be explained by their capabilities to characterize the aspects of water quality important for <em>E. coli</em> survival. The results of this work demonstrate the feasibility and advantages of applying spectral indices derived from the UAV-based multispectral imagery for estimating <em>E. coli</em> concentrations in irrigation ponds.</div></div>\",\"PeriodicalId\":443,\"journal\":{\"name\":\"Water Research\",\"volume\":\"287 \",\"pages\":\"Article 124344\"},\"PeriodicalIF\":12.4000,\"publicationDate\":\"2025-08-05\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Water Research\",\"FirstCategoryId\":\"93\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0043135425012503\",\"RegionNum\":1,\"RegionCategory\":\"环境科学与生态学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, ENVIRONMENTAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Water Research","FirstCategoryId":"93","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0043135425012503","RegionNum":1,"RegionCategory":"环境科学与生态学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, ENVIRONMENTAL","Score":null,"Total":0}
Water quality variables and spectral indices as predictors of E. coli concentrations in an irrigation pond: A case study
Escherichia coli (E. coli) is a commonly used indicator of microbial water quality affecting public health and farm enterprise sustainability. Remote sensing has become an effective tool to overcome traditional water quality monitoring limitations. In this study, we applied the random forest (RF) machine learning algorithm to estimate E. coli concentrations in irrigation pond water during the summer season using a) 17 water quality variables, b) reflectance in five spectral bands, and c) 24 spectral indices derived from these reflectance values. The linear transform-based postprocessing was found beneficial. The RF model with water quality variables as inputs demonstrated good performance with an R2 of 0.736 and RMSE of 0.384 log(MPN/100 mL). While the accuracy of the RF model with five reflectance values as inputs was moderate (R2 = 0.562), the RF model using spectral indices had the highest testing R2 of 0.762 and the lowest RMSE of 0.380 log(MPN/100 mL). After training the RF models for each input dataset, we calculated the variable importance by applying out-of-bag (OOB) and Shapley additive explanations (SHAP). Dissolved oxygen, chlorophyll-a, pH, and fluorescent dissolved organic matter were the most important when modeling the E. coli concentrations using the water quality variables. The most important predictors in the case of using spectral indices were the visible atmospherically resistant index (VARI) and the normalized difference turbidity index (NDTI). Comparisons of variable importance between different sampling locations revealed that samples from interior and nearshore locations had different magnitudes and trends of influence of VARI and NDTI on E. coli concentrations. We hypothesized that the good predictive power of spectral indices can be explained by their capabilities to characterize the aspects of water quality important for E. coli survival. The results of this work demonstrate the feasibility and advantages of applying spectral indices derived from the UAV-based multispectral imagery for estimating E. coli concentrations in irrigation ponds.
期刊介绍:
Water Research, along with its open access companion journal Water Research X, serves as a platform for publishing original research papers covering various aspects of the science and technology related to the anthropogenic water cycle, water quality, and its management worldwide. The audience targeted by the journal comprises biologists, chemical engineers, chemists, civil engineers, environmental engineers, limnologists, and microbiologists. The scope of the journal include:
•Treatment processes for water and wastewaters (municipal, agricultural, industrial, and on-site treatment), including resource recovery and residuals management;
•Urban hydrology including sewer systems, stormwater management, and green infrastructure;
•Drinking water treatment and distribution;
•Potable and non-potable water reuse;
•Sanitation, public health, and risk assessment;
•Anaerobic digestion, solid and hazardous waste management, including source characterization and the effects and control of leachates and gaseous emissions;
•Contaminants (chemical, microbial, anthropogenic particles such as nanoparticles or microplastics) and related water quality sensing, monitoring, fate, and assessment;
•Anthropogenic impacts on inland, tidal, coastal and urban waters, focusing on surface and ground waters, and point and non-point sources of pollution;
•Environmental restoration, linked to surface water, groundwater and groundwater remediation;
•Analysis of the interfaces between sediments and water, and between water and atmosphere, focusing specifically on anthropogenic impacts;
•Mathematical modelling, systems analysis, machine learning, and beneficial use of big data related to the anthropogenic water cycle;
•Socio-economic, policy, and regulations studies.