{"title":"引入地形因子构建气候特征指数的基于颗粒计算的径流模拟","authors":"Yinmao Zhao , Ningpeng Dong , Chao Ma , Hao Wang","doi":"10.1016/j.jhydrol.2025.133614","DOIUrl":null,"url":null,"abstract":"<div><div>High-precision and accurate runoff simulation is crucial for the management and allocation of water resources, the operation of hydraulic engineering, and the prevention of flood and drought disasters. However, consensus remains elusive regarding effective methods to filter and reshape the impact of numerous external factors on runoff, and theoretical foundations for such processes are also inadequately established. To maximize the accuracy of runoff simulation metrics and better capture the intrinsic hydrological characteristics of runoff, the concept of granular computing from artificial intelligence was drawn on, terrain factors were extracted and their attribute features were optimal-selected based on granulation rules, and a Long Short-Term Memory (LSTM) model incorporating the climate characteristic index (LSTM-new) was developed based on delineated sub-region areas in this study. Finally, a unidirectional feedback framework was proposed, combining process-driven method based on the Variable Infiltration Capacity (VIC) model with a data-driven method using the established LSTM (CouplingVIC-new), to enhance the hydrological process characteristics of the simulated runoff and improve simulation accuracy. The results showed that the average NSE, R<sup>2</sup>, KGE, and RMSE of CouplingVIC-new during training, validation, and testing periods achieved 0.93, 0.92, 0.91, and 334.86 m<sup>3</sup>/s, respectively, which increased by 7.29 %、2.97 %、9.73 %、-19.41 % and 13.41 %, 12.19 %, 19.73 %, −46.95 % compared to uncoupled LSTM and VIC. Additionally, the proposed framework effectively captured the interannual variation trend of runoff in all seasons except late spring and summer, though it also overestimated the risk of the occurrence of annual maximum daily peak flow (AMDPF) and total flood volume of annual continuous maximum 5-day (TFAM5D) and their joint variables. The overall results indicated that the scheme of introducing climate characteristic index, based on sub-region division, can more accurately capture extreme runoff in the study area, as well as the variation of seasonal runoff on both intra-annual and interannual scales. Although CouplingVIC-new still had limited ability to capture extreme flow, the structure of extreme value of the output runoff became more robust after unidirectional coupling. This research advances the application of machine learning in hydrological modelling and provide a useful reference for related studies.</div></div>","PeriodicalId":362,"journal":{"name":"Journal of Hydrology","volume":"661 ","pages":"Article 133614"},"PeriodicalIF":6.3000,"publicationDate":"2025-05-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Runoff simulation based on granular computing by introducing terrain factors to construct climate characteristic index\",\"authors\":\"Yinmao Zhao , Ningpeng Dong , Chao Ma , Hao Wang\",\"doi\":\"10.1016/j.jhydrol.2025.133614\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>High-precision and accurate runoff simulation is crucial for the management and allocation of water resources, the operation of hydraulic engineering, and the prevention of flood and drought disasters. However, consensus remains elusive regarding effective methods to filter and reshape the impact of numerous external factors on runoff, and theoretical foundations for such processes are also inadequately established. To maximize the accuracy of runoff simulation metrics and better capture the intrinsic hydrological characteristics of runoff, the concept of granular computing from artificial intelligence was drawn on, terrain factors were extracted and their attribute features were optimal-selected based on granulation rules, and a Long Short-Term Memory (LSTM) model incorporating the climate characteristic index (LSTM-new) was developed based on delineated sub-region areas in this study. Finally, a unidirectional feedback framework was proposed, combining process-driven method based on the Variable Infiltration Capacity (VIC) model with a data-driven method using the established LSTM (CouplingVIC-new), to enhance the hydrological process characteristics of the simulated runoff and improve simulation accuracy. The results showed that the average NSE, R<sup>2</sup>, KGE, and RMSE of CouplingVIC-new during training, validation, and testing periods achieved 0.93, 0.92, 0.91, and 334.86 m<sup>3</sup>/s, respectively, which increased by 7.29 %、2.97 %、9.73 %、-19.41 % and 13.41 %, 12.19 %, 19.73 %, −46.95 % compared to uncoupled LSTM and VIC. Additionally, the proposed framework effectively captured the interannual variation trend of runoff in all seasons except late spring and summer, though it also overestimated the risk of the occurrence of annual maximum daily peak flow (AMDPF) and total flood volume of annual continuous maximum 5-day (TFAM5D) and their joint variables. The overall results indicated that the scheme of introducing climate characteristic index, based on sub-region division, can more accurately capture extreme runoff in the study area, as well as the variation of seasonal runoff on both intra-annual and interannual scales. Although CouplingVIC-new still had limited ability to capture extreme flow, the structure of extreme value of the output runoff became more robust after unidirectional coupling. This research advances the application of machine learning in hydrological modelling and provide a useful reference for related studies.