Liang Yu;Zhiqiang Chen;Dong Yue;Yujian Ye;Goran Strbac;Yi Wang
{"title":"基于神经网络辅助分层模型预测控制的电网交互式住宅建筑协调运行优化","authors":"Liang Yu;Zhiqiang Chen;Dong Yue;Yujian Ye;Goran Strbac;Yi Wang","doi":"10.1109/TASE.2025.3551649","DOIUrl":null,"url":null,"abstract":"The coordinated operation of grid-interactive buildings contributes to creating a more resilient and reliable power grid. However, existing studies fail to identify the demand changes of each building resulting from their coordinated participation in providing grid services, which affects the economic compensation of each building and its willingness to coordinate. In this article, we investigate an optimal coordinated operation problem for grid-interactive residential buildings (GRBs) while considering generation capacity services and economic compensation for participating GRBs. Specifically, we first formulate two optimization problems to capture the different objectives of GRBs during non-service periods and grid-service periods, respectively. Then, we develop a physically consistent neural network (PCNN)-assisted hierarchical model predictive control (HMPC)-based GRB energy management algorithm to solve the optimization problem during non-service periods. Next, we propose a coordinated operation algorithm to solve the optimization problem during grid-service periods based on PCNN-assisted HMPC and rule-assisted binary search. By comparing the initial solutions from the proposed energy management algorithm with the final solutions generated by the proposed coordination algorithm, the demand changes of each GRB during service periods can be identified. Simulation results indicate that the proposed coordination algorithm achieves up to 37.8114% lower energy costs and 82.1459% better grid service performance than benchmarks while maintaining high thermal comfort. Note to Practitioners—Buildings with distributed energy resources (e.g., solar generation, energy storage) and flexible loads (e.g., heating, ventilation, and air conditioning (HVAC) systems) have significant potential to provide grid services, such as voltage support, frequency regulation, and power peak reduction. Since a single residential building contributes minimally to service quality, multi-building coordination through a trusted third party is necessary. However, since participation in providing grid services may affect occupant comfort and building energy costs, the demand change of each residential building should be identified so that the corresponding economic compensation can be calculated, which is a key factor for the successful deployment of such grid-interactive residential buildings (GRBs). To this end, we develop an optimal energy management algorithm for each residential building during non-service periods, which aims to minimize building energy cost while maintaining high occupant comfort. Based on the developed energy management algorithm, a coordinated operation algorithm for service periods is further proposed to limit the peak demand below a value predetermined by the system operator. By comparing the initial decisions from the energy management algorithm with the final decisions generated by the proposed coordination algorithm, we can identify the demand change of each building during service periods. Numerical results demonstrate that the proposed coordinated operation algorithm can help participating GRBs reduce energy costs and enhance service performance for power grids, with negligible sacrifice to occupant comfort.","PeriodicalId":51060,"journal":{"name":"IEEE Transactions on Automation Science and Engineering","volume":"22 ","pages":"13441-13457"},"PeriodicalIF":6.4000,"publicationDate":"2025-03-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Coordinated Operation Optimization of Grid-Interactive Residential Buildings Based on Neural Network-Assisted Hierarchical Model Predictive Control\",\"authors\":\"Liang Yu;Zhiqiang Chen;Dong Yue;Yujian Ye;Goran Strbac;Yi Wang\",\"doi\":\"10.1109/TASE.2025.3551649\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"The coordinated operation of grid-interactive buildings contributes to creating a more resilient and reliable power grid. However, existing studies fail to identify the demand changes of each building resulting from their coordinated participation in providing grid services, which affects the economic compensation of each building and its willingness to coordinate. In this article, we investigate an optimal coordinated operation problem for grid-interactive residential buildings (GRBs) while considering generation capacity services and economic compensation for participating GRBs. Specifically, we first formulate two optimization problems to capture the different objectives of GRBs during non-service periods and grid-service periods, respectively. Then, we develop a physically consistent neural network (PCNN)-assisted hierarchical model predictive control (HMPC)-based GRB energy management algorithm to solve the optimization problem during non-service periods. Next, we propose a coordinated operation algorithm to solve the optimization problem during grid-service periods based on PCNN-assisted HMPC and rule-assisted binary search. By comparing the initial solutions from the proposed energy management algorithm with the final solutions generated by the proposed coordination algorithm, the demand changes of each GRB during service periods can be identified. Simulation results indicate that the proposed coordination algorithm achieves up to 37.8114% lower energy costs and 82.1459% better grid service performance than benchmarks while maintaining high thermal comfort. Note to Practitioners—Buildings with distributed energy resources (e.g., solar generation, energy storage) and flexible loads (e.g., heating, ventilation, and air conditioning (HVAC) systems) have significant potential to provide grid services, such as voltage support, frequency regulation, and power peak reduction. Since a single residential building contributes minimally to service quality, multi-building coordination through a trusted third