骨考古学中的伦理学

IF 1.1 3区 历史学 Q2 ANTHROPOLOGY
Piers D. Mitchell
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As for all areas of science, we need a robust set of ethics for how we should study and interpret excavated skeletal material to avoid fraudulent publications or misleading claims from unsound methodology or fabricated data (D'Angelo <span>2012</span>; Waddington <span>2016</span>). However, the elements of ethics that apply to human osteoarchaeology go far beyond those of some other branches of the sciences, when the focus of that osteoarchaeological research is the remains of our own species (Clegg <span>2020</span>; Clough <span>2020</span>; Squires, Errikson, and Márquez-Grant <span>2020</span>). Regarding osteoarchaeology, ethical views associated with human remains are generally distinct from those held about the study of nonhuman animals. The perspective that the remains of our own species are different and more important to us than are the remains of those of other mammals is one that is found in many different populations (see for example AAPA <span>2003</span>; BABAO <span>2019</span>).</p><p>Ethical norms regarding human remains will not be the same for all populations in different regions of the world. This will depend upon religious beliefs, cultural values, and traditional behaviors for each population (Márquez-Grant and Fibiger <span>2011</span>; Scarre and Scarre <span>2006</span>). For example, we might expect populations from countries subjected to colonialism in recent centuries to rightly push back to regain autonomy over their cultural heritage, so having differing views to their colonizers. Countries with a more homogenous integrated population might show less variation in views to those with many distinct minority groups speaking different languages and expressing their unique cultures. Ethical views about human remains may also vary depending upon whether the remains are skeletonized or mummified, or of children as opposed to adults (Squires, Davuidson, and Piombino-Mascali <span>2024</span>).</p><p>Europe has a long history of the display of relics or even entire bodies of saints at religious shrines and processions, one which persists on saints days in countries such as Greece and Spain today (Freeman <span>2011</span>). We also see the open display of human remains in churches in countries such as Italy, which can be visited by all (Zenou <span>2023</span>). In contrast, people from some cultures feel that human remains should either not be on display at all or should just be viewed by the descendent community of the deceased individuals. For this reason, some populations, such as indigenous communities from Australia and North America, have asked for the return and reinterment of human remains of their ancestors curated in museums (Clegg <span>2020</span>; Turnbull <span>2020</span>). Due to this complexity, some professional organizations have compiled ethical guidance for how we might handle and care for the remains of human ancestors found in archaeological contexts (AAPA <span>2003</span>; BABAO <span>2019</span>).</p><p>In 2023, the International Journal of Osteoarchaeology added a section to the journal author guidelines entitled <i>Ethics, Human Remains, and Engagement with Culturally Affiliated Descendent Communities</i> (https://onlinelibrary.wiley.com/page/journal/10991212/homepage/forauthors.html). Our aim was to avoid situations where papers are submitted to the journal presenting the analysis of skeletal material from those indigenous communities where they have strong views about their ancestors but where those communities have not been consulted or given their permission. This could happen if human remains were collected by explorers in the 1700s or 1800s and brought back to the explorer's country of origin or in situations today where a government may have a different ethical perspective regarding human remains to those of some of its indigenous minority communities. Our guidance ensures that for such a paper to be accepted by the IJO, evidence must be given to show that those indigenous communities have been consulted, given their permission for the remains of their ancestors to be studied and the results published, and that new knowledge has been shared with the affiliated descendant community so they benefit from the increased understanding. Comparable guidance in their author guidelines can also be found in our sister journal in the field, the American Journal of Biological Anthropology.</p><p>Some have advocated going further with regard to ethics, proposing that it should be standard practice for research published in the field of human bioarchaeology to have been assessed and approved by a research ethics committee before the study commences and that papers contain an ethics statement detailing a range of information relevant to the field, such as for destructive sampling and use of illustrations of the human remains (Squires, Roberts, and Márquez-Grant <span>2022</span>). This is standard for medical research on living patients and works well where participants can choose to give or withhold their consent to take part in a study (Coleman and Bouësseau <span>2008</span>). However, not all undertaking research on human skeletal remains have access to an ethics committee. Furthermore, the applicability and implications of a similar approach for those who cannot give consent for research on their bodies as they died hundreds or even thousands of years ago is a complex issue with the potential to trigger a range of views.</p><p>Recently, a thought-provoking paper entitled “Cremated Bone in Archaeology: Ethical Considerations in the Excavation, Analysis, Storage and Display of Cremated Bone in the United Kingdom” was published in the <i>International Journal of Osteoarchaeology</i> (Squires et al. <span>2025</span>). This highlighted that even though the remains are highly fragmentary and no longer having the appearance of a human body (for example if placed in a ceramic pot when interred) the fact that they are the remains of a human means that from an ethical perspective they should be regarded with the same level of respect as is given to skeletalized or mummified human remains. The authors go on to share their recommendations for how we might better apply ethics to all aspects of interactions with cremated remains in Britain, from excavation, processing, analysis, storage, curation, and display. We at the IJO very much welcome this contribution to the field.