</div></div>\",\"PeriodicalId\":362,\"journal\":{\"name\":\"Journal of Hydrology\",\"volume\":\"661 \",\"pages\":\"Article 133614\"},\"PeriodicalIF\":6.3000,\"publicationDate\":\"2025-05-29\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Hydrology\",\"FirstCategoryId\":\"89\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0022169425009527\",\"RegionNum\":1,\"RegionCategory\":\"地球科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, CIVIL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Hydrology","FirstCategoryId":"89","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0022169425009527","RegionNum":1,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, CIVIL","Score":null,"Total":0}
Runoff simulation based on granular computing by introducing terrain factors to construct climate characteristic index
High-precision and accurate runoff simulation is crucial for the management and allocation of water resources, the operation of hydraulic engineering, and the prevention of flood and drought disasters. However, consensus remains elusive regarding effective methods to filter and reshape the impact of numerous external factors on runoff, and theoretical foundations for such processes are also inadequately established. To maximize the accuracy of runoff simulation metrics and better capture the intrinsic hydrological characteristics of runoff, the concept of granular computing from artificial intelligence was drawn on, terrain factors were extracted and their attribute features were optimal-selected based on granulation rules, and a Long Short-Term Memory (LSTM) model incorporating the climate characteristic index (LSTM-new) was developed based on delineated sub-region areas in this study. Finally, a unidirectional feedback framework was proposed, combining process-driven method based on the Variable Infiltration Capacity (VIC) model with a data-driven method using the established LSTM (CouplingVIC-new), to enhance the hydrological process characteristics of the simulated runoff and improve simulation accuracy. The results showed that the average NSE, R2, KGE, and RMSE of CouplingVIC-new during training, validation, and testing periods achieved 0.93, 0.92, 0.91, and 334.86 m3/s, respectively, which increased by 7.29 %、2.97 %、9.73 %、-19.41 % and 13.41 %, 12.19 %, 19.73 %, −46.95 % compared to uncoupled LSTM and VIC. Additionally, the proposed framework effectively captured the interannual variation trend of runoff in all seasons except late spring and summer, though it also overestimated the risk of the occurrence of annual maximum daily peak flow (AMDPF) and total flood volume of annual continuous maximum 5-day (TFAM5D) and their joint variables. The overall results indicated that the scheme of introducing climate characteristic index, based on sub-region division, can more accurately capture extreme runoff in the study area, as well as the variation of seasonal runoff on both intra-annual and interannual scales. Although CouplingVIC-new still had limited ability to capture extreme flow, the structure of extreme value of the output runoff became more robust after unidirectional coupling. This research advances the application of machine learning in hydrological modelling and provide a useful reference for related studies.
期刊介绍:
The Journal of Hydrology publishes original research papers and comprehensive reviews in all the subfields of the hydrological sciences including water based management and policy issues that impact on economics and society. These comprise, but are not limited to the physical, chemical, biogeochemical, stochastic and systems aspects of surface and groundwater hydrology, hydrometeorology and hydrogeology. Relevant topics incorporating the insights and methodologies of disciplines such as climatology, water resource systems, hydraulics, agrohydrology, geomorphology, soil science, instrumentation and remote sensing, civil and environmental engineering are included. Social science perspectives on hydrological problems such as resource and ecological economics, environmental sociology, psychology and behavioural science, management and policy analysis are also invited. Multi-and interdisciplinary analyses of hydrological problems are within scope. The science published in the Journal of Hydrology is relevant to catchment scales rather than exclusively to a local scale or site.