Soil moisture thresholds at progressive mortality stages of larch plantations in the northwest China

Increasing drought stress due to climate warming has triggered various negative impacts on plantations in dryland areas, including growth reduction, crown dieback, and even tree mortality, with unavoidable consequences for forest ecosystems. However, how drought stress progressively led to the damage process from growth reduction to mortality for mature trees remains largely unclear, especially its varying soil moisture thresholds. Here we selected mature trees in larch (Larix principis-rupprechtii) plantations in the dryland areas of northwest China, and monitored the progressive tree responses in an extreme summer drought event in 2021, including transpiration, radial growth, leaf area index, discoloration, defoliation, crown dieback and tree mortality. The results showed strong responses of larch trees to summer drought, such as large stem shrinkage, dramatic decrease in transpiration and leaf area index, and obvious discoloration, defoliation, crown dieback and tree mortality at some sites. The intensity of tree responses mainly depended on soil moisture rather than meteorological factors and there were strong relationships between tree responses and relative soil water content (RSW) of 0–60 cm layers. Based on the trees responded to RSW, five soil drought stress levels or progressive mortality stages and their corresponding RSW thresholds were determined as following: no detectable hydraulic limitations (RSW>0.7, Level I), persistent stem shrinkage and onset of transpiration reduction (0.45<RSW≤0.7, Level II), onset of slight discoloration and defoliation (0.35<RSW≤0.45, Level III), onset of crown dieback and tree mortality (0.25<RSW≤0.35, Level IV), and severe defoliation, crown dieback and tree mortality (RSW≤0.25, Level V). This study showed that the trees responded to climatic drought were strongly regulated by soil moisture and thus were strongly site-specific. These findings will help to evaluate the degree and spatio-temporal distribution of tree damage and mortality in plantations under increasing climatic drought, particularly in dryland areas.