</p><p>One key challenge with defining and creating a set of ethical standards for osteoarchaeology is that the views of different members of the same population will not all be the same, even before we consider the differences noted above between populations in different regions of the world. We need to develop an approach that deals with the issue where some people may be really interested to see their ancestors and hear about the scientific research undertaken on those remains, while others in the same population may feel that the dead should be left in the ground and not studied at all, let alone displayed in museums. Should we follow the view of a simple majority, or does it require 60%, 80%, 90%, or 100% of the population to share a view before it should be a requirement for everyone? One way to incorporate flexibility and choice in order to avoid those seeing human remains in a museum when they would prefer not to is to have signs explaining where human remains are displayed so people can plan to avoid that part of a museum if they wish (Squires, Davuidson, and Piombino-Mascali <span>2024</span>). 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In this regard, the Squires et al. <span>2025</span> paper sensibly focuses its recommendations on one region (Britain), as the populations of North America, Australia, Italy, or Greece might each have their own viewpoints on what they would wish to include in their own ethical guidance applying to osteoarchaeology.</p><p>The author declares no conflicts of interest.</p>","PeriodicalId":14179,"journal":{"name":"International Journal of Osteoarchaeology","volume":"35 2","pages":""},"PeriodicalIF":1.1000,"publicationDate":"2025-01-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/oa.3392","citationCount":"0","resultStr":"{\"title\":\"Ethics in Osteoarchaeology\",\"authors\":\"Piers D. 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As for all areas of science, we need a robust set of ethics for how we should study and interpret excavated skeletal material to avoid fraudulent publications or misleading claims from unsound methodology or fabricated data (D'Angelo <span>2012</span>; Waddington <span>2016</span>). However, the elements of ethics that apply to human osteoarchaeology go far beyond those of some other branches of the sciences, when the focus of that osteoarchaeological research is the remains of our own species (Clegg <span>2020</span>; Clough <span>2020</span>; Squires, Errikson, and Márquez-Grant <span>2020</span>). Regarding osteoarchaeology, ethical views associated with human remains are generally distinct from those held about the study of nonhuman animals. 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Ethical views about human remains may also vary depending upon whether the remains are skeletonized or mummified, or of children as opposed to adults (Squires, Davuidson, and Piombino-Mascali <span>2024</span>).</p><p>Europe has a long history of the display of relics or even entire bodies of saints at religious shrines and processions, one which persists on saints days in countries such as Greece and Spain today (Freeman <span>2011</span>). We also see the open display of human remains in churches in countries such as Italy, which can be visited by all (Zenou <span>2023</span>). In contrast, people from some cultures feel that human remains should either not be on display at all or should just be viewed by the descendent community of the deceased individuals. For this reason, some populations, such as indigenous communities from Australia and North America, have asked for the return and reinterment of human remains of their ancestors curated in museums (Clegg <span>2020</span>; Turnbull <span>2020</span>). Due to this complexity, some professional organizations have compiled ethical guidance for how we might handle and care for the remains of human ancestors found in archaeological contexts (AAPA <span>2003</span>; BABAO <span>2019</span>).</p><p>In 2023, the International Journal of Osteoarchaeology added a section to the journal author guidelines entitled <i>Ethics, Human Remains, and Engagement with Culturally Affiliated Descendent Communities</i> (https://onlinelibrary.wiley.com/page/journal/10991212/homepage/forauthors.html). Our aim was to avoid situations where papers are submitted to the journal presenting the analysis of skeletal material from those indigenous communities where they have strong views about their ancestors but where those communities have not been consulted or given their permission. This could happen if human remains were collected by explorers in the 1700s or 1800s and brought back to the explorer's country of origin or in situations today where a government may have a different ethical perspective regarding human remains to those of some of its indigenous minority communities. Our guidance ensures that for such a paper to be accepted by the IJO, evidence must be given to show that those indigenous communities have been consulted, given their permission for the remains of their ancestors to be studied and the results published, and that new knowledge has been shared with the affiliated descendant community so they benefit from the increased understanding. Comparable guidance in their author guidelines can also be found in our sister journal in the field, the American Journal of Biological Anthropology.</p><p>Some have advocated going further with regard to ethics, proposing that it should be standard practice for research published in the field of human bioarchaeology to have been assessed and approved by a research ethics committee before the study commences and that papers contain an ethics statement detailing a range of information relevant to the field, such as for destructive sampling and use of illustrations of the human remains (Squires, Roberts, and Márquez-Grant <span>2022</span>). This is standard for medical research on living patients and works well where participants can choose to give or withhold their consent to take part in a study (Coleman and Bouësseau <span>2008</span>). However, not all undertaking research on human skeletal remains have access to an ethics committee. 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引用次数: 0

