{"title":"基于扩展kalmannet的锂离子电池充电状态估计","authors":"Haiquan Zhao, Qucheng Li, Jinhui Hu","doi":"10.1016/j.est.2025.116841","DOIUrl":null,"url":null,"abstract":"<div><div>Expanded Kalman Filtering (EKF) is a widely utilized technique in the field of lithium-ion battery charge state estimation. However, inadequate knowledge of the model is able to result in significant performance degradation of the EKF. To address this issue, this paper proposes a SOC estimation method based on Extended-KalmanNet, which provides an accurate estimation of the state of charge even in the absence of sufficient knowledge of the model. The method uses a Recurrent Neural Network (RNN) with an internal storage unit to learn the Kalman gain (KG) from the data. By learning the KG, Extended-KalmanNet circumvents the dependency of the KF on knowledge of the underlying noise statistics, thus bypassing numerically problematic matrix inversions involved in the KF equations. And the hidden state of the internal storage unit adapts to the output of the RNN as it is used. Consequently, the method is able to perform accurate SOC estimation in the presence of model mismatch. The results of the simulation demonstrate that the proposed method outperforms traditional EKF algorithms in the context of model mismatch. The Mean Absolute Error (MAE) was found to be less than 2 %, thereby validating the superior performance of the KalmanNet-based SOC estimation method.</div></div>","PeriodicalId":15942,"journal":{"name":"Journal of energy storage","volume":"124 ","pages":"Article 116841"},"PeriodicalIF":8.9000,"publicationDate":"2025-05-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"State of charge estimation of lithium-ion batteries based on extended-KalmanNet\",\"authors\":\"Haiquan Zhao, Qucheng Li, Jinhui Hu\",\"doi\":\"10.1016/j.est.2025.116841\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Expanded Kalman Filtering (EKF) is a widely utilized technique in the field of lithium-ion battery charge state estimation. However, inadequate knowledge of the model is able to result in significant performance degradation of the EKF. To address this issue, this paper proposes a SOC estimation method based on Extended-KalmanNet, which provides an accurate estimation of the state of charge even in the absence of sufficient knowledge of the model. The method uses a Recurrent Neural Network (RNN) with an internal storage unit to learn the Kalman gain (KG) from the data. By learning the KG, Extended-KalmanNet circumvents the dependency of the KF on knowledge of the underlying noise statistics, thus bypassing numerically problematic matrix inversions involved in the KF equations. And the hidden state of the internal storage unit adapts to the output of the RNN as it is used. Consequently, the method is able to perform accurate SOC estimation in the presence of model mismatch. The results of the simulation demonstrate that the proposed method outperforms traditional EKF algorithms in the context of model mismatch. The Mean Absolute Error (MAE) was found to be less than 2 %, thereby validating the superior performance of the KalmanNet-based SOC estimation method.</div></div>\",\"PeriodicalId\":15942,\"journal\":{\"name\":\"Journal of energy storage\",\"volume\":\"124 \",\"pages\":\"Article 116841\"},\"PeriodicalIF\":8.9000,\"publicationDate\":\"2025-05-07\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of energy storage\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S2352152X25015543\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENERGY & FUELS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of energy storage","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S2352152X25015543","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
State of charge estimation of lithium-ion batteries based on extended-KalmanNet
Expanded Kalman Filtering (EKF) is a widely utilized technique in the field of lithium-ion battery charge state estimation. However, inadequate knowledge of the model is able to result in significant performance degradation of the EKF. To address this issue, this paper proposes a SOC estimation method based on Extended-KalmanNet, which provides an accurate estimation of the state of charge even in the absence of sufficient knowledge of the model. The method uses a Recurrent Neural Network (RNN) with an internal storage unit to learn the Kalman gain (KG) from the data. By learning the KG, Extended-KalmanNet circumvents the dependency of the KF on knowledge of the underlying noise statistics, thus bypassing numerically problematic matrix inversions involved in the KF equations. And the hidden state of the internal storage unit adapts to the output of the RNN as it is used. Consequently, the method is able to perform accurate SOC estimation in the presence of model mismatch. The results of the simulation demonstrate that the proposed method outperforms traditional EKF algorithms in the context of model mismatch. The Mean Absolute Error (MAE) was found to be less than 2 %, thereby validating the superior performance of the KalmanNet-based SOC estimation method.
期刊介绍:
Journal of energy storage focusses on all aspects of energy storage, in particular systems integration, electric grid integration, modelling and analysis, novel energy storage technologies, sizing and management strategies, business models for operation of storage systems and energy storage developments worldwide.