{"title":"基于SHAP可解释性分析的火电机组NOx浓度预测:基于多模态数据的深度学习模型VSAttLSTM","authors":"Yingchi Chen , Jiahe Yue , Qinhui Wang, Jinquan Wang, Guilin Xie, Zhihua Tian, Bin Zhang, Ruiqing Jia","doi":"10.1016/j.joei.2025.102190","DOIUrl":null,"url":null,"abstract":"<div><div>Accurate prediction of NOx concentration is of significant importance for pollutant emissions and safe operation in thermal power plants. However, a single data-driven model cannot describe the global properties of the research object, which hinders generalization performance and introduces uncertainty. To address this issue, this paper proposes a deep learning prediction model, VSAttLSTM, which integrates a signal decomposition algorithm and a hyperparameter adaptive optimization algorithm. The model combines Long Short-Term Memory (LSTM) networks with a self-attention mechanism, and introduces the SSA (Sparrow Search Algorithm) for hyperparameter optimization to enhance the model's predictive performance and stability. This study also employs the SHAP (Shapley Additive Explanations) method to conduct interpretability analysis on the benchmark deep learning model, revealing the extent of influence of various features on the prediction results of NOx concentration. The variational mode decomposition (VMD) algorithm is applied to decompose the NOx pollutant data for signal decomposition, enabling multi-task modeling. The results of comparative experiments and ablation experiments demonstrate that the VSAttLSTM model significantly improves prediction accuracy, enabling the relative prediction error of the original data to be controlled within 5 %, and outperforms the comparative models on multiple performance metrics. This provides the industry with a more transparent and practical method for predicting NOx pollutant emissions from thermal power units.</div></div>","PeriodicalId":17287,"journal":{"name":"Journal of The Energy Institute","volume":"122 ","pages":"Article 102190"},"PeriodicalIF":5.6000,"publicationDate":"2025-06-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"NOx concentration prediction in thermal power units based on SHAP interpretability analysis: A deep learning model VSAttLSTM with multimodal data\",\"authors\":\"Yingchi Chen , Jiahe Yue , Qinhui Wang, Jinquan Wang, Guilin Xie, Zhihua Tian, Bin Zhang, Ruiqing Jia\",\"doi\":\"10.1016/j.joei.2025.102190\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Accurate prediction of NOx concentration is of significant importance for pollutant emissions and safe operation in thermal power plants. However, a single data-driven model cannot describe the global properties of the research object, which hinders generalization performance and introduces uncertainty. To address this issue, this paper proposes a deep learning prediction model, VSAttLSTM, which integrates a signal decomposition algorithm and a hyperparameter adaptive optimization algorithm. The model combines Long Short-Term Memory (LSTM) networks with a self-attention mechanism, and introduces the SSA (Sparrow Search Algorithm) for hyperparameter optimization to enhance the model's predictive performance and stability. This study also employs the SHAP (Shapley Additive Explanations) method to conduct interpretability analysis on the benchmark deep learning model, revealing the extent of influence of various features on the prediction results of NOx concentration. The variational mode decomposition (VMD) algorithm is applied to decompose the NOx pollutant data for signal decomposition, enabling multi-task modeling. The results of comparative experiments and ablation experiments demonstrate that the VSAttLSTM model significantly improves prediction accuracy, enabling the relative prediction error of the original data to be controlled within 5 %, and outperforms the comparative models on multiple performance metrics. This provides the industry with a more transparent and practical method for predicting NOx pollutant emissions from thermal power units.</div></div>\",\"PeriodicalId\":17287,\"journal\":{\"name\":\"Journal of The Energy Institute\",\"volume\":\"122 \",\"pages\":\"Article 102190\"},\"PeriodicalIF\":5.6000,\"publicationDate\":\"2025-06-24\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of The Energy Institute\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S1743967125002181\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"ENERGY & FUELS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of The Energy Institute","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S1743967125002181","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
NOx concentration prediction in thermal power units based on SHAP interpretability analysis: A deep learning model VSAttLSTM with multimodal data
Accurate prediction of NOx concentration is of significant importance for pollutant emissions and safe operation in thermal power plants. However, a single data-driven model cannot describe the global properties of the research object, which hinders generalization performance and introduces uncertainty. To address this issue, this paper proposes a deep learning prediction model, VSAttLSTM, which integrates a signal decomposition algorithm and a hyperparameter adaptive optimization algorithm. The model combines Long Short-Term Memory (LSTM) networks with a self-attention mechanism, and introduces the SSA (Sparrow Search Algorithm) for hyperparameter optimization to enhance the model's predictive performance and stability. This study also employs the SHAP (Shapley Additive Explanations) method to conduct interpretability analysis on the benchmark deep learning model, revealing the extent of influence of various features on the prediction results of NOx concentration. The variational mode decomposition (VMD) algorithm is applied to decompose the NOx pollutant data for signal decomposition, enabling multi-task modeling. The results of comparative experiments and ablation experiments demonstrate that the VSAttLSTM model significantly improves prediction accuracy, enabling the relative prediction error of the original data to be controlled within 5 %, and outperforms the comparative models on multiple performance metrics. This provides the industry with a more transparent and practical method for predicting NOx pollutant emissions from thermal power units.
期刊介绍:
The Journal of the Energy Institute provides peer reviewed coverage of original high quality research on energy, engineering and technology.The coverage is broad and the main areas of interest include:
Combustion engineering and associated technologies; process heating; power generation; engines and propulsion; emissions and environmental pollution control; clean coal technologies; carbon abatement technologies
Emissions and environmental pollution control; safety and hazards;
Clean coal technologies; carbon abatement technologies, including carbon capture and storage, CCS;
Petroleum engineering and fuel quality, including storage and transport
Alternative energy sources; biomass utilisation and biomass conversion technologies; energy from waste, incineration and recycling
Energy conversion, energy recovery and energy efficiency; space heating, fuel cells, heat pumps and cooling systems
Energy storage
The journal''s coverage reflects changes in energy technology that result from the transition to more efficient energy production and end use together with reduced carbon emission.