摘要

虽然不同作者对 "伦理 "一词的定义不尽相同,但它们的共同点是,"伦理 "提供了一个基于道德的、控制行为的公认信念体系(彼得斯,2013 年)。考古学和人类学中的伦理是近年来讨论逐渐增多的一个领域(González-Ruibal,2018 年;Turner、Wagner 和 Cabana,2018 年)。本文探讨了骨质考古学中伦理准则的必要性和应用,以及伦理准则如何能够起到帮助和建设性作用,同时也探讨了世界不同地区的人群之间可能存在的意见分歧。与所有科学领域一样,我们需要一套健全的伦理准则来指导我们如何研究和解释出土的骨骼材料,以避免不健全的方法论或捏造的数据造成欺诈性出版物或误导性声明(D'Angelo,2012 年;Waddington,2016 年)。然而,当骨质考古学研究的重点是我们自己物种的遗骸时,适用于人类骨质考古学的伦理要素就远远超出了其他一些科学分支(Clegg 2020; Clough 2020; Squires, Errikson, and Márquez-Grant 2020)。关于骨质考古学,与人类遗骸相关的伦理观点通常有别于对非人类动物的研究。许多不同的人群都有这样的观点,即我们自己物种的遗骸与其他哺乳动物的遗骸不同,对我们更重要(参见 AAPA 2003;BABAO 2019)。这取决于每个人群的宗教信仰、文化价值观和传统行为(Márquez-Grant 和 Fibiger,2011 年;Scarre 和 Scarre,2006 年)。例如,我们可能会预期近几百年来遭受殖民主义统治的国家的人口会理所当然地反击,以重新获得对其文化遗产的自主权,从而与殖民者持有不同的观点。对于那些拥有许多使用不同语言和表达其独特文化的少数民族群体的国家来说,那些人口较为单一的国家可能会在观点上表现出较少的差异。欧洲在宗教圣地和游行队伍中展示圣人遗物甚至整个遗体的历史悠久,如今在希腊和西班牙等国的圣人节上依然如此(弗里曼,2011 年)。在意大利等国的教堂里,我们还可以看到公开展示的遗体,供所有人参观(Zenou,2023 年)。与此相反,一些文化中的人们认为,遗骸根本就不应该被展示,或者只应该由死者的后代群体观看。因此,一些人,如澳大利亚和北美的土著社区,要求博物馆归还和重新安葬他们祖先的遗骸(Clegg 2020;Turnbull 2020)。鉴于这种复杂性,一些专业组织编制了伦理指南,指导我们如何处理和爱护在考古环境中发现的人类祖先遗骸(AAPA 2003;BABAO 2019)。2023 年,《国际骨考古学杂志》(International Journal of Osteoarchaeology)在期刊作者指南中增加了一个章节,题为 "伦理、人类遗骸以及与文化关联后裔社区的接触"(Ethics, Human Remains, and Engagement with Culturally Affiliated Descendent Communities)(https://onlinelibrary.wiley.com/page/journal/10991212/homepage/forauthors.html)。我们的目的是避免出现以下情况:向期刊提交的论文分析了来自土著社区的骨骼材料,而这些土著社区对其祖先有强烈的看法,但却没有与这些社区协商或征得他们的同意。如果人类遗骸是由探险家在 1700 或 1800 年代收集并带回探险家的原籍国,或者在今天的情况下,政府对人类遗骸的伦理观点可能与某些原住少数民族社区的观点不同,就会出现这种情况。