{"title":"基于扩展卡尔曼滤波和支持向量机的多速率广义系统故障检测与诊断","authors":"Dhrumil Gandhi, Meka Srinivasarao","doi":"10.1016/j.jtice.2025.106227","DOIUrl":null,"url":null,"abstract":"<div><h3>Background</h3><div>In modern engineering systems, accurate fault detection and diagnosis are crucial for reliability and efficiency. Multi-rate descriptor systems pose challenges due to measurements at various intervals and the consistent initialization required by equality constraints.</div></div><div><h3>Methods</h3><div>This paper addresses these challenges by proposing novel approach combining multi-rate Differential Algebraic Equation (DAE) based Extended Kalman Filter (EKF) and Support Vector Machines (SVM). The multi-rate DAE-EKF handles nonlinear dynamics and accounts for measurement noise, while SVM enhances fault detection by classifying system residues. The integration involves two stages: multi-rate DAE-EKF operates as the primary estimator, generating state information residues, and SVM uses these residues to distinguish between normal and faulty behaviour. This method enables isolating individual and simultaneous faults in multi-rate descriptor systems, improving accuracy and reliability.</div></div><div><h3>Key Findings</h3><div>The proposed approach exploits EKF's dynamic estimation strengths and SVM's classification robustness. Benchmark studies demonstrate its effectiveness on a Two-phase reactor condenser system with a recycle and a Reactive Distillation system. By combining multi-rate DAE-EKF and SVM, this methodology overcomes multi-rate challenges and achieves enhanced fault detection and diagnosis, contributing to operational reliability in complex systems. The results show improved performance in identifying faults and ensuring system stability, showcasing its potential in industrial applications.</div></div>","PeriodicalId":381,"journal":{"name":"Journal of the Taiwan Institute of Chemical Engineers","volume":"174 ","pages":"Article 106227"},"PeriodicalIF":5.5000,"publicationDate":"2025-06-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Fault detection and diagnosis for multi-rate descriptor systems using a combination of extended Kalman filter and support vector machines\",\"authors\":\"Dhrumil Gandhi, Meka Srinivasarao\",\"doi\":\"10.1016/j.jtice.2025.106227\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><h3>Background</h3><div>In modern engineering systems, accurate fault detection and diagnosis are crucial for reliability and efficiency. Multi-rate descriptor systems pose challenges due to measurements at various intervals and the consistent initialization required by equality constraints.</div></div><div><h3>Methods</h3><div>This paper addresses these challenges by proposing novel approach combining multi-rate Differential Algebraic Equation (DAE) based Extended Kalman Filter (EKF) and Support Vector Machines (SVM). The multi-rate DAE-EKF handles nonlinear dynamics and accounts for measurement noise, while SVM enhances fault detection by classifying system residues. The integration involves two stages: multi-rate DAE-EKF operates as the primary estimator, generating state information residues, and SVM uses these residues to distinguish between normal and faulty behaviour. This method enables isolating individual and simultaneous faults in multi-rate descriptor systems, improving accuracy and reliability.</div></div><div><h3>Key Findings</h3><div>The proposed approach exploits EKF's dynamic estimation strengths and SVM's classification robustness. Benchmark studies demonstrate its effectiveness on a Two-phase reactor condenser system with a recycle and a Reactive Distillation system. By combining multi-rate DAE-EKF and SVM, this methodology overcomes multi-rate challenges and achieves enhanced fault detection and diagnosis, contributing to operational reliability in complex systems. The results show improved performance in identifying faults and ensuring system stability, showcasing its potential in industrial applications.</div></div>\",\"PeriodicalId\":381,\"journal\":{\"name\":\"Journal of the Taiwan Institute of Chemical Engineers\",\"volume\":\"174 \",\"pages\":\"Article 106227\"},\"PeriodicalIF\":5.5000,\"publicationDate\":\"2025-06-09\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of the Taiwan Institute of Chemical Engineers\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S1876107025002809\",\"RegionNum\":3,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, CHEMICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of the Taiwan Institute of Chemical Engineers","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S1876107025002809","RegionNum":3,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
Fault detection and diagnosis for multi-rate descriptor systems using a combination of extended Kalman filter and support vector machines
Background
In modern engineering systems, accurate fault detection and diagnosis are crucial for reliability and efficiency. Multi-rate descriptor systems pose challenges due to measurements at various intervals and the consistent initialization required by equality constraints.
Methods
This paper addresses these challenges by proposing novel approach combining multi-rate Differential Algebraic Equation (DAE) based Extended Kalman Filter (EKF) and Support Vector Machines (SVM). The multi-rate DAE-EKF handles nonlinear dynamics and accounts for measurement noise, while SVM enhances fault detection by classifying system residues. The integration involves two stages: multi-rate DAE-EKF operates as the primary estimator, generating state information residues, and SVM uses these residues to distinguish between normal and faulty behaviour. This method enables isolating individual and simultaneous faults in multi-rate descriptor systems, improving accuracy and reliability.
Key Findings
The proposed approach exploits EKF's dynamic estimation strengths and SVM's classification robustness. Benchmark studies demonstrate its effectiveness on a Two-phase reactor condenser system with a recycle and a Reactive Distillation system. By combining multi-rate DAE-EKF and SVM, this methodology overcomes multi-rate challenges and achieves enhanced fault detection and diagnosis, contributing to operational reliability in complex systems. The results show improved performance in identifying faults and ensuring system stability, showcasing its potential in industrial applications.
期刊介绍:
Journal of the Taiwan Institute of Chemical Engineers (formerly known as Journal of the Chinese Institute of Chemical Engineers) publishes original works, from fundamental principles to practical applications, in the broad field of chemical engineering with special focus on three aspects: Chemical and Biomolecular Science and Technology, Energy and Environmental Science and Technology, and Materials Science and Technology. Authors should choose for their manuscript an appropriate aspect section and a few related classifications when submitting to the journal online.