Zhenglu Shi , Jiazhu Xu , AL-Wesabi Ibrahim , Yang He , Shuyan Liu , Linjun Zeng
{"title":"基于多特征提取和改进的MHA辅助CNN-BiGRU锂离子电池健康状态准确估计","authors":"Zhenglu Shi , Jiazhu Xu , AL-Wesabi Ibrahim , Yang He , Shuyan Liu , Linjun Zeng","doi":"10.1016/j.est.2025.117598","DOIUrl":null,"url":null,"abstract":"<div><div>Lithium-ion batteries (LIBs) inevitably experience aging degradation during operational lifespan, making accurate state of health (SOH) estimation essential for ensuring battery safety and reliability. Existing single-attribute network often exhibits limited accuracy, robustness, and generalizability capabilities. Meanwhile, the sensitivity of traditional incremental capacity (IC) curves to noise and insufficient capture of aging features further impacts estimation precision. To address these gaps, a hybrid framework integrating noise-resilient feature engineering is proposed for estimating SOH accurately. First, the smoothed IC profiles generate from the reconstructed charging voltage-capacity curves, effectively alleviate the noise compare with conventional one. Second, a comprehensive set of aging features is extracted from both voltage and enhanced IC curves, capturing multidimensional degradation patterns overlooked by single-feature approaches. Finally, a novel network architecture combining multi-head attention (MHA), convolutional neural networks (CNN), and bidirectional gated recurrent units (BiGRU) is developed. The MHA mechanism dynamically weights critical temporal features to mitigate overfitting risks inherent in existing recurrent models, while CNN and BiGRU synergistically learn local degradation trends and long-term aging dependencies. Moreover, the catch fish optimization algorithm (CFOA) automatically adapts hyperparameters, eliminating manual tuning biases. The simulation results demonstrate that the proposed method achieves excellent accuracy, robustness, and generalizability across two distinct battery datasets, diverse aging conditions, and different training strategies. Additionally, its superiority over state-of-the-art methods is validated through comprehensive comparative analyses.</div></div>","PeriodicalId":15942,"journal":{"name":"Journal of energy storage","volume":"131 ","pages":"Article 117598"},"PeriodicalIF":8.9000,"publicationDate":"2025-07-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Accurate state of health estimation based on the multi-feature extracted and improved MHA assisted CNN-BiGRU model for lithium-ion batteries\",\"authors\":\"Zhenglu Shi , Jiazhu Xu , AL-Wesabi Ibrahim , Yang He , Shuyan Liu , Linjun Zeng\",\"doi\":\"10.1016/j.est.2025.117598\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Lithium-ion batteries (LIBs) inevitably experience aging degradation during operational lifespan, making accurate state of health (SOH) estimation essential for ensuring battery safety and reliability. Existing single-attribute network often exhibits limited accuracy, robustness, and generalizability capabilities. Meanwhile, the sensitivity of traditional incremental capacity (IC) curves to noise and insufficient capture of aging features further impacts estimation precision. To address these gaps, a hybrid framework integrating noise-resilient feature engineering is proposed for estimating SOH accurately. First, the smoothed IC profiles generate from the reconstructed charging voltage-capacity curves, effectively alleviate the noise compare with conventional one. Second, a comprehensive set of aging features is extracted from both voltage and enhanced IC curves, capturing multidimensional degradation patterns overlooked by single-feature approaches. Finally, a novel network architecture combining multi-head attention (MHA), convolutional neural networks (CNN), and bidirectional gated recurrent units (BiGRU) is developed. The MHA mechanism dynamically weights critical temporal features to mitigate overfitting risks inherent in existing recurrent models, while CNN and BiGRU synergistically learn local degradation trends and long-term aging dependencies. Moreover, the catch fish optimization algorithm (CFOA) automatically adapts hyperparameters, eliminating manual tuning biases. The simulation results demonstrate that the proposed method achieves excellent accuracy, robustness, and generalizability across two distinct battery datasets, diverse aging conditions, and different training strategies. Additionally, its superiority over state-of-the-art methods is validated through comprehensive comparative analyses.</div></div>\",\"PeriodicalId\":15942,\"journal\":{\"name\":\"Journal of energy storage\",\"volume\":\"131 \",\"pages\":\"Article 117598\"},\"PeriodicalIF\":8.9000,\"publicationDate\":\"2025-07-04\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of energy storage\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S2352152X25023114\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENERGY & FUELS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of energy storage","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S2352152X25023114","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
Accurate state of health estimation based on the multi-feature extracted and improved MHA assisted CNN-BiGRU model for lithium-ion batteries
Lithium-ion batteries (LIBs) inevitably experience aging degradation during operational lifespan, making accurate state of health (SOH) estimation essential for ensuring battery safety and reliability. Existing single-attribute network often exhibits limited accuracy, robustness, and generalizability capabilities. Meanwhile, the sensitivity of traditional incremental capacity (IC) curves to noise and insufficient capture of aging features further impacts estimation precision. To address these gaps, a hybrid framework integrating noise-resilient feature engineering is proposed for estimating SOH accurately. First, the smoothed IC profiles generate from the reconstructed charging voltage-capacity curves, effectively alleviate the noise compare with conventional one. Second, a comprehensive set of aging features is extracted from both voltage and enhanced IC curves, capturing multidimensional degradation patterns overlooked by single-feature approaches. Finally, a novel network architecture combining multi-head attention (MHA), convolutional neural networks (CNN), and bidirectional gated recurrent units (BiGRU) is developed. The MHA mechanism dynamically weights critical temporal features to mitigate overfitting risks inherent in existing recurrent models, while CNN and BiGRU synergistically learn local degradation trends and long-term aging dependencies. Moreover, the catch fish optimization algorithm (CFOA) automatically adapts hyperparameters, eliminating manual tuning biases. The simulation results demonstrate that the proposed method achieves excellent accuracy, robustness, and generalizability across two distinct battery datasets, diverse aging conditions, and different training strategies. Additionally, its superiority over state-of-the-art methods is validated through comprehensive comparative analyses.
期刊介绍:
Journal of energy storage focusses on all aspects of energy storage, in particular systems integration, electric grid integration, modelling and analysis, novel energy storage technologies, sizing and management strategies, business models for operation of storage systems and energy storage developments worldwide.