我们的指南确保,此类论文若要被 IJO 接收,必须提供证据证明已咨询过这些原住民社区,他们同意对其祖先的遗骸进行研究并发表研究成果,而且已与相关后裔社区分享了新知识,使他们从加深了解中受益。我们在该领域的姊妹期刊《美国生物人类学杂志》(American Journal of Biological Anthropology)上也能找到其作者指南中的类似指导。 一些人主张在伦理学方面更进一步,建议在人类生物考古学领域发表的研究报告在研究开始前应经过研究伦理学委员会的评估和批准,并在论文中包含一份伦理学声明,详细说明与该领域相关的一系列信息,如破坏性取样和人类遗骸图解的使用(Squires, Roberts, and Márquez-Grant 2022)。这是对在世患者进行医学研究的标准,在参与者可以选择同意或不同意参与研究的情况下,效果很好(Coleman 和 Bouësseau 2008 年)。然而,并不是所有对人类遗骸进行研究的人都能获得伦理委员会的支持。此外,对于那些在数百年甚至数千年前就已去世但无法同意对其遗体进行研究的人,类似方法的适用性和影响是一个复杂的问题,有可能引发各种观点:最近,《国际骨考古学杂志》(International Journal of Osteoarchaeology,2025 年,Squires et al.)这篇论文强调,尽管遗骸非常零碎,而且不再具有人体的外观(例如,如果在安葬时被放置在陶罐中),但它们是人类遗骸这一事实意味着,从道德的角度来看,它们应受到与骨骼化或木乃伊化的人类遗骸同等程度的尊重。作者接着分享了他们的建议,即我们如何将伦理更好地应用到与英国火化遗骸互动的各个方面,包括挖掘、处理、分析、储存、收藏和展示。界定和创建一套骨质考古学伦理标准所面临的一个主要挑战是,同一人群中不同成员的观点并不完全相同,甚至在我们考虑上述世界不同地区人群之间的差异之前也是如此。我们需要制定一种方法来解决这样的问题:有些人可能真的很想看看他们的祖先,听听对这些遗骸进行科学研究的情况,而同一人群中的其他人则可能认为死者应该留在地下,根本不应该进行研究,更不用说在博物馆展出了。我们是应该遵从简单多数人的观点,还是需要 60%、80%、90% 或 100%的人都赞同某个观点,才能要求每个人都这样做?为了避免人们在不愿意看到遗骸的情况下看到博物馆中的遗骸,有一种方法可以加入灵活性和选择性,那就是设置标牌,解释遗骸陈列的位置,这样人们就可以根据自己的意愿计划避开博物馆的那一部分(Squires, Davuidson, and Piombino-Mascali,2024 年)。考虑到同一人群中的不同成员会有不同的观点,而世界上不同地区的人群因其文化传统、宗教信仰和社会身份的不同会有更大的差异,这就表明在骨质考古学方面不可能存在一种适合所有人的正确伦理观。当然,有些伦理观点是所有人都认同的,但在其他方面,地方性的共识观点可能是最好的前进方向。未来的伦理准则将受益于世界各地文化和人群所做选择的灵活性。在这方面,Squires 等人的 2025 年论文明智地将其建议集中在一个地区(英国),因为北美、澳大利亚、意大利或希腊的居民可能对他们希望纳入其适用于骨质考古学的伦理指南的内容有自己的观点。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Ethics in Osteoarchaeology

