{"title":"基于扩展迭代滤波和复合多尺度分数阶Boltzmann-Shannon交互熵的滚动轴承故障诊断","authors":"Youming Wang, Kai Zhu, Xianzhi Wang, Gaige Chen","doi":"10.1016/j.apacoust.2025.110699","DOIUrl":null,"url":null,"abstract":"<div><div>Feature extraction remains a challenging task in bearing fault diagnosis due to the presence of nonlinearity, nonstationarity, and noise interference. To address this issue, an extended iterative filtering and composite multiscale fractional-order Boltzmann-Shannon interaction entropy (EIF-CMFBSIE) are proposed for for rolling bearing fault diagnosis in complex environments. First, an EIF method is proposed to decompose the vibration signal into multiple intrinsic mode functions (IMFs) by extending the lengths of both ends of the signal through waveform matching. Second, multi-scale coarse-graining is applied to each IMF, fractional-order Boltzmann-Shannon interaction entropy (FBISE) is computed for each coarse-grained sequence by incorporating fractional-order parameters, and CMFBSIE is obtained through composite averaging to construct a multi-dimensional fault feature set. Next, the joint approximate diagonalization of eigenmatrices (JADE) method is employed to eliminate redundant information and fuse the fault features. The fused feature sets are then input into the kernel extreme learning machine (KELM) classifier for multi-fault identification. The proposed EIF-CMFBSIE method demonstrates excellent performance in analyzing the nonlinear dynamic complexity and irregularity of vibration signals in noisy environments. In the fault diagnosis tests based on three bearing simulation test benches, compared with the existing five fault diagnosis methods, the recognition accuracy of EIF-CMFBSIE is increased by 13.33%, and there is a significant advantage in computational efficiency, in which the EIF shortens the decomposition time by 65–96% compared with the existing methods. The experimental results indicate that the method can not only accurately identify different fault types and the degree of faults, but also has a short calculation time and better overall performance.</div></div>","PeriodicalId":55506,"journal":{"name":"Applied Acoustics","volume":"236 ","pages":"Article 110699"},"PeriodicalIF":3.4000,"publicationDate":"2025-04-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"An extended iterative filtering and composite multiscale fractional-order Boltzmann-Shannon interaction entropy for rolling bearing fault diagnosis\",\"authors\":\"Youming Wang, Kai Zhu, Xianzhi Wang, Gaige Chen\",\"doi\":\"10.1016/j.apacoust.2025.110699\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Feature extraction remains a challenging task in bearing fault diagnosis due to the presence of nonlinearity, nonstationarity, and noise interference. To address this issue, an extended iterative filtering and composite multiscale fractional-order Boltzmann-Shannon interaction entropy (EIF-CMFBSIE) are proposed for for rolling bearing fault diagnosis in complex environments. First, an EIF method is proposed to decompose the vibration signal into multiple intrinsic mode functions (IMFs) by extending the lengths of both ends of the signal through waveform matching. Second, multi-scale coarse-graining is applied to each IMF, fractional-order Boltzmann-Shannon interaction entropy (FBISE) is computed for each coarse-grained sequence by incorporating fractional-order parameters, and CMFBSIE is obtained through composite averaging to construct a multi-dimensional fault feature set. Next, the joint approximate diagonalization of eigenmatrices (JADE) method is employed to eliminate redundant information and fuse the fault features. The fused feature sets are then input into the kernel extreme learning machine (KELM) classifier for multi-fault identification. The proposed EIF-CMFBSIE method demonstrates excellent performance in analyzing the nonlinear dynamic complexity and irregularity of vibration signals in noisy environments. In the fault diagnosis tests based on three bearing simulation test benches, compared with the existing five fault diagnosis methods, the recognition accuracy of EIF-CMFBSIE is increased by 13.33%, and there is a significant advantage in computational efficiency, in which the EIF shortens the decomposition time by 65–96% compared with the existing methods. The experimental results indicate that the method can not only accurately identify different fault types and the degree of faults, but also has a short calculation time and better overall performance.</div></div>\",\"PeriodicalId\":55506,\"journal\":{\"name\":\"Applied Acoustics\",\"volume\":\"236 \",\"pages\":\"Article 110699\"},\"PeriodicalIF\":3.4000,\"publicationDate\":\"2025-04-11\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Applied Acoustics\",\"FirstCategoryId\":\"101\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0003682X25001719\",\"RegionNum\":2,\"RegionCategory\":\"物理与天体物理\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ACOUSTICS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Acoustics","FirstCategoryId":"101","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0003682X25001719","RegionNum":2,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ACOUSTICS","Score":null,"Total":0}
An extended iterative filtering and composite multiscale fractional-order Boltzmann-Shannon interaction entropy for rolling bearing fault diagnosis
Feature extraction remains a challenging task in bearing fault diagnosis due to the presence of nonlinearity, nonstationarity, and noise interference. To address this issue, an extended iterative filtering and composite multiscale fractional-order Boltzmann-Shannon interaction entropy (EIF-CMFBSIE) are proposed for for rolling bearing fault diagnosis in complex environments. First, an EIF method is proposed to decompose the vibration signal into multiple intrinsic mode functions (IMFs) by extending the lengths of both ends of the signal through waveform matching. Second, multi-scale coarse-graining is applied to each IMF, fractional-order Boltzmann-Shannon interaction entropy (FBISE) is computed for each coarse-grained sequence by incorporating fractional-order parameters, and CMFBSIE is obtained through composite averaging to construct a multi-dimensional fault feature set. Next, the joint approximate diagonalization of eigenmatrices (JADE) method is employed to eliminate redundant information and fuse the fault features. The fused feature sets are then input into the kernel extreme learning machine (KELM) classifier for multi-fault identification. The proposed EIF-CMFBSIE method demonstrates excellent performance in analyzing the nonlinear dynamic complexity and irregularity of vibration signals in noisy environments. In the fault diagnosis tests based on three bearing simulation test benches, compared with the existing five fault diagnosis methods, the recognition accuracy of EIF-CMFBSIE is increased by 13.33%, and there is a significant advantage in computational efficiency, in which the EIF shortens the decomposition time by 65–96% compared with the existing methods. The experimental results indicate that the method can not only accurately identify different fault types and the degree of faults, but also has a short calculation time and better overall performance.
期刊介绍:
Since its launch in 1968, Applied Acoustics has been publishing high quality research papers providing state-of-the-art coverage of research findings for engineers and scientists involved in applications of acoustics in the widest sense.
Applied Acoustics looks not only at recent developments in the understanding of acoustics but also at ways of exploiting that understanding. The Journal aims to encourage the exchange of practical experience through publication and in so doing creates a fund of technological information that can be used for solving related problems. The presentation of information in graphical or tabular form is especially encouraged. If a report of a mathematical development is a necessary part of a paper it is important to ensure that it is there only as an integral part of a practical solution to a problem and is supported by data. Applied Acoustics encourages the exchange of practical experience in the following ways: • Complete Papers • Short Technical Notes • Review Articles; and thereby provides a wealth of technological information that can be used to solve related problems.
Manuscripts that address all fields of applications of acoustics ranging from medicine and NDT to the environment and buildings are welcome.