party is necessary. However, since participation in providing grid services may affect occupant comfort and building energy costs, the demand change of each residential building should be identified so that the corresponding economic compensation can be calculated, which is a key factor for the successful deployment of such grid-interactive residential buildings (GRBs). To this end, we develop an optimal energy management algorithm for each residential building during non-service periods, which aims to minimize building energy cost while maintaining high occupant comfort. Based on the developed energy management algorithm, a coordinated operation algorithm for service periods is further proposed to limit the peak demand below a value predetermined by the system operator. By comparing the initial decisions from the energy management algorithm with the final decisions generated by the proposed coordination algorithm, we can identify the demand change of each building during service periods. Numerical results demonstrate that the proposed coordinated operation algorithm can help participating GRBs reduce energy costs and enhance service performance for power grids, with negligible sacrifice to occupant comfort.\",\"PeriodicalId\":51060,\"journal\":{\"name\":\"IEEE Transactions on Automation Science and Engineering\",\"volume\":\"22 \",\"pages\":\"13441-13457\"},\"PeriodicalIF\":6.4000,\"publicationDate\":\"2025-03-14\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Transactions on Automation Science and Engineering\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/10926929/\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Automation Science and Engineering","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/10926929/","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Coordinated Operation Optimization of Grid-Interactive Residential Buildings Based on Neural Network-Assisted Hierarchical Model Predictive Control
The coordinated operation of grid-interactive buildings contributes to creating a more resilient and reliable power grid. However, existing studies fail to identify the demand changes of each building resulting from their coordinated participation in providing grid services, which affects the economic compensation of each building and its willingness to coordinate. In this article, we investigate an optimal coordinated operation problem for grid-interactive residential buildings (GRBs) while considering generation capacity services and economic compensation for participating GRBs. Specifically, we first formulate two optimization problems to capture the different objectives of GRBs during non-service periods and grid-service periods, respectively. Then, we develop a physically consistent neural network (PCNN)-assisted hierarchical model predictive control (HMPC)-based GRB energy management algorithm to solve the optimization problem during non-service periods. Next, we propose a coordinated operation algorithm to solve the optimization problem during grid-service periods based on PCNN-assisted HMPC and rule-assisted binary search. By comparing the initial solutions from the proposed energy management algorithm with the final solutions generated by the proposed coordination algorithm, the demand changes of each GRB during service periods can be identified. Simulation results indicate that the proposed coordination algorithm achieves up to 37.8114% lower energy costs and 82.1459% better grid service performance than benchmarks while maintaining high thermal comfort. Note to Practitioners—Buildings with distributed energy resources (e.g., solar generation, energy storage) and flexible loads (e.g., heating, ventilation, and air conditioning (HVAC) systems) have significant potential to provide grid services, such as voltage support, frequency regulation, and power peak reduction. Since a single residential building contributes minimally to service quality, multi-building coordination through a trusted third party is necessary. However, since participation in providing grid services may affect occupant comfort and building energy costs, the demand change of each residential building should be identified so that the corresponding economic compensation can be calculated, which is a key factor for the successful deployment of such grid-interactive residential buildings (GRBs). To this end, we develop an optimal energy management algorithm for each residential building during non-service periods, which aims to minimize building energy cost while maintaining high occupant comfort. Based on the developed energy management algorithm, a coordinated operation algorithm for service periods is further proposed to limit the peak demand below a value predetermined by the system operator. By comparing the initial decisions from the energy management algorithm with the final decisions generated by the proposed coordination algorithm, we can identify the demand change of each building during service periods. Numerical results demonstrate that the proposed coordinated operation algorithm can help participating GRBs reduce energy costs and enhance service performance for power grids, with negligible sacrifice to occupant comfort.
期刊介绍:
The IEEE Transactions on Automation Science and Engineering (T-ASE) publishes fundamental papers on Automation, emphasizing scientific results that advance efficiency, quality, productivity, and reliability. T-ASE encourages interdisciplinary approaches from computer science, control systems, electrical engineering, mathematics, mechanical engineering, operations research, and other fields. T-ASE welcomes results relevant to industries such as agriculture, biotechnology, healthcare, home automation, maintenance, manufacturing, pharmaceuticals, retail, security, service, supply chains, and transportation. T-ASE addresses a research community willing to integrate knowledge across disciplines and industries. For this purpose, each paper includes a Note to Practitioners that summarizes how its results can be applied or how they might be extended to apply in practice.