{"title":"工业报警洪水的主动管理:用于早期预测和操作员支持的强化学习框架","authors":"Md Rezwan Parvez , Mohammad Hossein Roohi , Ziyi Guo , Fangwei Xu","doi":"10.1016/j.conengprac.2025.106341","DOIUrl":null,"url":null,"abstract":"<div><div>An industrial alarm flood indicates the emergence of a major problem and requires immediate and effective measures to mitigate the situation. Without essential information on the current and upcoming alarms, it is difficult to respond efficiently, especially when the alarm rate is significantly high. Thus, a reinforcement learning (RL) approach is proposed in this work for early prediction of an industrial alarm flood so as to provide critical decision support to industrial operators in real-time. The proposed method is implemented mainly in the following steps: (1) An alarm flood pattern extraction strategy is adopted to exclude irrelevant alarms and generate potential online scenarios by exploiting the alarm relations in the historical alarm flood sequences; (2) To analyze alarm information effectively, a novel textual vectorization method based on mutual information is proposed; (3) Finally, the early prediction problem is formulated as a partially observable Markov decision process (POMDP) and the double deep Q-network (DDQN) algorithm is adopted, with modifications to the learning process to ensure both accuracy and earliness. The effectiveness of the proposed method is demonstrated using real industrial data from an oil refinery.</div></div>","PeriodicalId":50615,"journal":{"name":"Control Engineering Practice","volume":"161 ","pages":"Article 106341"},"PeriodicalIF":5.4000,"publicationDate":"2025-04-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Proactive management of industrial alarm floods: A reinforcement learning framework for early prediction and operator support\",\"authors\":\"Md Rezwan Parvez , Mohammad Hossein Roohi , Ziyi Guo , Fangwei Xu\",\"doi\":\"10.1016/j.conengprac.2025.106341\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>An industrial alarm flood indicates the emergence of a major problem and requires immediate and effective measures to mitigate the situation. Without essential information on the current and upcoming alarms, it is difficult to respond efficiently, especially when the alarm rate is significantly high. Thus, a reinforcement learning (RL) approach is proposed in this work for early prediction of an industrial alarm flood so as to provide critical decision support to industrial operators in real-time. The proposed method is implemented mainly in the following steps: (1) An alarm flood pattern extraction strategy is adopted to exclude irrelevant alarms and generate potential online scenarios by exploiting the alarm relations in the historical alarm flood sequences; (2) To analyze alarm information effectively, a novel textual vectorization method based on mutual information is proposed; (3) Finally, the early prediction problem is formulated as a partially observable Markov decision process (POMDP) and the double deep Q-network (DDQN) algorithm is adopted, with modifications to the learning process to ensure both accuracy and earliness. The effectiveness of the proposed method is demonstrated using real industrial data from an oil refinery.</div></div>\",\"PeriodicalId\":50615,\"journal\":{\"name\":\"Control Engineering Practice\",\"volume\":\"161 \",\"pages\":\"Article 106341\"},\"PeriodicalIF\":5.4000,\"publicationDate\":\"2025-04-12\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Control Engineering Practice\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0967066125001042\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Control Engineering Practice","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0967066125001042","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Proactive management of industrial alarm floods: A reinforcement learning framework for early prediction and operator support
An industrial alarm flood indicates the emergence of a major problem and requires immediate and effective measures to mitigate the situation. Without essential information on the current and upcoming alarms, it is difficult to respond efficiently, especially when the alarm rate is significantly high. Thus, a reinforcement learning (RL) approach is proposed in this work for early prediction of an industrial alarm flood so as to provide critical decision support to industrial operators in real-time. The proposed method is implemented mainly in the following steps: (1) An alarm flood pattern extraction strategy is adopted to exclude irrelevant alarms and generate potential online scenarios by exploiting the alarm relations in the historical alarm flood sequences; (2) To analyze alarm information effectively, a novel textual vectorization method based on mutual information is proposed; (3) Finally, the early prediction problem is formulated as a partially observable Markov decision process (POMDP) and the double deep Q-network (DDQN) algorithm is adopted, with modifications to the learning process to ensure both accuracy and earliness. The effectiveness of the proposed method is demonstrated using real industrial data from an oil refinery.
期刊介绍:
Control Engineering Practice strives to meet the needs of industrial practitioners and industrially related academics and researchers. It publishes papers which illustrate the direct application of control theory and its supporting tools in all possible areas of automation. As a result, the journal only contains papers which can be considered to have made significant contributions to the application of advanced control techniques. It is normally expected that practical results should be included, but where simulation only studies are available, it is necessary to demonstrate that the simulation model is representative of a genuine application. Strictly theoretical papers will find a more appropriate home in Control Engineering Practice''s sister publication, Automatica. It is also expected that papers are innovative with respect to the state of the art and are sufficiently detailed for a reader to be able to duplicate the main results of the paper (supplementary material, including datasets, tables, code and any relevant interactive material can be made available and downloaded from the website). The benefits of the presented methods must be made very clear and the new techniques must be compared and contrasted with results obtained using existing methods. Moreover, a thorough analysis of failures that may happen in the design process and implementation can also be part of the paper.
The scope of Control Engineering Practice matches the activities of IFAC.
Papers demonstrating the contribution of automation and control in improving the performance, quality, productivity, sustainability, resource and energy efficiency, and the manageability of systems and processes for the benefit of mankind and are relevant to industrial practitioners are most welcome.