Shaokai Xue;Bing Li;Yingchun Yang;Shuaiqi Zhu;Yuan Yao
{"title":"基于扩展隔离林的半监督深度迁移学习轴承故障诊断方法","authors":"Shaokai Xue;Bing Li;Yingchun Yang;Shuaiqi Zhu;Yuan Yao","doi":"10.1109/TIM.2025.3586368","DOIUrl":null,"url":null,"abstract":"Industrial condition monitoring leverages transfer learning to enhance equipment diagnostics. However, existing deep transfer learning (DTL) methods face a critical challenge, which still requires substantial annotated samples for robust fault diagnosis, and training deep models remains time-consuming and labor-intensive. To address this gap, we propose a semi-supervised deep transfer method based on an improved extended isolation forest (EIF) for cross-domain bearing fault diagnosis. First, nontarget task samples are scored using an EIF with an arithmetic mean aggregation mechanism for anomaly scores to identify latent fault patterns. A hybrid metric integrating the Kolmogorov–Smirnov (K–S) test and confidence-driven Hellinger distance is employed to generate pseudolabels for anomaly score samples. Subsequently, deep learning (DL) models are trained on these labeled data. Finally, a minimal quantity of target-domain labeled data is used to refine the pretrained models to complete cross-domain bearing fault diagnosis. Extensive validation tests on the HUST bearing dataset and a self-constructed dataset demonstrate that the proposed method achieves high diagnostic accuracy with significantly fewer labeled samples. The experimental results demonstrate that the proposed novel approach with a fine-tuning strategy achieves over 20.52% higher diagnostic accuracy than traditional direct transfer approaches on both the HUST bearing dataset and the self-constructed dataset while reducing the required labeled samples for fine-tuning to only 5%.","PeriodicalId":13341,"journal":{"name":"IEEE Transactions on Instrumentation and Measurement","volume":"74 ","pages":"1-12"},"PeriodicalIF":5.9000,"publicationDate":"2025-07-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"A Novel Semi-Supervised Deep Transfer Learning Method With Improved Extended Isolation Forest for Bearing Fault Diagnosis\",\"authors\":\"Shaokai Xue;Bing Li;Yingchun Yang;Shuaiqi Zhu;Yuan Yao\",\"doi\":\"10.1109/TIM.2025.3586368\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Industrial condition monitoring leverages transfer learning to enhance equipment diagnostics. However, existing deep transfer learning (DTL) methods face a critical challenge, which still requires substantial annotated samples for robust fault diagnosis, and training deep models remains time-consuming and labor-intensive. To address this gap, we propose a semi-supervised deep transfer method based on an improved extended isolation forest (EIF) for cross-domain bearing fault diagnosis. First, nontarget task samples are scored using an EIF with an arithmetic mean aggregation mechanism for anomaly scores to identify latent fault patterns. A hybrid metric integrating the Kolmogorov–Smirnov (K–S) test and confidence-driven Hellinger distance is employed to generate pseudolabels for anomaly score samples. Subsequently, deep learning (DL) models are trained on these labeled data. Finally, a minimal quantity of target-domain labeled data is used to refine the pretrained models to complete cross-domain bearing fault diagnosis. Extensive validation tests on the HUST bearing dataset and a self-constructed dataset demonstrate that the proposed method achieves high diagnostic accuracy with significantly fewer labeled samples. The experimental results demonstrate that the proposed novel approach with a fine-tuning strategy achieves over 20.52% higher diagnostic accuracy than traditional direct transfer approaches on both the HUST bearing dataset and the self-constructed dataset while reducing the required labeled samples for fine-tuning to only 5%.\",\"PeriodicalId\":13341,\"journal\":{\"name\":\"IEEE Transactions on Instrumentation and Measurement\",\"volume\":\"74 \",\"pages\":\"1-12\"},\"PeriodicalIF\":5.9000,\"publicationDate\":\"2025-07-10\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Transactions on Instrumentation and Measurement\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/11075884/\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Instrumentation and Measurement","FirstCategoryId":"5","ListUrlMain":"https://ieeexplore.ieee.org/document/11075884/","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
A Novel Semi-Supervised Deep Transfer Learning Method With Improved Extended Isolation Forest for Bearing Fault Diagnosis
Industrial condition monitoring leverages transfer learning to enhance equipment diagnostics. However, existing deep transfer learning (DTL) methods face a critical challenge, which still requires substantial annotated samples for robust fault diagnosis, and training deep models remains time-consuming and labor-intensive. To address this gap, we propose a semi-supervised deep transfer method based on an improved extended isolation forest (EIF) for cross-domain bearing fault diagnosis. First, nontarget task samples are scored using an EIF with an arithmetic mean aggregation mechanism for anomaly scores to identify latent fault patterns. A hybrid metric integrating the Kolmogorov–Smirnov (K–S) test and confidence-driven Hellinger distance is employed to generate pseudolabels for anomaly score samples. Subsequently, deep learning (DL) models are trained on these labeled data. Finally, a minimal quantity of target-domain labeled data is used to refine the pretrained models to complete cross-domain bearing fault diagnosis. Extensive validation tests on the HUST bearing dataset and a self-constructed dataset demonstrate that the proposed method achieves high diagnostic accuracy with significantly fewer labeled samples. The experimental results demonstrate that the proposed novel approach with a fine-tuning strategy achieves over 20.52% higher diagnostic accuracy than traditional direct transfer approaches on both the HUST bearing dataset and the self-constructed dataset while reducing the required labeled samples for fine-tuning to only 5%.
期刊介绍:
Papers are sought that address innovative solutions to the development and use of electrical and electronic instruments and equipment to measure, monitor and/or record physical phenomena for the purpose of advancing measurement science, methods, functionality and applications. The scope of these papers may encompass: (1) theory, methodology, and practice of measurement; (2) design, development and evaluation of instrumentation and measurement systems and components used in generating, acquiring, conditioning and processing signals; (3) analysis, representation, display, and preservation of the information obtained from a set of measurements; and (4) scientific and technical support to establishment and maintenance of technical standards in the field of Instrumentation and Measurement.