While the term “ethic” has variable definitions by different authors, what they share in common is a sense that it provides a system of accepted beliefs that control behavior, based on morals (Peters 2013). Ethics in archaeology and anthropology is an area that has been discussed progressively more over time in recent years (González-Ruibal 2018; Turner, Wagner, and Cabana 2018). This piece explores thoughts on the need for and application of ethical guidelines in osteoarchaeology, how they can be helpful and constructive, but also how there might be differences in opinion among populations in different parts of the world. As for all areas of science, we need a robust set of ethics for how we should study and interpret excavated skeletal material to avoid fraudulent publications or misleading claims from unsound methodology or fabricated data (D'Angelo 2012; Waddington 2016). However, the elements of ethics that apply to human osteoarchaeology go far beyond those of some other branches of the sciences, when the focus of that osteoarchaeological research is the remains of our own species (Clegg 2020; Clough 2020; Squires, Errikson, and Márquez-Grant 2020). Regarding osteoarchaeology, ethical views associated with human remains are generally distinct from those held about the study of nonhuman animals. The perspective that the remains of our own species are different and more important to us than are the remains of those of other mammals is one that is found in many different populations (see for example AAPA 2003; BABAO 2019).

Ethical norms regarding human remains will not be the same for all populations in different regions of the world. This will depend upon religious beliefs, cultural values, and traditional behaviors for each population (Márquez-Grant and Fibiger 2011; Scarre and Scarre 2006). For example, we might expect populations from countries subjected to colonialism in recent centuries to rightly push back to regain autonomy over their cultural heritage, so having differing views to their colonizers. Countries with a more homogenous integrated population might show less variation in views to those with many distinct minority groups speaking different languages and expressing their unique cultures. Ethical views about human remains may also vary depending upon whether the remains are skeletonized or mummified, or of children as opposed to adults (Squires, Davuidson, and Piombino-Mascali 2024).

Europe has a long history of the display of relics or even entire bodies of saints at religious shrines and processions, one which persists on saints days in countries such as Greece and Spain today (Freeman 2011). We also see the open display of human remains in churches in countries such as Italy, which can be visited by all (Zenou 2023). In contrast, people from some cultures feel that human remains should either not be on display at all or should just be viewed by the descendent community of the deceased individuals. For this reason, some populations, such as indigenous communities from Australia and North America, have asked for the return and reinterment of human remains of their ancestors curated in museums (Clegg 2020; Turnbull 2020). Due to this complexity, some professional organizations have compiled ethical guidance for how we might handle and care for the remains of human ancestors found in archaeological contexts (AAPA 2003; BABAO 2019).

In 2023, the International Journal of Osteoarchaeology added a section to the journal author guidelines entitled Ethics, Human Remains, and Engagement with Culturally Affiliated Descendent Communities (https://onlinelibrary.wiley.com/page/journal/10991212/homepage/forauthors.html). Our aim was to avoid situations where papers are submitted to the journal presenting the analysis of skeletal material from those indigenous communities where they have strong views about their ancestors but where those communities have not been consulted or given their permission. This could happen if human remains were collected by explorers in the 1700s or 1800s and brought back to the explorer's country of origin or in situations today where a government may have a different ethical perspective regarding human remains to those of some of its indigenous minority communities. Our guidance ensures that for such a paper to be accepted by the IJO, evidence must be given to show that those indigenous communities have been consulted, given their permission for the remains of their ancestors to be studied and the results published, and that new knowledge has been shared with the affiliated descendant community so they benefit from the increased understanding. Comparable guidance in their author guidelines can also be found in our sister journal in the field, the American Journal of Biological Anthropology.

