{"title":"基于强化学习的车辆热系统控制的安全性和时效性探索","authors":"Prasoon Garg , Emilia Silvas , Frank Willems","doi":"10.1016/j.conengprac.2025.106458","DOIUrl":null,"url":null,"abstract":"<div><div>Reinforcement Learning has achieved huge success with various applications in controlled environments. However, limited application is seen in real-world applications due to challenges in guaranteeing safe system operation, required experiment time, and required a-priori system knowledge and models in existing methods. In this work, we propose a novel exploration method, which addresses simultaneously the challenges associated with safe and time-efficient exploration while dealing with system uncertainty. This method integrates a reciprocal Control Barrier Function and an on-line learned Gaussian Process Regression model. For safe system operation, we leverage the information from the reciprocal Control Barrier Function to limit the step size of the agent’s actions, when approaching the safety boundary. To make this exploration process time-efficient, we use the information gain metrics that are calculated using the estimation of the action-values by an on-line learned Gaussian Process Regression model to determine the direction of the agent’s actions. We demonstrate the potential of our exploration method in simulation and on a vehicle test-bench for efficiency-optimal calibration of a thermal management system for battery electric vehicles. To quantify the benefits in terms of safety, optimality, and time efficiency, we benchmark our exploration method with random and uncertainty-driven exploration methods in a simulation environment. For the studied test case, the proposed exploration method satisfies the safety constraint and it converges to within 1.25% of the true optimal action while requiring 28% and 18% lower experiment time compared to the random and uncertainty-driven exploration methods, respectively. For the proposed method, its performance is also demonstrated on a vehicle test bench. Experimental results show that the maximal thermal system efficiency is realized within 2% of the true optimum, while effectively dealing with the safety constraints.</div></div>","PeriodicalId":50615,"journal":{"name":"Control Engineering Practice","volume":"164 ","pages":"Article 106458"},"PeriodicalIF":5.4000,"publicationDate":"2025-07-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Safe and time-efficient exploration in Reinforcement Learning-based control of a vehicle thermal systems\",\"authors\":\"Prasoon Garg , Emilia Silvas , Frank Willems\",\"doi\":\"10.1016/j.conengprac.2025.106458\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Reinforcement Learning has achieved huge success with various applications in controlled environments. However, limited application is seen in real-world applications due to challenges in guaranteeing safe system operation, required experiment time, and required a-priori system knowledge and models in existing methods. In this work, we propose a novel exploration method, which addresses simultaneously the challenges associated with safe and time-efficient exploration while dealing with system uncertainty. This method integrates a reciprocal Control Barrier Function and an on-line learned Gaussian Process Regression model. For safe system operation, we leverage the information from the reciprocal Control Barrier Function to limit the step size of the agent’s actions, when approaching the safety boundary. To make this exploration process time-efficient, we use the information gain metrics that are calculated using the estimation of the action-values by an on-line learned Gaussian Process Regression model to determine the direction of the agent’s actions. We demonstrate the potential of our exploration method in simulation and on a vehicle test-bench for efficiency-optimal calibration of a thermal management system for battery electric vehicles. To quantify the benefits in terms of safety, optimality, and time efficiency, we benchmark our exploration method with random and uncertainty-driven exploration methods in a simulation environment. For the studied test case, the proposed exploration method satisfies the safety constraint and it converges to within 1.25% of the true optimal action while requiring 28% and 18% lower experiment time compared to the random and uncertainty-driven exploration methods, respectively. For the proposed method, its performance is also demonstrated on a vehicle test bench. Experimental results show that the maximal thermal system efficiency is realized within 2% of the true optimum, while effectively dealing with the safety constraints.</div></div>\",\"PeriodicalId\":50615,\"journal\":{\"name\":\"Control Engineering Practice\",\"volume\":\"164 \",\"pages\":\"Article 106458\"},\"PeriodicalIF\":5.4000,\"publicationDate\":\"2025-07-02\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Control Engineering Practice\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0967066125002205\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Control Engineering Practice","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0967066125002205","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Safe and time-efficient exploration in Reinforcement Learning-based control of a vehicle thermal systems
Reinforcement Learning has achieved huge success with various applications in controlled environments. However, limited application is seen in real-world applications due to challenges in guaranteeing safe system operation, required experiment time, and required a-priori system knowledge and models in existing methods. In this work, we propose a novel exploration method, which addresses simultaneously the challenges associated with safe and time-efficient exploration while dealing with system uncertainty. This method integrates a reciprocal Control Barrier Function and an on-line learned Gaussian Process Regression model. For safe system operation, we leverage the information from the reciprocal Control Barrier Function to limit the step size of the agent’s actions, when approaching the safety boundary. To make this exploration process time-efficient, we use the information gain metrics that are calculated using the estimation of the action-values by an on-line learned Gaussian Process Regression model to determine the direction of the agent’s actions. We demonstrate the potential of our exploration method in simulation and on a vehicle test-bench for efficiency-optimal calibration of a thermal management system for battery electric vehicles. To quantify the benefits in terms of safety, optimality, and time efficiency, we benchmark our exploration method with random and uncertainty-driven exploration methods in a simulation environment. For the studied test case, the proposed exploration method satisfies the safety constraint and it converges to within 1.25% of the true optimal action while requiring 28% and 18% lower experiment time compared to the random and uncertainty-driven exploration methods, respectively. For the proposed method, its performance is also demonstrated on a vehicle test bench. Experimental results show that the maximal thermal system efficiency is realized within 2% of the true optimum, while effectively dealing with the safety constraints.
期刊介绍:
Control Engineering Practice strives to meet the needs of industrial practitioners and industrially related academics and researchers. It publishes papers which illustrate the direct application of control theory and its supporting tools in all possible areas of automation. As a result, the journal only contains papers which can be considered to have made significant contributions to the application of advanced control techniques. It is normally expected that practical results should be included, but where simulation only studies are available, it is necessary to demonstrate that the simulation model is representative of a genuine application. Strictly theoretical papers will find a more appropriate home in Control Engineering Practice''s sister publication, Automatica. It is also expected that papers are innovative with respect to the state of the art and are sufficiently detailed for a reader to be able to duplicate the main results of the paper (supplementary material, including datasets, tables, code and any relevant interactive material can be made available and downloaded from the website). The benefits of the presented methods must be made very clear and the new techniques must be compared and contrasted with results obtained using existing methods. Moreover, a thorough analysis of failures that may happen in the design process and implementation can also be part of the paper.
The scope of Control Engineering Practice matches the activities of IFAC.
Papers demonstrating the contribution of automation and control in improving the performance, quality, productivity, sustainability, resource and energy efficiency, and the manageability of systems and processes for the benefit of mankind and are relevant to industrial practitioners are most welcome.