Some have advocated going further with regard to ethics, proposing that it should be standard practice for research published in the field of human bioarchaeology to have been assessed and approved by a research ethics committee before the study commences and that papers contain an ethics statement detailing a range of information relevant to the field, such as for destructive sampling and use of illustrations of the human remains (Squires, Roberts, and Márquez-Grant 2022). This is standard for medical research on living patients and works well where participants can choose to give or withhold their consent to take part in a study (Coleman and Bouësseau 2008). However, not all undertaking research on human skeletal remains have access to an ethics committee. Furthermore, the applicability and implications of a similar approach for those who cannot give consent for research on their bodies as they died hundreds or even thousands of years ago is a complex issue with the potential to trigger a range of views.

Recently, a thought-provoking paper entitled “Cremated Bone in Archaeology: Ethical Considerations in the Excavation, Analysis, Storage and Display of Cremated Bone in the United Kingdom” was published in the International Journal of Osteoarchaeology (Squires et al. 2025). This highlighted that even though the remains are highly fragmentary and no longer having the appearance of a human body (for example if placed in a ceramic pot when interred) the fact that they are the remains of a human means that from an ethical perspective they should be regarded with the same level of respect as is given to skeletalized or mummified human remains. The authors go on to share their recommendations for how we might better apply ethics to all aspects of interactions with cremated remains in Britain, from excavation, processing, analysis, storage, curation, and display. We at the IJO very much welcome this contribution to the field.

One key challenge with defining and creating a set of ethical standards for osteoarchaeology is that the views of different members of the same population will not all be the same, even before we consider the differences noted above between populations in different regions of the world. We need to develop an approach that deals with the issue where some people may be really interested to see their ancestors and hear about the scientific research undertaken on those remains, while others in the same population may feel that the dead should be left in the ground and not studied at all, let alone displayed in museums. Should we follow the view of a simple majority, or does it require 60%, 80%, 90%, or 100% of the population to share a view before it should be a requirement for everyone? One way to incorporate flexibility and choice in order to avoid those seeing human remains in a museum when they would prefer not to is to have signs explaining where human remains are displayed so people can plan to avoid that part of a museum if they wish (Squires, Davuidson, and Piombino-Mascali 2024). However, to some the mere fact that the remains are on display in the museum might cause them upset, whether or not they themselves actually see the remains.

Having considered how different members of the same population will have different views, and populations in different regions of the world vary even further depending upon their cultural traditions, religious beliefs, and social identities, this would suggest that there cannot be one correct ethical view for everyone regarding osteoarchaeology. There will of course be some ethical perspectives shared by all, but there will be other aspects for which a local consensus viewpoint may be the best way forward. Future ethical guidelines will benefit from flexibility incorporating the choices made by cultures and populations across the world. In this regard, the Squires et al. 2025 paper sensibly focuses its recommendations on one region (Britain), as the populations of North America, Australia, Italy, or Greece might each have their own viewpoints on what they would wish to include in their own ethical guidance applying to osteoarchaeology.

The author declares no conflicts of interest.

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来源期刊
CiteScore
2.40
自引率
10.00%
发文量
105
期刊介绍: The aim of the International Journal of Osteoarchaeology is to provide a forum for the publication of papers dealing with all aspects of the study of human and animal bones from archaeological contexts. The journal will publish original papers dealing with human or animal bone research from any area of the world. It will also publish short papers which give important preliminary observations from work in progress and it will publish book reviews. All papers will be subject to peer review. The journal will be aimed principally towards all those with a professional interest in the study of human and animal bones. This includes archaeologists, anthropologists, human and animal bone specialists, palaeopathologists and medical historians.
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